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Reporter of Decisions, Supreme Judicial Court, Room 1407, Boston, MA
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Unofficial
Synopsis Prepared by the Reporter of Decisions
The
Supreme Judicial Court held today that "barring an individual from the
protections, benefits, and obligations of civil marriage solely because
that person would marry a person of the same sex violates the
Massachusetts Constitution." The court stayed the entry of judgment for
180 days "to permit the Legislature to take such action as it may deem
appropriate in light of this opinion."
"Marriage
is a vital social institution," wrote Chief Justice Margaret H. Marshall
for the majority of the Justices. "The exclusive commitment of two individuals to each other nurtures love and mutual support;
it brings stability to our society. For those who choose to marry, and for
their children, marriage provides an abundance of legal, financial, and
social benefits. In turn it imposes weighty legal, financial, and social
obligations." The question before the court was "whether, consistent with
the Massachusetts Constitution," the Commonwealth could deny those
protections, benefits, and obligations to two individuals of the same sex
who wish to marry.
In
ruling that the Commonwealth could not do so, the court observed that the
Massachusetts Constitution "affirms the dignity and equality of all
individuals," and "forbids the creation of second-class citizens." It
reaches its conclusion, the court said, giving "full deference to the
arguments made by the Commonwealth." The Commonwealth, the court ruled,
"has failed to identify any constitutionality adequate reason for denying
civil marriage to same-sex couples."
The
court affirmed that it owes "great deference to the Legislature to decide
social and policy issues." Where, as here, the constitutionality of a law
is challenged, it is the "traditional and settled role" of courts to
decide the constitutional question. The "marriage ban" the court held,
"works a deep and scarring hardship" on same-sex families "for no rational
reason." It prevents children of same-sex couples "from
enjoying the immeasurable advantages that flow from the assurance of 'a
stable family structure in which children will be reared, educated, and
socialized."' "It cannot be rational under our laws," the court held, "to
penalize children by depriving them of State benefits" because of their
parents' sexual orientation.
The
court rejected the Commonwealth's claim that the primary purpose of
marriage was procreation. Rather, the history of the marriage laws in the
Commonwealth demonstrates that "it is the exclusive and permanent
commitment of the marriage partners to one another, not the begetting of
children, that is the sine qua non of marriage."
The
court remarked that its decision "does not disturb the fundamental value
of marriage in our society." "That same-sex couples are willing to embrace
marriage's solemn obligations of exclusivity, mutual support, and
commitment to one another is a testament to the enduring place of marriage
in our laws and in the human spirit," the court stated.
The
opinion reformulates the common-law definition of civil marriage to mean
"the voluntary union of two persons as spouses, to the exclusion of all
others. Nothing that "civil marriage has long been termed a 'civil
right,"' the court concluded that "the right to marry
means little if it does not include the right to marry the person of one's
choice, subject to appropriate government restrictions in the interests of
public health, safety, and welfare."
Justices
John M. Greaney, Roderick L. Ireland, and Judith A. Cowin joined in the
court's opinion. Justice Greaney also filed a separate concurring
opinion.
Justices
Francis X. Spina, Martha B. Sosman, and Robert J. Cordy each filed
separate dissenting opinions.
Justice
Greaney concurred "with the result reached by the court, the remedy
ordered, and much of the reasoning in the court's opinion," but expressed
the view that "the case is more directly resolved using traditional equal
protection analysis." He stated that to withhold "relief from the
plaintiffs, who wish to marry, and are otherwise eligible to marry, on the
ground that the couples are of the same gender, constitutes a categorical
restriction of a fundamental right." Moreover, Justice Greaney concluded
that such a restriction is impermissible under art. 1 of the Massachusetts
Declaration of Rights. In so doing, Justice Greaney did not rely on art.
1, as amended in 1976, because the voters' intent in passing the amendment
was clearly not to approve gay marriage, but he relied
on well-established principles of equal protection that antedated the
amendment.
Justice
Cordy, with whom Justice Spina and Justice Sosman joined, dissented on the
ground that the marriage statute, as historically interpreted to mean the
union of one man and one woman, does not violate the Massachusetts
Constitution because "the Legislature could rationally conclude that it
furthers the legitimate State purpose of ensuring, promoting, and
supporting an optimal social structure for the bearing and raising of
children." Justice Cordy stated that the court's conclusions to the
contrary are unsupportable in light of "the presumption of constitutional
validity and significant deference afforded to legislative enactments, and
the 'undesirability of the judiciary substituting its notion of correct
policy for that of a popularly elected legislature' responsible for making
it.' Further, Justice Cordy stated that "[w]hile 'the Massachusetts
Constitution protects matters of personal liberty against government
intrusion at least as zealously and often more so than does the Federal
Constitution,' this case is not about government intrusions into matters
of personal liberty," but "about whether the State must endorse and
support [the choices of same-sex couples] by changing the institution of
civil marriage to make its benefits, obligations, and responsibilities
applicable to them." Justice Cordy concluded that, although the plaintiffs
had made a powerful case for the extension of the
benefits and burdens of civil marriage to same-sex couples, the issue "is
one deeply rooted in social policy" and 'that decision must be made by the
Legislature, not the court."
Justice
Spina, in a separately filed dissenting opinion, stated that "[W]hat is at
stake in this case is not the unequal treatment of individuals or whether
individuals rights have been impermissibly burdened, but the power of the
Legislature to effectuate social change without interference from the
courts, pursuant to art. 30 of the
Massachusetts Declaration of
Rights." He emphasized that the "power to regulate marriage lies with the
Legislature, not with the judiciary."
Justice
Sosman, in a separately filed dissenting opinion, stated that "the issue
is not whether the Legislature's rationale behind [the statutory scheme
being challenged] is persuasive to [the court]," but whether it is
"rational" for the Legislature to "reserve judgment" on whether changing
the definition of marriage "can be made at this time without damaging the
institution of marriage or adversely affecting the critical role it has
played in our society." She concluded that, "[a]bsent consensus on the
issue (which obviously does not exist), or unanimity amongst scientists
studying the issue (which also does not exist), or a more prolonged period
of observation of this new family structure (which has
not yet been possible), it is rational for the Legislature to postpone any
redefinition of marriage that would include same-sex couples until such
time as it is certain that redefinition will not have unintended and
undesirable social consequences."
Hillary
GOODRIDGE & others [FN1] vs. DEPARTMENT OF PUBLIC HEALTH &
another.
[FN2]
SJC-08860
March
4, 2003. - November
18, 2003.
Present:
Marshall, C.J.,
Greaney,
Ireland, Spina,
Cowin, Sosman, & Cordy, JJ.
License.
Marriage. Statute,
Construction. Constitutional Law, Police power, Equal protection of
laws. Due Process of Law, Marriage. Words,
"Marriage."
Civil
action commenced in the Superior Court Department on April 11, 2001.
The
case was heard by Thomas E. Connolly, J., on motions for summary
judgment.
The
Supreme Judicial Court
granted an application for direct appellate review.
Mary
Lisa Bonauto
(Gary D. Buseck with her) for Hillary Goodridge.
Judith
S. Yogman,
Assistant Attorney General, for Department of Public Health.
The
following submitted briefs for amici curiae:
Joseph
P.J. Vrabel, Mark D. Mason, & Martin W. Healy
for Massachusetts Bar Association.
Leslie
Cooper & James D. Esseks,
of New York, Jon W. Davidson & Shannon Minter, of California,
Elliot M. Mincberg & Judith E. Schaeffer, of the District of
Columbia, & John Reinstein, Sarah R. Wunsch, Paul Holtzman, &
Hugh Dun Rappaport for Urban League of Eastern Massachusetts &
others.
Paul
Benjamin Linton,
of Illinois, & Thomas
M. Harvey for Robert J. Araujo & others.
Dwight
G. Duncan
for Massachusetts Family Institute, Inc., & others.
Glen
Lavy,
of Arizona, Stephen W. Reed, of California, & Bertin C.
Emmons for National Association for Research and Therapy of
Homosexuality, Inc., & others.
Robert
W. Ash & Vincent P. McCarthy,
of Connecticut, &
Philip E. Cleary for The Common Good Foundation &
others.
Don
Stenberg,
Attorney General of Nebraska, Mark L. Shurtleff, Attorney General
of Utah, Brent A. Burnett, Assistant Attorney General of Utah,
& Mark Barnett, Attorney General of South Dakota, for the State
of Utah & others.
Chester
Darling & Michael Williams
for Massachusetts Citizens
Alliance &
another.
Daniel
Avila
for The Catholic Action League of
Massachusetts.
Joshua
K. Baker,
of California, &
Robert G. Caprera for José Martín de Agar & others.
Wendy
J. Herdlein,
of California, &
James R. Knudsen for the Honorable Philip Travis &
others.
