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Reporter of Decisions, Supreme Judicial Court, Room 1407, Boston, MA
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Unofficial
Synopsis Prepared by the Reporter of Decisions
The
Supreme Judicial Court held today that "barring an individual from the
protections, benefits, and obligations of civil marriage solely because
that person would marry a person of the same sex violates the
Massachusetts Constitution." The court stayed the entry of judgment for
180 days "to permit the Legislature to take such action as it may deem
appropriate in light of this opinion."
"Marriage
is a vital social institution," wrote Chief Justice Margaret H. Marshall
for the majority of the Justices. "The exclusive commitment of two individuals to each other nurtures love and mutual support;
it brings stability to our society. For those who choose to marry, and for
their children, marriage provides an abundance of legal, financial, and
social benefits. In turn it imposes weighty legal, financial, and social
obligations." The question before the court was "whether, consistent with
the Massachusetts Constitution," the Commonwealth could deny those
protections, benefits, and obligations to two individuals of the same sex
who wish to marry.
In
ruling that the Commonwealth could not do so, the court observed that the
Massachusetts Constitution "affirms the dignity and equality of all
individuals," and "forbids the creation of second-class citizens." It
reaches its conclusion, the court said, giving "full deference to the
arguments made by the Commonwealth." The Commonwealth, the court ruled,
"has failed to identify any constitutionality adequate reason for denying
civil marriage to same-sex couples."
The
court affirmed that it owes "great deference to the Legislature to decide
social and policy issues." Where, as here, the constitutionality of a law
is challenged, it is the "traditional and settled role" of courts to
decide the constitutional question. The "marriage ban" the court held,
"works a deep and scarring hardship" on same-sex families "for no rational
reason." It prevents children of same-sex couples "from
enjoying the immeasurable advantages that flow from the assurance of 'a
stable family structure in which children will be reared, educated, and
socialized."' "It cannot be rational under our laws," the court held, "to
penalize children by depriving them of State benefits" because of their
parents' sexual orientation.
The
court rejected the Commonwealth's claim that the primary purpose of
marriage was procreation. Rather, the history of the marriage laws in the
Commonwealth demonstrates that "it is the exclusive and permanent
commitment of the marriage partners to one another, not the begetting of
children, that is the sine qua non of marriage."
The
court remarked that its decision "does not disturb the fundamental value
of marriage in our society." "That same-sex couples are willing to embrace
marriage's solemn obligations of exclusivity, mutual support, and
commitment to one another is a testament to the enduring place of marriage
in our laws and in the human spirit," the court stated.
The
opinion reformulates the common-law definition of civil marriage to mean
"the voluntary union of two persons as spouses, to the exclusion of all
others. Nothing that "civil marriage has long been termed a 'civil
right,"' the court concluded that "the right to marry
means little if it does not include the right to marry the person of one's
choice, subject to appropriate government restrictions in the interests of
public health, safety, and welfare."
Justices
John M. Greaney, Roderick L. Ireland, and Judith A. Cowin joined in the
court's opinion. Justice Greaney also filed a separate concurring
opinion.
Justices
Francis X. Spina, Martha B. Sosman, and Robert J. Cordy each filed
separate dissenting opinions.
Justice
Greaney concurred "with the result reached by the court, the remedy
ordered, and much of the reasoning in the court's opinion," but expressed
the view that "the case is more directly resolved using traditional equal
protection analysis." He stated that to withhold "relief from the
plaintiffs, who wish to marry, and are otherwise eligible to marry, on the
ground that the couples are of the same gender, constitutes a categorical
restriction of a fundamental right." Moreover, Justice Greaney concluded
that such a restriction is impermissible under art. 1 of the Massachusetts
Declaration of Rights. In so doing, Justice Greaney did not rely on art.
1, as amended in 1976, because the voters' intent in passing the amendment
was clearly not to approve gay marriage, but he relied
on well-established principles of equal protection that antedated the
amendment.