Steven
W. Fitschen,
of Virginia, for The
National Legal Foundation.
Jeffrey
A. Shafer & David R. Langdon,
of Ohio, William C. Duncan, of Utah, & Wendy J.
Herdlein, of California, for Marriage Law Project.
Lisa
Rae, Kenneth Elmore, Arthur Berney, & Josephine Ross
for The Religious Coalition for the Freedom to Marry &
others.
Ann
DiMaria
for The Ethics & Religious Liberty Commission &
others.
Anthony
Mirenda, Vickie L. Henry, Lucy Fowler, John M. Granberry, Rachel N.
Lessem, & Gabriel M. Helmer
for Robert F. Williams & others.
Kenneth
J. Parsigian
for Peter W. Bardaglio & others. David Cruz, of New York,
John Taylor Williams, Carol V. Rose, Debra Squires-Lee, Christopher
Morrison, & Marni Goldstein Caputo for William E. Adams &
others.
Martin
J. Newhouse & Katharine Bolland
for Coalition gaie et lesbienne du Québec & others.
Joseph
Ureneck,
pro se.
Teresa
S. Collett,
of Texas, & Luke
Stanton for Free Market Foundation.
Peter
F. Zupcofska, L. Tracee Whitley, Heidi A. Nadel, & Corin R.
Swift
for Boston Bar Association & another.
Mary
Jo Johnson, Jonathan A. Shapiro, & Amy L. Nash
for The Massachusetts Psychiatric Society & others.
Tony
R. Maida, Nina Joan Kimball, & Justine H. Brousseau
for Libby Adler & others.
Daryl
J. Lapp, Kevin D. Batt, & Katharine Silbaugh
for Monroe Inker &
another.
David
Zwiebel, Mordechai Biser, & Nathan J. Diament,
of New York, & Abba
Cohen, of the District of
Columbia, for Agudath
Israel of
America
& others.
MARSHALL,
C.J.
Marriage
is a vital social institution. The exclusive commitment of two individuals
to each other nurtures love and mutual support; it brings stability to our society. For those who choose to marry,
and for their children, marriage provides an abundance of legal,
financial, and social benefits. In return it imposes weighty legal,
financial, and social obligations. The question before us is whether,
consistent with the Massachusetts Constitution, the Commonwealth may deny
the protections, benefits, and obligations conferred by civil marriage to
two individuals of the same sex who wish to marry. We conclude that it may
not. The Massachusetts Constitution affirms the dignity and equality of
all individuals. It forbids the creation of second-class citizens. In
reaching our conclusion we have given full deference to the arguments made
by the Commonwealth. But it has failed to identify any constitutionally
adequate reason for denying civil marriage to same-sex
couples.
We
are mindful that our decision marks a change in the history of our
marriage law. Many people hold deep-seated religious, moral, and ethical
convictions that marriage should be limited to the union of one man and
one woman, and that homosexual conduct is immoral. Many hold equally
strong religious, moral, and ethical convictions that same-sex couples are
entitled to be married, and that homosexual persons should be treated no
differently than their heterosexual neighbors. Neither view answers the
question before us. Our concern is with the Massachusetts Constitution as
a charter of governance for every person properly
within its reach. "Our obligation is to define the liberty of all, not to
mandate our own moral code." Lawrence v. Texas, 123 S.Ct. 2472,
2480 (2003) (Lawrence ), quoting Planned Parenthood of
Southeastern Pa. v. Casey, 505
U.S. 833,
850 (1992).
Whether
the Commonwealth may use its formidable regulatory authority to bar
same-sex couples from civil marriage is a question not previously
addressed by a Massachusetts
appellate court. [FN3] It is a question the United States Supreme Court
left open as a matter of Federal law in Lawrence, supra at 2484,
where it was not an issue. There, the Court affirmed that the core concept
of common human dignity protected by the Fourteenth Amendment to the
United States Constitution precludes government intrusion into the deeply
personal realms of consensual adult expressions of intimacy and one's
choice of an intimate partner. The Court also reaffirmed the central role
that decisions whether to marry or have children bear in shaping one's
identity. Id. at
2481. The Massachusetts Constitution is, if anything, more protective of
individual liberty and equality than the Federal Constitution; it may
demand broader protection for fundamental rights; and it is less tolerant
of government intrusion into the protected spheres of private
life.
Barred
access to the protections, benefits, and obligations of civil marriage, a person who enters into an intimate, exclusive union with
another of the same sex is arbitrarily deprived of membership in one of
our community's most rewarding and cherished institutions. That exclusion
is incompatible with the constitutional principles of respect for
individual autonomy and equality under law.
I
The
plaintiffs are fourteen individuals from five
Massachusetts counties. As
of April 11, 2001, the date they filed their complaint, the plaintiffs
Gloria Bailey, sixty years old, and Linda Davies, fifty-five years old,
had been in a committed relationship for thirty years; the plaintiffs
Maureen Brodoff, forty-nine years old, and Ellen Wade, fifty-two years
old, had been in a committed relationship for twenty years and lived with
their twelve year old daughter; the plaintiffs Hillary Goodridge,
forty-four years old, and Julie Goodridge, forty-three years old, had been
in a committed relationship for thirteen years and lived with their five
year old daughter; the plaintiffs Gary Chalmers, thirty-five years old,
and Richard Linnell, thirty-seven years old, had been in a committed
relationship for thirteen years and lived with their eight year old
daughter and Richard's mother; the plaintiffs Heidi Norton, thirty-six
years old, and Gina Smith, thirty-six years old, had been in a committed relationship for eleven years and lived with
their two sons, ages five years and one year; the plaintiffs Michael
Horgan, forty-one years old, and David Balmelli, forty-one years old, had
been in a committed relationship for seven years; and the plaintiffs David
Wilson, fifty-seven years old, and Robert Compton, fifty-one years old,
had been in a committed relationship for four years and had cared for
David's mother in their home after a serious illness until she
died.
The
plaintiffs include business executives, lawyers, an investment banker,
educators, therapists, and a computer engineer. Many are active in church,
community, and school groups. They have employed such legal means as are
available to them--for example, joint adoption, powers of attorney, and
joint ownership of real property--to secure aspects of their
relationships. Each plaintiff attests a desire to marry his or her partner
in order to affirm publicly their commitment to each other and to secure
the legal protections and benefits afforded to married couples and their
children.
The
Department of Public Health (department) is charged by statute with
safeguarding public health. See G.L. c. 17. Among its responsibilities,
the department oversees the registry of vital records and statistics
(registry), which "enforce[s] all laws" relative to the issuance of
marriage licenses and the keeping of marriage records,
see G.L. c. 17, § 4, and which promulgates policies and procedures for the
issuance of marriage licenses by city and town clerks and registers. See,
e.g., G.L. c. 207, §§ 20, 28A, and 37. The registry is headed by a
registrar of vital records and statistics (registrar), appointed by the
Commissioner of Public Health (commissioner) with the approval of the
public health council and supervised by the commissioner. See G.L. c. 17,
§ 4.
In
March and April, 2001, each of the plaintiff couples attempted to obtain a
marriage license from a city or town clerk's office. As required under
G.L. c. 207, they completed notices of intention to marry on forms
provided by the registry, see G.L. c. 207, § 20, and presented these forms
to a Massachusetts town or
city clerk, together with the required health forms and marriage license
fees. See G.L. c. 207, § 19. In each case, the clerk either refused to
accept the notice of intention to marry or denied a marriage license to
the couple on the ground that
Massachusetts does not
recognize same- sex marriage. [FN4], [FN5] Because obtaining a marriage
license is a necessary prerequisite to civil marriage in Massachusetts,
denying marriage licenses to the plaintiffs was tantamount to denying them
access to civil marriage itself, with its appurtenant social and legal
protections, benefits, and obligations. [FN6]
On
April 11, 2001, the plaintiffs filed suit in the Superior Court against
the department and the commissioner seeking a judgment that "the exclusion
of the [p]laintiff couples and other qualified same-sex couples from
access to marriage licenses, and the legal and social status of civil
marriage, as well as the protections, benefits and obligations of
marriage, violates Massachusetts law." See G.L. c. 231A. The plaintiffs
alleged violation of the laws of the Commonwealth, including but not
limited to their rights under arts. 1, 6, 7, 10, 12, and 16, and Part II,
c. 1, § 1, art. 4, of the
Massachusetts Constitution.
[FN7], [FN8]
The
department, represented by the Attorney General, admitted to a policy and
practice of denying marriage licenses to same-sex couples. It denied that
its actions violated any law or that the plaintiffs were entitled to
relief. The parties filed cross motions for summary judgment.
A
Superior Court judge ruled for the department. In a memorandum of decision
and order dated May 7,
2002, he dismissed the plaintiffs' claim that the marriage
statutes should be construed to permit marriage between persons of the
same sex, holding that the plain wording of G.L. c. 207, as well as the
wording of other marriage statutes, precluded that interpretation. Turning
to the constitutional claims, he held that the marriage
exclusion does not offend the liberty, freedom, equality, or due process
provisions of the Massachusetts Constitution, and that the Massachusetts
Declaration of Rights does not guarantee "the fundamental right to marry a
person of the same sex." He concluded that prohibiting same-sex marriage
rationally furthers the Legislature's legitimate interest in safeguarding
the "primary purpose" of marriage, "procreation." The Legislature may
rationally limit marriage to opposite-sex couples, he concluded, because
those couples are "theoretically ... capable of procreation," they do not
rely on "inherently more cumbersome" noncoital means of reproduction, and
they are more likely than same-sex couples to have children, or more
children.
After
the complaint was dismissed and summary judgment entered for the
defendants, the plaintiffs appealed. Both parties requested direct
appellate review, which we granted.
II
Although
the plaintiffs refer in passing to "the marriage statutes," they focus,
quite properly, on G.L. c. 207, the marriage licensing statute, which
controls entry into civil marriage. As a preliminary matter, we summarize
the provisions of that law.
General
Laws c. 207 is both a gatekeeping and a public records statute. It sets
minimum qualifications for obtaining a marriage license and directs city
and town clerks, the registrar, and the department to keep and maintain
certain "vital records" of civil marriages. The gatekeeping provisions of
G.L. c. 207 are minimal. They forbid marriage of individuals within
certain degrees of consanguinity, §§ 1 and 2, and polygamous marriages.
See G.L. c. 207, § 4. See also G.L. c. 207, § 8 (marriages solemnized in
violation of §§ 1, 2, and 4, are void ab initio). They prohibit marriage
if one of the parties has communicable syphilis, see G.L. c. 207, § 28A,
and restrict the circumstances in which a person under eighteen years of
age may marry. See G.L. c. 207, §§ 7, 25, and 27. The statute requires
that civil marriage be solemnized only by those so authorized. See G.L. c.
207, §§ 38-40.
The
record-keeping provisions of G.L. c. 207 are more extensive. Marriage
applicants file standard information forms and a medical certificate in
any Massachusetts city or
town clerk's office and tender a filing fee. G.L. c. 207, §§ 19-20, 28A.
The clerk issues the marriage license, and when the marriage is
solemnized, the individual authorized to solemnize the marriage adds additional information to the form and returns it (or
a copy) to the clerk's office. G.L. c. 207, §§ 28, 30, 38-40 (this
completed form is commonly known as the "marriage certificate"). The clerk
sends a copy of the information to the registrar, and that information
becomes a public record. See G.L. c. 17, § 4; G.L. c. 66, § 10. [FN9],
[FN10]
In
short, for all the joy and solemnity that normally attend a marriage, G.L.
c. 207, governing entrance to marriage, is a licensing law. The plaintiffs
argue that because nothing in that licensing law specifically prohibits
marriages between persons of the same sex, we may interpret the statute to
permit "qualified same sex couples" to obtain marriage licenses, thereby
avoiding the question whether the law is constitutional. See School
Comm. of Greenfield v. Greenfield Educ. Ass'n, 385 Mass. 70, 79
(1982), and cases cited. This claim lacks merit.
We
interpret statutes to carry out the Legislature's intent, determined by
the words of a statute interpreted according to "the ordinary and approved
usage of the language." Hanlon v. Rollins, 286 Mass. 444, 447
(1934). The everyday meaning of "marriage" is "[t]he legal union of a man
and woman as husband and wife," Black's Law Dictionary 986 (7th ed.1999),
and the plaintiffs do not argue that the term "marriage" has ever had a
different meaning under Massachusetts law. See, e.g.,
Milford v. Worcester, 7 Mass. 48, 52 (1810) (marriage "is an
engagement, by which a single man and a single woman, of sufficient
discretion, take each other for husband and wife"). This definition of
marriage, as both the department and the Superior Court judge point out,
derives from the common law. See Commonwealth v. Knowlton, 2 Mass.
530, 535 (1807) (Massachusetts common law derives from English common law
except as otherwise altered by Massachusetts statutes and Constitution).
See also Commonwealth v. Lane, 113 Mass. 458, 462-463 (1873) ("when
the statutes are silent, questions of the validity of marriages are to be
determined by the jus gentium, the common law of nations"); C.P.
Kindregan, Jr., & M.L. Inker, Family Law and Practice § 1.2 (3d
ed.2002). Far from being ambiguous, the undefined word "marriage," as used
in G.L. c. 207, confirms the General Court's intent to hew to the term's
common-law and quotidian meaning concerning the genders of the marriage
partners.
The
intended scope of G.L. c. 207 is also evident in its consanguinity
provisions. See Chandler v. County Comm'rs of Nantucket County, 437
Mass. 430, 435 (2002) (statute's various provisions may offer insight into
legislative intent). Sections 1 and 2 of G.L. c. 207 prohibit marriages
between a man and certain female relatives and a woman and certain male
relatives, but are silent as to the consanguinity of male-male or
female-female marriage applicants. See G.L. c. 207, §§
1-2. The only reasonable explanation is that the Legislature did not
intend that same-sex couples be licensed to marry. We conclude, as did the
judge, that G.L. c. 207 may not be construed to permit same-sex couples to
marry. [FN11]
III
A
The
larger question is whether, as the department claims, government action
that bars same-sex couples from civil marriage constitutes a legitimate
exercise of the State's authority to regulate conduct, or whether, as the
plaintiffs claim, this categorical marriage exclusion violates the
Massachusetts Constitution. We have recognized the long-standing statutory
understanding, derived from the common law, that "marriage" means the
lawful union of a woman and a man. But that history cannot and does not
foreclose the constitutional question.
The
plaintiffs' claim that the marriage restriction violates the Massachusetts
Constitution can be analyzed in two ways. Does it offend the
Constitution's guarantees of equality before the law? Or do the liberty
and due process provisions of the Massachusetts
Constitution secure the plaintiffs' right to marry their chosen partner?
In matters implicating marriage, family life, and the upbringing of
children, the two constitutional concepts frequently overlap, as they do
here. See, e.g., M.L.B. v. S.L.J., 519 U.S. 102, 120 (1996)
(noting convergence of due process and equal protection principles in
cases concerning parent-child relationships); Perez v. Sharp, 32
Cal.2d 711, 728 (1948) (analyzing statutory ban on interracial marriage as
equal protection violation concerning regulation of fundamental right).
See also Lawrence, supra at 2482 ("Equality of treatment and the
due process right to demand respect for conduct protected by the
substantive guarantee of liberty are linked in important respects, and a
decision on the latter point advances both interests"); Bolling v.
Sharpe, 347 U.S. 497 (1954) (racial segregation in District of
Columbia public schools violates the due process clause of the Fifth
Amendment to the United States Constitution), decided the same day as
Brown v. Board of Educ. of Topeka, 347 U.S. 483 (1954) (holding
that segregation of public schools in the States violates the equal
protection clause of the Fourteenth Amendment). Much of what we say
concerning one standard applies to the other.
We
begin by considering the nature of civil marriage itself. Simply put, the
government creates civil marriage. In Massachusetts, civil marriage is,
and since pre-Colonial days has been, precisely what
its name implies: a wholly secular institution. See Commonwealth v.
Munson, 127 Mass. 459, 460-466 (1879) (noting that "[i]n
Massachusetts, from very early times, the requisites of a valid marriage
have been regulated by statutes of the Colony, Province, and
Commonwealth," and surveying marriage statutes from 1639 through 1834). No
religious ceremony has ever been required to validate a Massachusetts
marriage. Id.
In
a real sense, there are three partners to every civil marriage: two
willing spouses and an approving State. See DeMatteo v. DeMatteo,
436 Mass. 18, 31 (2002) ("Marriage is not a mere contract between two
parties but a legal status from which certain rights and obligations
arise"); Smith v. Smith, 171 Mass. 404, 409 (1898) (on marriage,
the parties "assume[ ] new relations to each other and to the State"). See
also French v. McAnarney, 290 Mass. 544, 546 (1935). While only the
parties can mutually assent to marriage, the terms of the marriage--who
may marry and what obligations, benefits, and liabilities attach to civil
marriage--are set by the Commonwealth. Conversely, while only the parties
can agree to end the marriage (absent the death of one of them or a
marriage void ab initio), the Commonwealth defines the exit terms. See
G.L. c. 208.
Civil
marriage is created and regulated through exercise of the police power.
See Commonwealth v. Stowell, 389 Mass. 171, 175 (1983) (regulation
of marriage is properly within the scope of the police power). "Police
power" (now more commonly termed the State's regulatory authority) is an
old-fashioned term for the Commonwealth's lawmaking authority, as bounded
by the liberty and equality guarantees of the Massachusetts Constitution
and its express delegation of power from the people to their government.