Justice
Cordy, with whom Justice Spina and Justice Sosman joined, dissented on the
ground that the marriage statute, as historically interpreted to mean the
union of one man and one woman, does not violate the Massachusetts
Constitution because "the Legislature could rationally conclude that it
furthers the legitimate State purpose of ensuring, promoting, and
supporting an optimal social structure for the bearing and raising of
children." Justice Cordy stated that the court's conclusions to the
contrary are unsupportable in light of "the presumption of constitutional
validity and significant deference afforded to legislative enactments, and
the 'undesirability of the judiciary substituting its notion of correct
policy for that of a popularly elected legislature' responsible for making
it.' Further, Justice Cordy stated that "[w]hile 'the Massachusetts
Constitution protects matters of personal liberty against government
intrusion at least as zealously and often more so than does the Federal
Constitution,' this case is not about government intrusions into matters
of personal liberty," but "about whether the State must endorse and
support [the choices of same-sex couples] by changing the institution of
civil marriage to make its benefits, obligations, and responsibilities
applicable to them." Justice Cordy concluded that, although the plaintiffs
had made a powerful case for the extension of the
benefits and burdens of civil marriage to same-sex couples, the issue "is
one deeply rooted in social policy" and 'that decision must be made by the
Legislature, not the court."
Justice
Spina, in a separately filed dissenting opinion, stated that "[W]hat is at
stake in this case is not the unequal treatment of individuals or whether
individuals rights have been impermissibly burdened, but the power of the
Legislature to effectuate social change without interference from the
courts, pursuant to art. 30 of the
Massachusetts Declaration of
Rights." He emphasized that the "power to regulate marriage lies with the
Legislature, not with the judiciary."
Justice
Sosman, in a separately filed dissenting opinion, stated that "the issue
is not whether the Legislature's rationale behind [the statutory scheme
being challenged] is persuasive to [the court]," but whether it is
"rational" for the Legislature to "reserve judgment" on whether changing
the definition of marriage "can be made at this time without damaging the
institution of marriage or adversely affecting the critical role it has
played in our society." She concluded that, "[a]bsent consensus on the
issue (which obviously does not exist), or unanimity amongst scientists
studying the issue (which also does not exist), or a more prolonged period
of observation of this new family structure (which has
not yet been possible), it is rational for the Legislature to postpone any
redefinition of marriage that would include same-sex couples until such
time as it is certain that redefinition will not have unintended and
undesirable social consequences."
Hillary
GOODRIDGE & others [FN1] vs. DEPARTMENT OF PUBLIC HEALTH &
another.
[FN2]
SJC-08860
March
4, 2003. - November
18, 2003.
Present:
Marshall, C.J.,
Greaney,
Ireland, Spina,
Cowin, Sosman, & Cordy, JJ.
License.
Marriage. Statute,
Construction. Constitutional Law, Police power, Equal protection of
laws. Due Process of Law, Marriage. Words,
"Marriage."
Civil
action commenced in the Superior Court Department on April 11, 2001.
The
case was heard by Thomas E. Connolly, J., on motions for summary
judgment.
The
Supreme Judicial Court
granted an application for direct appellate review.
Mary
Lisa Bonauto
(Gary D. Buseck with her) for Hillary Goodridge.
Judith
S. Yogman,
Assistant Attorney General, for Department of Public Health.
The
following submitted briefs for amici curiae:
Joseph
P.J. Vrabel, Mark D. Mason, & Martin W. Healy
for Massachusetts Bar Association.
Leslie
Cooper & James D. Esseks,
of New York, Jon W. Davidson & Shannon Minter, of California,
Elliot M. Mincberg & Judith E. Schaeffer, of the District of
Columbia, & John Reinstein, Sarah R. Wunsch, Paul Holtzman, &
Hugh Dun Rappaport for Urban League of Eastern Massachusetts &
others.
Paul
Benjamin Linton,
of Illinois, & Thomas
M. Harvey for Robert J. Araujo & others.
Dwight
G. Duncan
for Massachusetts Family Institute, Inc., & others.
Glen
Lavy,
of Arizona, Stephen W. Reed, of California, & Bertin C.
Emmons for National Association for Research and Therapy of
Homosexuality, Inc., & others.