In broad terms, it is the Legislature's power to enact rules to regulate
conduct, to the extent that such laws are "necessary to secure the health,
safety, good order, comfort, or general welfare of the community"
(citations omitted). Opinion of the Justices, 341 Mass. 760, 785
(1960). [FN12] See Commonwealth v. Alger, 7 Cush. 53, 85
(1851).
Without
question, civil marriage enhances the "welfare of the community." It is a
"social institution of the highest importance." French v. McAnarney,
supra. Civil marriage anchors an ordered society by encouraging stable
relationships over transient ones. It is central to the way the
Commonwealth identifies individuals, provides for the orderly distribution
of property, ensures that children and adults are cared for and supported
whenever possible from private rather than public funds, and tracks
important epidemiological and demographic data.
Marriage
also bestows enormous private and social advantages on those who choose to
marry. Civil marriage is at once a deeply personal commitment to another
human being and a highly public celebration of the ideals of mutuality,
companionship, intimacy, fidelity, and family. "It is an association that
promotes a way of life, not causes; a harmony in living, not political
faiths; a bilateral loyalty, not commercial or social projects."
Griswold v. Connecticut, 381 U.S. 479, 486 (1965). Because it
fulfils yearnings for security, safe haven, and connection that express
our common humanity, civil marriage is an esteemed institution, and the
decision whether and whom to marry is among life's momentous acts of
self-definition.
Tangible
as well as intangible benefits flow from marriage. The marriage license
grants valuable property rights to those who meet the entry requirements,
and who agree to what might otherwise be a burdensome degree of government
regulation of their activities. [FN13] See Leduc v. Commonwealth,
421 Mass. 433, 435 (1995), cert. denied, 519 U.S. 827 (1996) ( "The
historical aim of licensure generally is preservation of public health,
safety, and welfare by extending the public trust only to those with
proven qualifications"). The Legislature has conferred on "each party [in
a civil marriage] substantial rights concerning the assets of the other
which unmarried cohabitants do not have." Wilcox v.
Trautz, 427 Mass. 326, 334 (1998). See Collins v. Guggenheim,
417 Mass. 615, 618 (1994) (rejecting claim for equitable distribution of
property where plaintiff cohabited with but did not marry defendant);
Feliciano v. Rosemar Silver Co., 401 Mass. 141, 142 (1987)
(government interest in promoting marriage would be "subverted" by
recognition of "a right to recover for loss of consortium by a person who
has not accepted the correlative responsibilities of marriage"); Davis
v. Misiano, 373 Mass. 261, 263 (1977) (unmarried partners not entitled
to rights of separate support or alimony). See generally Attorney
Gen. v. Desilets, 418 Mass. 316, 327-328 & nn. 10, 11
(1994).
The
benefits accessible only by way of a marriage license are enormous,
touching nearly every aspect of life and death. The department states that
"hundreds of statutes" are related to marriage and to marital benefits.
With no attempt to be comprehensive, we note that some of the statutory
benefits conferred by the Legislature on those who enter into civil
marriage include, as to property: joint Massachusetts income tax filing
(G.L. c. 62C, § 6); tenancy by the entirety (a form of ownership that
provides certain protections against creditors and allows for the
automatic descent of property to the surviving spouse without probate)
(G.L. c. 184, § 7); extension of the benefit of the homestead protection
(securing up to $300,000 in equity from creditors) to
one's spouse and children (G.L. c. 188, § 1); automatic rights to inherit
the property of a deceased spouse who does not leave a will (G.L. c. 190,
§ 1); the rights of elective share and of dower (which allow surviving
spouses certain property rights where the decedent spouse has not made
adequate provision for the survivor in a will) (G.L. c. 191, § 15, and
G.L. c. 189); entitlement to wages owed to a deceased employee (G.L. c.
149, § 178A [general] and G.L. c. 149, § 178C [public employees] );
eligibility to continue certain businesses of a deceased spouse (e.g.,
G.L. c. 112, § 53 [dentist] ); the right to share the medical policy of
one's spouse (e.g., G.L. c. 175, § 108, Second [a ] [3] [defining
an insured's "dependent" to include one's spouse), see Connors v.
Boston, 430 Mass. 31, 43 (1999) [domestic partners of city employees
not included within the term "dependent" as used in G.L. c. 32B, § 2] );
thirty-nine week continuation of health coverage for the spouse of a
person who is laid off or dies (e.g., G.L. c. 175, § 110G); preferential
options under the Commonwealth's pension system (see G.L. c. 32, § 12[2]
["Joint and Last Survivor Allowance"] ); preferential benefits in the
Commonwealth's medical program, MassHealth (e.g., 130 Code Mass. Regs. §
515.012[A] prohibiting placing a lien on long-term care patient's former
home if spouse still lives there); access to veterans' spousal benefits
and preferences (e.g., G.L. c. 115, § 1 [defining "dependents"] and G.L.
c. 31, § 26 [State employment] and § 28 [municipal employees] ); financial protections for spouses of certain
Commonwealth employees (fire fighters, police officers, prosecutors, among
others) killed in the performance of duty (e.g., G.L. c. 32, §§ 100-103);
the equitable division of marital property on divorce (G.L. c. 208, § 34);
temporary and permanent alimony rights (G.L. c. 208, §§ 17 and 34); the
right to separate support on separation of the parties that does not
result in divorce (G.L. c. 209, § 32); and the right to bring claims for
wrongful death and loss of consortium, and for funeral and burial expenses
and punitive damages resulting from tort actions (G.L. c. 229, §§ 1 and 2;
G.L. c. 228, § 1. See Feliciano v. Rosemar Silver Co., supra
).
Exclusive
marital benefits that are not directly tied to property rights include the
presumptions of legitimacy and parentage of children born to a married
couple (G.L. c. 209C, § 6, and G.L. c. 46, § 4B); and evidentiary rights,
such as the prohibition against spouses testifying against one another
about their private conversations, applicable in both civil and criminal
cases (G.L. c. 233, § 20). Other statutory benefits of a personal nature
available only to married individuals include qualification for
bereavement or medical leave to care for individuals related by blood or
marriage (G.L. c. 149, § 52D); an automatic "family member" preference to
make medical decisions for an incompetent or disabled spouse who does not
have a contrary health care proxy, see Shine v.
Vega, 429 Mass. 456, 466 (1999); the application of predictable rules
of child custody, visitation, support, and removal out-of-State when
married parents divorce (e.g., G.L. c. 208, § 19 [temporary custody], § 20
[temporary support], § 28 [custody and support on judgment of divorce], §
30 [removal from Commonwealth], and § 31 [shared custody plan]; priority
rights to administer the estate of a deceased spouse who dies without a
will, and requirement that surviving spouse must consent to the
appointment of any other person as administrator (G.L. c. 38, § 13
[disposition of body], and G.L. c. 113, § 8 [anatomical gifts] ); and the
right to interment in the lot or tomb owned by one's deceased spouse (G.L.
c. 114, §§ 29-33).
Where
a married couple has children, their children are also directly or
indirectly, but no less auspiciously, the recipients of the special legal
and economic protections obtained by civil marriage. Notwithstanding the
Commonwealth's strong public policy to abolish legal distinctions between
marital and nonmarital children in providing for the support and care of
minors, see Department of Revenue v. Mason M., 439 Mass. 665
(2003); Woodward v. Commissioner of Social Sec., 435 Mass. 536, 546
(2002), the fact remains that marital children reap a measure of family
stability and economic security based on their parents' legally privileged
status that is largely inaccessible, or not as readily
accessible, to nonmarital children. Some of these benefits are social,
such as the enhanced approval that still attends the status of being a
marital child. Others are material, such as the greater ease of access to
family-based State and Federal benefits that attend the presumptions of
one's parentage.
It
is undoubtedly for these concrete reasons, as well as for its intimately
personal significance, that civil marriage has long been termed a "civil
right." See, e.g., Loving v. Virginia, 388 U.S. 1, 12 (1967)
("Marriage is one of the 'basic civil rights of man,' fundamental to our
very existence and survival"), quoting Skinner v. Oklahoma, 316
U.S. 535, 541 (1942); Milford v. Worcester, 7 Mass. 48, 56 (1810)
(referring to "civil rights incident to marriages"). See also Baehr v.
Lewin, 74 Haw. 530, 561 (1993) (identifying marriage as a "civil
right[ ]"); Baker v. State, 170 Vt. 194, 242 (1999) (Johnson, J.,
concurring in part and dissenting in part) (same). The United States
Supreme Court has described the right to marry as "of fundamental
importance for all individuals" and as "part of the fundamental 'right of
privacy' implicit in the Fourteenth Amendment's Due Process Clause."
Zablocki v. Redhail, 434 U.S. 374, 384 (1978). See Loving v.
Virginia, supra ("The freedom to marry has long been recognized as one
of the vital personal rights essential to the orderly pursuit of happiness
by free men"). [FN14]
Without
the right to marry--or more properly, the right to choose to marry--one is
excluded from the full range of human experience and denied full
protection of the laws for one's "avowed commitment to an intimate and
lasting human relationship." Baker v. State, supra at 229. Because
civil marriage is central to the lives of individuals and the welfare of
the community, our laws assiduously protect the individual's right to
marry against undue government incursion. Laws may not "interfere directly
and substantially with the right to marry." Zablocki v. Redhail,
supra at 387. See Perez v. Sharp, 32 Cal.2d 711, 714 (1948)
("There can be no prohibition of marriage except for an important social
objective and reasonable means"). [FN15]
Unquestionably,
the regulatory power of the Commonwealth over civil marriage is broad, as
is the Commonwealth's discretion to award public benefits. See
Commonwealth v. Stowell, 389 Mass. 171, 175 (1983) (marriage);
Moe v. Secretary of Admin. & Fin., 382 Mass. 629, 652 (1981)
(Medicaid benefits). Individuals who have the choice to marry each other
and nevertheless choose not to may properly be denied the legal benefits
of marriage. See Wilcox v. Trautz, 427 Mass. 326, 334 (1998);
Collins v. Guggenheim, 417 Mass. 615, 618 (1994); Feliciano v.
Rosemar Silver Co., 401 Mass. 141, 142 (1987). But
that same logic cannot hold for a qualified individual who would marry if
she or he only could.
B
For
decades, indeed centuries, in much of this country (including
Massachusetts) no lawful marriage was possible between white and black
Americans. That long history availed not when the Supreme Court of
California held in 1948 that a legislative prohibition against interracial
marriage violated the due process and equality guarantees of the
Fourteenth Amendment, Perez v. Sharp, 32 Cal.2d 711, 728 (1948), or
when, nineteen years later, the United States Supreme Court also held that
a statutory bar to interracial marriage violated the Fourteenth Amendment,
Loving v. Virginia, 388 U.S. 1 (1967). [FN16] As both Perez
and Loving make clear, the right to marry means little if it does
not include the right to marry the person of one's choice, subject to
appropriate government restrictions in the interests of public health,
safety, and welfare. See Perez v. Sharp, supra at 717 ("the essence
of the right to marry is freedom to join in marriage with the person of
one's choice"). See also Loving v. Virginia, supra at 12. In this
case, as in Perez and Loving, a statute deprives individuals
of access to an institution of fundamental legal, personal, and social
significance--the institution of marriage--because of a
single trait: skin color in Perez and Loving, sexual
orientation here. As it did in Perez and Loving, history
must yield to a more fully developed understanding of the invidious
quality of the discrimination. [FN17]
The
Massachusetts Constitution protects matters of personal liberty against
government incursion as zealously, and often more so, than does the
Federal Constitution, even where both Constitutions employ essentially the
same language. See Planned Parenthood League of Mass., Inc. v.
Attorney Gen., 424 Mass. 586, 590 (1997); Corning Glass Works v.
Ann & Hope, Inc. of Danvers, 363 Mass. 409, 416 (1973). That the
Massachusetts Constitution is in some instances more protective of
individual liberty interests than is the Federal Constitution is not
surprising. Fundamental to the vigor of our Federal system of government
is that "state courts are absolutely free to interpret state
constitutional provisions to accord greater protection to individual
rights than do similar provisions of the United States Constitution."
Arizona v. Evans, 514 U.S. 1, 8 (1995). [FN18]
The
individual liberty and equality safeguards of the Massachusetts
Constitution protect both "freedom from" unwarranted government intrusion
into protected spheres of life and "freedom to" partake in benefits
created by the State for the common good. See
Bachrach v. Secretary of the Commonwealth, 382 Mass. 268, 273
(1981); Dalli v. Board of Educ., 358 Mass. 753, 759 (1971). Both
freedoms are involved here. Whether and whom to marry, how to express
sexual intimacy, and whether and how to establish a family--these are
among the most basic of every individual's liberty and due process rights.
See, e.g., Lawrence, supra at 2481; Planned Parenthood of
Southeastern Pa. v. Casey, 505 U.S. 833, 851 (1992); Zablocki v.
Redhail, 434 U.S. 374, 384 (1978); Roe v. Wade, 410 U.S. 113,
152-153 (1973); Eisenstadt v. Baird, 405 U.S. 438, 453 (1972);
Loving v. Virginia, supra. And central to personal freedom and
security is the assurance that the laws will apply equally to persons in
similar situations. "Absolute equality before the law is a fundamental
principle of our own Constitution." Opinion of the Justices, 211
Mass. 618, 619 (1912). The liberty interest in choosing whether and whom
to marry would be hollow if the Commonwealth could, without sufficient
justification, foreclose an individual from freely choosing the person
with whom to share an exclusive commitment in the unique institution of
civil marriage.
The
Massachusetts Constitution requires, at a minimum, that the exercise of
the State's regulatory authority not be "arbitrary or capricious."
Commonwealth v. Henry's Drywall Co., 366 Mass. 539, 542 (1974).
[FN19] Under both the equality and liberty guarantees,
regulatory authority must, at very least, serve "a legitimate purpose in a
rational way"; a statute must "bear a reasonable relation to a permissible
legislative objective." Rushworth v. Registrar of Motor Vehicles,
413 Mass. 265, 270 (1992). See, e.g., Massachusetts Fed'n of Teachers
v. Board of Educ., 436 Mass. 763, 778 (2002) (equal protection);
Coffee-Rich, Inc. v. Commissioner of Pub. Health, 348 Mass.
414, 422 (1965) (due process). Any law failing to satisfy the basic
standards of rationality is void.
The
plaintiffs challenge the marriage statute on both equal protection and due
process grounds. With respect to each such claim, we must first determine
the appropriate standard of review. Where a statute implicates a
fundamental right or uses a suspect classification, we employ "strict
judicial scrutiny." Lowell v. Kowalski, 380 Mass. 663, 666 (1980).
For all other statutes, we employ the " 'rational basis' test." English
v. New England Med. Ctr., 405 Mass. 423, 428 (1989). For due process
claims, rational basis analysis requires that statutes "bear[ ] a real and
substantial relation to the public health, safety, morals, or some other
phase of the general welfare." Coffee-Rich, Inc. v. Commissioner
of Pub. Health, supra, quoting Sperry & Hutchinson Co. v.
Director of the Div. on the Necessaries of Life, 307 Mass. 408, 418
(1940). For equal protection challenges, the rational basis test requires that "an impartial lawmaker could logically
believe that the classification would serve a legitimate public purpose
that transcends the harm to the members of the disadvantaged class."
English v. New England Med. Ctr., supra at 429, quoting Cleburne
v. Cleburne Living Ctr., Inc., 473 U.S. 432, 452 (1985) (Stevens, J.,
concurring). [FN20]
The
department argues that no fundamental right or "suspect" class is at issue
here, [FN21] and rational basis is the appropriate standard of review. For
the reasons we explain below, we conclude that the marriage ban does not
meet the rational basis test for either due process or equal protection.
Because the statute does not survive rational basis review, we do not
consider the plaintiffs' arguments that this case merits strict judicial
scrutiny.
The
department posits three legislative rationales for prohibiting same-sex
couples from marrying: (1) providing a "favorable setting for
procreation"; (2) ensuring the optimal setting for child rearing, which
the department defines as "a two-parent family with one parent of each
sex"; and (3) preserving scarce State and private financial resources. We
consider each in turn.
The
judge in the Superior Court endorsed the first rationale, holding that
"the state's interest in regulating marriage is based
on the traditional concept that marriage's primary purpose is
procreation." This is incorrect. Our laws of civil marriage do not
privilege procreative heterosexual intercourse between married people
above every other form of adult intimacy and every other means of creating
a family. General Laws c. 207 contains no requirement that the applicants
for a marriage license attest to their ability or intention to conceive
children by coitus. Fertility is not a condition of marriage, nor is it
grounds for divorce. People who have never consummated their marriage, and
never plan to, may be and stay married. See Franklin v. Franklin,
154 Mass. 515, 516 (1891) ("The consummation of a marriage by coition is
not necessary to its validity"). [FN22] People who cannot stir from their
deathbed may marry. See G.L. c. 207, § 28A. While it is certainly true
that many, perhaps most, married couples have children together (assisted
or unassisted), it is the exclusive and permanent commitment of the
marriage partners to one another, not the begetting of children, that is
the sine qua non of civil marriage. [FN23]
Moreover,
the Commonwealth affirmatively facilitates bringing children into a family
regardless of whether the intended parent is married or unmarried, whether
the child is adopted or born into a family, whether assistive technology
was used to conceive the child, and whether the parent or her partner is
heterosexual, homosexual, or bisexual. [FN24] If procreation were a necessary component of civil marriage, our statutes would
draw a tighter circle around the permissible bounds of nonmarital child
bearing and the creation of families by noncoital means. The attempt to
isolate procreation as "the source of a fundamental right to marry,"
post at (Cordy, J., dissenting), overlooks the integrated way in
which courts have examined the complex and overlapping realms of personal
autonomy, marriage, family life, and child rearing. Our jurisprudence
recognizes that, in these nuanced and fundamentally private areas of life,
such a narrow focus is inappropriate.