Robert
W. Ash & Vincent P. McCarthy,
of Connecticut, &
Philip E. Cleary for The Common Good Foundation &
others.
Don
Stenberg,
Attorney General of Nebraska, Mark L. Shurtleff, Attorney General
of Utah, Brent A. Burnett, Assistant Attorney General of Utah,
& Mark Barnett, Attorney General of South Dakota, for the State
of Utah & others.
Chester
Darling & Michael Williams
for Massachusetts Citizens
Alliance &
another.
Daniel
Avila
for The Catholic Action League of
Massachusetts.
Joshua
K. Baker,
of California, &
Robert G. Caprera for José Martín de Agar & others.
Wendy
J. Herdlein,
of California, &
James R. Knudsen for the Honorable Philip Travis &
others.
Steven
W. Fitschen,
of Virginia, for The
National Legal Foundation.
Jeffrey
A. Shafer & David R. Langdon,
of Ohio, William C. Duncan, of Utah, & Wendy J.
Herdlein, of California, for Marriage Law Project.
Lisa
Rae, Kenneth Elmore, Arthur Berney, & Josephine Ross
for The Religious Coalition for the Freedom to Marry &
others.
Ann
DiMaria
for The Ethics & Religious Liberty Commission &
others.
Anthony
Mirenda, Vickie L. Henry, Lucy Fowler, John M. Granberry, Rachel N.
Lessem, & Gabriel M. Helmer
for Robert F. Williams & others.
Kenneth
J. Parsigian
for Peter W. Bardaglio & others. David Cruz, of New York,
John Taylor Williams, Carol V. Rose, Debra Squires-Lee, Christopher
Morrison, & Marni Goldstein Caputo for William E. Adams &
others.
Martin
J. Newhouse & Katharine Bolland
for Coalition gaie et lesbienne du Québec & others.
Joseph
Ureneck,
pro se.
Teresa
S. Collett,
of Texas, & Luke
Stanton for Free Market Foundation.
Peter
F. Zupcofska, L. Tracee Whitley, Heidi A. Nadel, & Corin R.
Swift
for Boston Bar Association & another.
Mary
Jo Johnson, Jonathan A. Shapiro, & Amy L. Nash
for The Massachusetts Psychiatric Society & others.
Tony
R. Maida, Nina Joan Kimball, & Justine H. Brousseau
for Libby Adler & others.
Daryl
J. Lapp, Kevin D. Batt, & Katharine Silbaugh
for Monroe Inker &
another.
David
Zwiebel, Mordechai Biser, & Nathan J. Diament,
of New York, & Abba
Cohen, of the District of
Columbia, for Agudath
Israel of
America
& others.
MARSHALL,
C.J.
Marriage
is a vital social institution. The exclusive commitment of two individuals
to each other nurtures love and mutual support; it brings stability to our society. For those who choose to marry,
and for their children, marriage provides an abundance of legal,
financial, and social benefits. In return it imposes weighty legal,
financial, and social obligations. The question before us is whether,
consistent with the Massachusetts Constitution, the Commonwealth may deny
the protections, benefits, and obligations conferred by civil marriage to
two individuals of the same sex who wish to marry. We conclude that it may
not. The Massachusetts Constitution affirms the dignity and equality of
all individuals. It forbids the creation of second-class citizens. In
reaching our conclusion we have given full deference to the arguments made
by the Commonwealth. But it has failed to identify any constitutionally
adequate reason for denying civil marriage to same-sex
couples.
We
are mindful that our decision marks a change in the history of our
marriage law. Many people hold deep-seated religious, moral, and ethical
convictions that marriage should be limited to the union of one man and
one woman, and that homosexual conduct is immoral. Many hold equally
strong religious, moral, and ethical convictions that same-sex couples are
entitled to be married, and that homosexual persons should be treated no
differently than their heterosexual neighbors. Neither view answers the
question before us. Our concern is with the Massachusetts Constitution as
a charter of governance for every person properly
within its reach. "Our obligation is to define the liberty of all, not to
mandate our own moral code." Lawrence v. Texas, 123 S.Ct. 2472,
2480 (2003) (Lawrence ), quoting Planned Parenthood of
Southeastern Pa. v. Casey, 505
U.S. 833,
850 (1992).