The
"marriage is procreation" argument singles out the one unbridgeable
difference between same-sex and opposite-sex couples, and transforms that
difference into the essence of legal marriage. Like "Amendment 2" to the
Constitution of Colorado, which effectively denied homosexual persons
equality under the law and full access to the political process, the
marriage restriction impermissibly "identifies persons by a single trait
and then denies them protection across the board." Romer v. Evans,
517 U.S. 620, 633 (1996). In so doing, the State's action confers an
official stamp of approval on the destructive stereotype that same-sex
relationships are inherently unstable and inferior to opposite-sex
relationships and are not worthy of respect. [FN25]
The
department's first stated rationale, equating marriage with unassisted
heterosexual procreation, shades imperceptibly into its second: that
confining marriage to opposite-sex couples ensures that children are
raised in the "optimal" setting. Protecting the welfare of children is a
paramount State policy. Restricting marriage to opposite-sex couples,
however, cannot plausibly further this policy. "The demographic changes of
the past century make it difficult to speak of an average American family.
The composition of families varies greatly from household to household."
Troxel v. Granville, 530 U.S. 57, 63 (2000). Massachusetts has
responded supportively to "the changing realities of the American family,"
id. at 64, and has moved vigorously to strengthen the modern family
in its many variations. See, e.g., G.L. c. 209C (paternity statute); G.L.
c. 119, § 39D (grandparent visitation statute); Blixt v. Blixt, 437
Mass. 649 (2002), cert. denied, 537 U.S. 1189 (2003) (same); E.N.O.
v. L.M.M., 429 Mass. 824, cert. denied, 528 U.S. 1005 (1999) (de
facto parent); Youmans v. Ramos, 429 Mass. 774, 782 (1999) (same);
and Adoption of Tammy, 416 Mass. 205 (1993) (coparent adoption).
Moreover, we have repudiated the common-law power of the State to provide
varying levels of protection to children based on the circumstances of
birth. See G.L. c. 209C (paternity statute); Powers v. Wilkinson,
399 Mass. 650, 661 (1987) ("Ours is an era in which logic and compassion
have impelled the law toward unburdening children from the stigma and the disadvantages heretofore attendant upon the status
of illegitimacy"). The "best interests of the child" standard does not
turn on a parent's sexual orientation or marital status. See e.g., Doe
v. Doe, 16 Mass.App.Ct. 499, 503 (1983) (parent's sexual orientation
insufficient ground to deny custody of child in divorce action). See also
E.N.O. v. L.M.M., supra at 829-830 (best interests of child
determined by considering child's relationship with biological and de
facto same-sex parents); Silvia v. Silvia, 9 Mass.App.Ct. 339, 341
& n. 3 (1980) (collecting support and custody statutes containing no
gender distinction).
The
department has offered no evidence that forbidding marriage to people of
the same sex will increase the number of couples choosing to enter into
opposite-sex marriages in order to have and raise children. There is thus
no rational relationship between the marriage statute and the
Commonwealth's proffered goal of protecting the "optimal" child rearing
unit. Moreover, the department readily concedes that people in same-sex
couples may be "excellent" parents. These couples (including four of the
plaintiff couples) have children for the reasons others do--to love them,
to care for them, to nurture them. But the task of child rearing for
same-sex couples is made infinitely harder by their status as outliers to
the marriage laws. While establishing the parentage of children as soon as
possible is crucial to the safety and welfare of
children, see Culliton v. Beth Israel Deaconness Med. Ctr., 435
Mass. 285, 292 (2001), same-sex couples must undergo the sometimes lengthy
and intrusive process of second-parent adoption to establish their joint
parentage. While the enhanced income provided by marital benefits is an
important source of security and stability for married couples and their
children, those benefits are denied to families headed by same-sex
couples. See, e.g., note 6, supra. While the laws of divorce
provide clear and reasonably predictable guidelines for child support,
child custody, and property division on dissolution of a marriage,
same-sex couples who dissolve their relationships find themselves and
their children in the highly unpredictable terrain of equity jurisdiction.
See E.N.O. v. L.M.M., supra. Given the wide range of public
benefits reserved only for married couples, we do not credit the
department's contention that the absence of access to civil marriage
amounts to little more than an inconvenience to same-sex couples and their
children. Excluding same-sex couples from civil marriage will not make
children of opposite-sex marriages more secure, but it does prevent
children of same-sex couples from enjoying the immeasurable advantages
that flow from the assurance of "a stable family structure in which
children will be reared, educated, and socialized." Post at (Cordy,
J., dissenting). [FN26]
No
one disputes that the plaintiff couples are families, that many are
parents, and that the children they are raising, like
all children, need and should have the fullest opportunity to grow up in a
secure, protected family unit. Similarly, no one disputes that, under the
rubric of marriage, the State provides a cornucopia of substantial
benefits to married parents and their children. The preferential treatment
of civil marriage reflects the Legislature's conclusion that marriage "is
the foremost setting for the education and socialization of children"
precisely because it "encourages parents to remain committed to each other
and to their children as they grow." Post at (Cordy, J.,
dissenting).
In
this case, we are confronted with an entire, sizeable class of parents
raising children who have absolutely no access to civil marriage and its
protections because they are forbidden from procuring a marriage license.
It cannot be rational under our laws, and indeed it is not permitted, to
penalize children by depriving them of State benefits because the State
disapproves of their parents' sexual orientation.
The
third rationale advanced by the department is that limiting marriage to
opposite-sex couples furthers the Legislature's interest in conserving
scarce State and private financial resources. The marriage restriction is
rational, it argues, because the General Court logically could assume that
same-sex couples are more financially independent than
married couples and thus less needy of public marital benefits, such as
tax advantages, or private marital benefits, such as employer-financed
health plans that include spouses in their coverage.
An
absolute statutory ban on same-sex marriage bears no rational relationship
to the goal of economy. First, the department's conclusory
generalization-- that same-sex couples are less financially dependent on
each other than opposite-sex couples--ignores that many same-sex couples,
such as many of the plaintiffs in this case, have children and other
dependents (here, aged parents) in their care. [FN27] The department does
not contend, nor could it, that these dependents are less needy or
deserving than the dependents of married couples. Second, Massachusetts
marriage laws do not condition receipt of public and private financial
benefits to married individuals on a demonstration of financial dependence
on each other; the benefits are available to married couples regardless of
whether they mingle their finances or actually depend on each other for
support.
The
department suggests additional rationales for prohibiting same-sex couples
from marrying, which are developed by some amici. It argues that
broadening civil marriage to include same-sex couples will trivialize or
destroy the institution of marriage as it has
historically been fashioned. Certainly our decision today marks a
significant change in the definition of marriage as it has been inherited
from the common law, and understood by many societies for centuries. But
it does not disturb the fundamental value of marriage in our
society.
Here,
the plaintiffs seek only to be married, not to undermine the institution
of civil marriage. They do not want marriage abolished. They do not attack
the binary nature of marriage, the consanguinity provisions, or any of the
other gate-keeping provisions of the marriage licensing law. Recognizing
the right of an individual to marry a person of the same sex will not
diminish the validity or dignity of opposite-sex marriage, any more than
recognizing the right of an individual to marry a person of a different
race devalues the marriage of a person who marries someone of her own
race. [FN28] If anything, extending civil marriage to same-sex couples
reinforces the importance of marriage to individuals and communities. That
same-sex couples are willing to embrace marriage's solemn obligations of
exclusivity, mutual support, and commitment to one another is a testament
to the enduring place of marriage in our laws and in the human spirit.
[FN29]
It
has been argued that, due to the State's strong interest in the
institution of marriage as a stabilizing social
structure, only the Legislature can control and define its boundaries.
Accordingly, our elected representatives legitimately may choose to
exclude same-sex couples from civil marriage in order to assure all
citizens of the Commonwealth that (1) the benefits of our marriage laws
are available explicitly to create and support a family setting that is,
in the Legislature's view, optimal for child rearing, and (2) the State
does not endorse gay and lesbian parenthood as the equivalent of being
raised by one's married biological parents. [FN30] These arguments miss
the point. The Massachusetts Constitution requires that legislation meet
certain criteria and not extend beyond certain limits. It is the function
of courts to determine whether these criteria are met and whether these
limits are exceeded. In most instances, these limits are defined by
whether a rational basis exists to conclude that legislation will bring
about a rational result. The Legislature in the first instance, and the
courts in the last instance, must ascertain whether such a rational basis
exists. To label the court's role as usurping that of the Legislature,
see, e.g., post at (Cordy, J., dissenting), is to misunderstand the
nature and purpose of judicial review. We owe great deference to the
Legislature to decide social and policy issues, but it is the traditional
and settled role of courts to decide constitutional issues.
[FN31]
The
history of constitutional law "is the story of the extension of
constitutional rights and protections to people once ignored or excluded."
United States v. Virginia, 518 U.S. 515, 557 (1996) (construing
equal protection clause of the Fourteenth Amendment to prohibit
categorical exclusion of women from public military institute). This
statement is as true in the area of civil marriage as in any other area of
civil rights. See, e.g., Turner v. Safley, 482 U.S. 78 (1987);
Loving v. Virginia, 388 U.S. 1 (1967); Perez v. Sharp, 32
Cal.2d 711 (1948). As a public institution and a right of fundamental
importance, civil marriage is an evolving paradigm. The common law was
exceptionally harsh toward women who became wives: a woman's legal
identity all but evaporated into that of her husband. See generally C.P.
Kindregan, Jr., & M.L. Inker, Family Law and Practice §§ 1.9 and 1.10
(3d ed.2002). Thus, one early Nineteenth Century jurist could observe
matter of factly that, prior to the abolition of slavery in Massachusetts,
"the condition of a slave resembled the connection of a wife with her
husband, and of infant children with their father. He is obliged to
maintain them, and they cannot be separated from him." Winchendon v.
Hatfield, 4 Mass. 123, 129 (1808). But since at least the middle of
the Nineteenth Century, both the courts and the Legislature have acted to
ameliorate the harshness of the common-law regime. In Bradford v.
Worcester, 184 Mass. 557, 562 (1904), we refused to apply the
common-law rule that the wife's legal residence was that of her husband to
defeat her claim to a municipal "settlement of
paupers." In Lewis v. Lewis, 370 Mass. 619, 629 (1976), we
abrogated the common-law doctrine immunizing a husband against certain
suits because the common-law rule was predicated on "antediluvian
assumptions concerning the role and status of women in marriage and in
society." Id. at 621. Alarms about the imminent erosion of the
"natural" order of marriage were sounded over the demise of
antimiscegenation laws, the expansion of the rights of married women, and
the introduction of "no-fault" divorce. [FN32] Marriage has survived all
of these transformations, and we have no doubt that marriage will continue
to be a vibrant and revered institution.
We
also reject the argument suggested by the department, and elaborated by
some amici, that expanding the institution of civil marriage in
Massachusetts to include same-sex couples will lead to interstate
conflict. We would not presume to dictate how another State should respond
to today's decision. But neither should considerations of comity prevent
us from according Massachusetts residents the full measure of protection
available under the Massachusetts Constitution. The genius of our Federal
system is that each State's Constitution has vitality specific to its own
traditions, and that, subject to the minimum requirements of the
Fourteenth Amendment, each State is free to address difficult issues of
individual liberty in the manner its own Constitution
demands.
Several
amici suggest that prohibiting marriage by same-sex couples reflects
community consensus that homosexual conduct is immoral. Yet Massachusetts
has a strong affirmative policy of preventing discrimination on the basis
of sexual orientation. See G.L. c. 151B (employment, housing, credit,
services); G.L. c. 265, § 39 (hate crimes); G.L. c. 272, § 98 (public
accommodation); G.L. c. 76, § 5 (public education). See also, e.g.,
Commonwealth v. Balthazar, 366 Mass. 298 (1974) (decriminalization
of private consensual adult conduct); Doe v. Doe, 16 Mass.App.Ct.
499, 503 (1983) (custody to homosexual parent not per se
prohibited).
The
department has had more than ample opportunity to articulate a
constitutionally adequate justification for limiting civil marriage to
opposite-sex unions. It has failed to do so. The department has offered
purported justifications for the civil marriage restriction that are
starkly at odds with the comprehensive network of vigorous, gender-neutral
laws promoting stable families and the best interests of children. It has
failed to identify any relevant characteristic that would justify shutting
the door to civil marriage to a person who wishes to marry someone of the
same sex.
The
marriage ban works a deep and scarring hardship on a very real segment of
the community for no rational reason. The absence of any reasonable
relationship between, on the one hand, an absolute disqualification of
same-sex couples who wish to enter into civil marriage and, on the other,
protection of public health, safety, or general welfare, suggests that the
marriage restriction is rooted in persistent prejudices against persons
who are (or who are believed to be) homosexual. [FN33] "The Constitution
cannot control such prejudices but neither can it tolerate them. Private
biases may be outside the reach of the law, but the law cannot, directly
or indirectly, give them effect." Palmore v. Sidoti, 466 U.S. 429,
433 (1984) (construing Fourteenth Amendment). Limiting the protections,
benefits, and obligations of civil marriage to opposite-sex couples
violates the basic premises of individual liberty and equality under law
protected by the Massachusetts Constitution.
IV
We
consider next the plaintiffs' request for relief. We preserve as much of
the statute as may be preserved in the face of the successful
constitutional challenge. See Mayor of Boston v. Treasurer &
Receiver Gen., 384 Mass. 718, 725 (1981); Dalli v. Board of
Educ., 358 Mass. 753, 759 (1971). See also G.L. c. 4, § 6,
Eleventh.
Here,
no one argues that striking down the marriage laws is an appropriate form
of relief. Eliminating civil marriage would be wholly inconsistent with
the Legislature's deep commitment to fostering stable families and would
dismantle a vital organizing principle of our society. [FN34] We face a
problem similar to one that recently confronted the Court of Appeal for
Ontario, the highest court of that Canadian province, when it considered
the constitutionality of the same-sex marriage ban under Canada's Federal
Constitution, the Charter of Rights and Freedoms (Charter). See Halpern
v. Toronto (City), 172 O.A.C. 276 (2003). Canada, like the United
States, adopted the common law of England that civil marriage is "the
voluntary union for life of one man and one woman, to the exclusion of all
others." Id. at, quoting Hyde v. Hyde, [1861-1873] All E.R.
175 (1866). In holding that the limitation of civil marriage to opposite-
sex couples violated the Charter, the Court of Appeal refined the
common-law meaning of marriage. We concur with this remedy, which is
entirely consonant with established principles of jurisprudence empowering
a court to refine a common-law principle in light of evolving
constitutional standards. See Powers v. Wilkinson, 399 Mass. 650,
661-662 (1987) (reforming the common-law rule of construction of "issue");
Lewis v. Lewis, 370 Mass. 619, 629 (1976) (abolishing common-law
rule of certain interspousal immunity).
We
construe civil marriage to mean the voluntary union of two persons as
spouses, to the exclusion of all others. This reformulation redresses the
plaintiffs' constitutional injury and furthers the aim of marriage to
promote stable, exclusive relationships. It advances the two legitimate
State interests the department has identified: providing a stable setting
for child rearing and conserving State resources. It leaves intact the
Legislature's broad discretion to regulate marriage. See Commonwealth
v. Stowell, 389 Mass. 171, 175 (1983).
In
their complaint the plaintiffs request only a declaration that their
exclusion and the exclusion of other qualified same-sex couples from
access to civil marriage violates Massachusetts law. We declare that
barring an individual from the protections, benefits, and obligations of
civil marriage solely because that person would marry a person of the same
sex violates the Massachusetts Constitution. We vacate the summary
judgment for the department. We remand this case to the Superior Court for
entry of judgment consistent with this opinion. Entry of judgment shall be
stayed for 180 days to permit the Legislature to take such action as it
may deem appropriate in light of this opinion. See, e.g., Michaud v.
Sheriff of Essex County, 390 Mass. 523, 535-536 (1983).
So
ordered.
GREANEY,
J. (concurring).
I
agree with the result reached by the court, the remedy ordered, and much
of the reasoning in the court's opinion. In my view, however, the case is
more directly resolved using traditional equal protection
analysis.
(a)
Article 1 of the Declaration of Rights, as amended by art. 106 of the
Amendments to the Massachusetts Constitution, provides:
"All
people are born free and equal and have certain natural, essential and
unalienable rights; among which may be reckoned the right of enjoying and
defending their lives and liberties; that of acquiring, possessing and
protecting property; in fine, that of seeking and obtaining their safety
and happiness. Equality under the law shall not be denied or abridged
because of sex, race, color, creed or national origin."
This
provision, even prior to its amendment, guaranteed to all people in the
Commonwealth--equally--the enjoyment of rights that are deemed important
or fundamental. The withholding of relief from the plaintiffs, who wish to
marry, and are otherwise eligible to marry, on the
ground that the couples are of the same gender, constitutes a categorical
restriction of a fundamental right. The restriction creates a
straightforward case of discrimination that disqualifies an entire group
of our citizens and their families from participation in an institution of
paramount legal and social importance. This is impermissible under art.
1.
Analysis
begins with the indisputable premise that the deprivation suffered by the
plaintiffs is no mere legal inconvenience. The right to marry is not a
privilege conferred by the State, but a fundamental right that is
protected against unwarranted State interference. See Zablocki v.
Redhail, 434 U.S. 374, 384 (1978) ("the right to marry is of
fundamental importance for all individuals"); Loving v. Virginia,
388 U.S. 1, 12 (1967) (freedom to marry is "one of the vital personal
rights essential to the orderly pursuit of happiness by free men" under
due process clause of Fourteenth Amendment); Skinner v. Oklahoma,
316 U.S. 535, 541 (1942) (marriage is one of "basic civil rights of man").
See also Turner v. Safley, 482 U.S. 78, 95-96 (1987) (prisoners'
right to marry is constitutionally protected). This right is essentially
vitiated if one is denied the right to marry a person of one's choice. See
Zablocki v. Redhail, supra at 384 (all recent decisions of United
States Supreme Court place "the decision to marry as among the personal decisions protected by the right of privacy").
[FN1]
Because
our marriage statutes intend, and state, the ordinary understanding that
marriage under our law consists only of a union between a man and a woman,
they create a statutory classification based on the sex of the two people
who wish to marry. See Baehr v. Lewin, 74 Haw. 530, 564 (1993)
(plurality opinion) (Hawaii marriage statutes created sex-based
classification); Baker v. State, 170 Vt. 194, 253 (1999) (Johnson,
J., concurring in part and dissenting in part) (same). That the
classification is sex based is self- evident. The marriage statutes
prohibit some applicants, such as the plaintiffs, from obtaining a
marriage license, and that prohibition is based solely on the applicants'
gender. As a factual matter, an individual's choice of marital partner is
constrained because of his or her own sex. Stated in particular terms,
Hillary Goodridge cannot marry Julie Goodridge because she (Hillary) is a
woman. Likewise, Gary Chalmers cannot marry Richard Linnell because he
(Gary) is a man. Only their gender prevents Hillary and Gary from marrying
their chosen partners under the present law. [FN2]
A
classification may be gender based whether or not the challenged
government action apportions benefits or burdens uniformly along gender
lines. This is so because constitutional protections extend to individuals
and not to categories of people. Thus, when an
individual desires to marry, but cannot marry his or her chosen partner
because of the traditional opposite-sex restriction, a violation of art. 1
has occurred. See Commonwealth v. Chou, 433 Mass. 229, 237-238
(2001) (assuming statute enforceable only across gender lines may offend
Massachusetts equal rights amendment). I find it disingenuous, at best, to
suggest that such an individual's right to marry has not been burdened at
all, because he or she remains free to chose another partner, who is of
the opposite sex.
The
equal protection infirmity at work here is strikingly similar to
(although, perhaps, more subtle than) the invidious discrimination
perpetuated by Virginia's antimiscegenation laws and unveiled in the
decision of Loving v. Virginia, supra. In its landmark decision
striking down Virginia's ban on marriages between Caucasians and members
of any other race on both equal protection and substantive due process
grounds, the United States Supreme Court soundly rejected the proposition
that the equal application of the ban (i.e., that it applied equally to
whites and blacks) made unnecessary the strict scrutiny analysis
traditionally required of statutes drawing classifications according to
race, see id. at 8-9, and concluded that "restricting the freedom
to marry solely because of racial classifications violates the central
meaning of the Equal Protection Clause." Id. at 12. That our
marriage laws, unlike antimiscegenation laws, were not
enacted purposely to discriminate in no way neutralizes their present
discriminatory character.
With
these two propositions established (the infringement on a fundamental
right and a sex-based classification), the enforcement of the marriage
statutes as they are currently understood is forbidden by our Constitution
unless the State can present a compelling purpose further by the statutes
that can be accomplished in no other reasonable manner. [FN3] See Blixt
v. Blixt, 437 Mass. 649, 655-656 (2002), cert. denied, 537 U.S. 1189
(2003); Lowell v. Kowalski, 380 Mass. 663, 667-669 (1980). This the
State has not done. The justifications put forth by the State to sustain
the statute's exclusion of the plaintiffs are insufficient for the reasons
explained by the court to which I add the following
observations.
The
rights of couples to have children, to adopt, and to be foster parents,
regardless of sexual orientation and marital status, are firmly
established. See E.N.O. v. L.M.M., 429 Mass. 824, 829, cert.
denied, 528 U.S. 1005 (1999); Adoption of Tammy, 416 Mass. 205,
210-211 (1993). As recognized in the court's opinion, and demonstrated by
the record in this case, however, the State's refusal to accord legal
recognition to unions of same-sex couples has had the effect of creating a
system in which children of same-sex couples are unable
to partake of legal protections and social benefits taken for granted by
children in families whose parents are of the opposite sex. The continued
maintenance of this caste-like system is irreconcilable with, indeed,
totally repugnant to, the State's strong interest in the welfare of all
children and its primary focus, in the context of family law where
children are concerned, on "the best interests of the child." The issue at
stake is not one, as might ordinarily be the case, that can be
unilaterally and totally deferred to the wisdom of the Legislature. "While
the State retains wide latitude to decide the manner in which it will
allocate benefits, it may not use criteria which discriminatorily burden
the exercise of a fundamental right." Moe v. Secretary of Admin. &
Fin., 382 Mass. 629, 652 (1981). Nor can the State's wish to conserve
resources be accomplished by invidious distinctions between classes of
citizens. See Plyler v. Doe, 457 U.S. 202, 216-217, 227 (1982).
[FN4]
A
comment is in order with respect to the insistence of some that marriage
is, as a matter of definition, the legal union of a man and a woman. To
define the institution of marriage by the characteristics of those to whom
it always has been accessible, in order to justify the exclusion of those
to whom it never has been accessible, is conclusory and bypasses the core
question we are asked to decide. [FN5] This case calls for a higher level
of legal analysis. Precisely, the case requires that we
confront ingrained assumptions with respect to historically accepted roles
of men and women within the institution of marriage and requires that we
reexamine these assumptions in light of the unequivocal language of art.
1, in order to ensure that the governmental conduct challenged here
conforms to the supreme charter of our Commonwealth. "A written
constitution is the fundamental law for the government of a sovereign
State. It is the final statement of the rights, privileges and obligations
of the citizens and the ultimate grant of the powers and the conclusive
definition of the limitations of the departments of State and of public
officers.... To its provisions the conduct of all governmental affairs
must conform. From its terms there is no appeal." Loring v. Young,
239 Mass. 349, 376-377 (1921). I do not doubt the sincerity of deeply held
moral or religious beliefs that make inconceivable to some the notion that
any change in the common-law definition of what constitutes a legal civil
marriage is now, or ever would be, warranted. But, as matter of
constitutional law, neither the mantra of tradition, nor individual
conviction, can justify the perpetuation of a hierarchy in which couples
of the same sex and their families are deemed less worthy of social and
legal recognition than couples of the opposite sex and their families. See
Lawrence v. Texas, 123 S.Ct. 2472, 2486 (2003) (O'Connor, J.,
concurring) (moral disapproval, with no other valid State interest, cannot
justify law that discriminates against groups of persons); Planned Parenthood of Southeastern Pa. v.
Casey, 505 U.S. 833, 850 (1992) ( "Our obligation is to define the
liberty of all, not to mandate our own moral code").
(b)
I am hopeful that our decision will be accepted by those thoughtful
citizens who believe that same-sex unions should not be approved by the
State. I am not referring here to acceptance in the sense of grudging
acknowledgment of the court's authority to adjudicate the matter. My hope
is more liberating. The plaintiffs are members of our community, our
neighbors, our coworkers, our friends. As pointed out by the court, their
professions include investment advisor, computer engineer, teacher,
therapist, and lawyer. The plaintiffs volunteer in our schools, worship
beside us in our religious houses, and have children who play with our
children, to mention just a few ordinary daily contacts. We share a common
humanity and participate together in the social contract that is the
foundation of our Commonwealth. Simple principles of decency dictate that
we extend to the plaintiffs, and to their new status, full acceptance,
tolerance, and respect. We should do so because it is the right thing to
do. The union of two people contemplated by G.L. c. 207 "is a coming
together for better or for worse, hopefully enduring, and intimate to the
degree of being sacred. It is an association that promotes a way of life,
not causes; a harmony in living, not political faiths; a bilateral
loyalty, not co
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