Whether
the Commonwealth may use its formidable regulatory authority to bar
same-sex couples from civil marriage is a question not previously
addressed by a Massachusetts
appellate court. [FN3] It is a question the United States Supreme Court
left open as a matter of Federal law in Lawrence, supra at 2484,
where it was not an issue. There, the Court affirmed that the core concept
of common human dignity protected by the Fourteenth Amendment to the
United States Constitution precludes government intrusion into the deeply
personal realms of consensual adult expressions of intimacy and one's
choice of an intimate partner. The Court also reaffirmed the central role
that decisions whether to marry or have children bear in shaping one's
identity. Id. at
2481. The Massachusetts Constitution is, if anything, more protective of
individual liberty and equality than the Federal Constitution; it may
demand broader protection for fundamental rights; and it is less tolerant
of government intrusion into the protected spheres of private
life.
Barred
access to the protections, benefits, and obligations of civil marriage, a person who enters into an intimate, exclusive union with
another of the same sex is arbitrarily deprived of membership in one of
our community's most rewarding and cherished institutions. That exclusion
is incompatible with the constitutional principles of respect for
individual autonomy and equality under law.
I
The
plaintiffs are fourteen individuals from five
Massachusetts counties. As
of April 11, 2001, the date they filed their complaint, the plaintiffs
Gloria Bailey, sixty years old, and Linda Davies, fifty-five years old,
had been in a committed relationship for thirty years; the plaintiffs
Maureen Brodoff, forty-nine years old, and Ellen Wade, fifty-two years
old, had been in a committed relationship for twenty years and lived with
their twelve year old daughter; the plaintiffs Hillary Goodridge,
forty-four years old, and Julie Goodridge, forty-three years old, had been
in a committed relationship for thirteen years and lived with their five
year old daughter; the plaintiffs Gary Chalmers, thirty-five years old,
and Richard Linnell, thirty-seven years old, had been in a committed
relationship for thirteen years and lived with their eight year old
daughter and Richard's mother; the plaintiffs Heidi Norton, thirty-six
years old, and Gina Smith, thirty-six years old, had been in a committed relationship for eleven years and lived with
their two sons, ages five years and one year; the plaintiffs Michael
Horgan, forty-one years old, and David Balmelli, forty-one years old, had
been in a committed relationship for seven years; and the plaintiffs David
Wilson, fifty-seven years old, and Robert Compton, fifty-one years old,
had been in a committed relationship for four years and had cared for
David's mother in their home after a serious illness until she
died.
The
plaintiffs include business executives, lawyers, an investment banker,
educators, therapists, and a computer engineer. Many are active in church,
community, and school groups. They have employed such legal means as are
available to them--for example, joint adoption, powers of attorney, and
joint ownership of real property--to secure aspects of their
relationships. Each plaintiff attests a desire to marry his or her partner
in order to affirm publicly their commitment to each other and to secure
the legal protections and benefits afforded to married couples and their
children.
The
Department of Public Health (department) is charged by statute with
safeguarding public health. See G.L. c. 17. Among its responsibilities,
the department oversees the registry of vital records and statistics
(registry), which "enforce[s] all laws" relative to the issuance of
marriage licenses and the keeping of marriage records,
see G.L. c. 17, § 4, and which promulgates policies and procedures for the
issuance of marriage licenses by city and town clerks and registers. See,
e.g., G.L. c. 207, §§ 20, 28A, and 37. The registry is headed by a
registrar of vital records and statistics (registrar), appointed by the
Commissioner of Public Health (commissioner) with the approval of the
public health council and supervised by the commissioner. See G.L. c. 17,
§ 4.
In
March and April, 2001, each of the plaintiff couples attempted to obtain a
marriage license from a city or town clerk's office. As required under
G.L. c. 207, they completed notices of intention to marry on forms
provided by the registry, see G.L. c. 207, § 20, and presented these forms
to a Massachusetts town or
city clerk, together with the required health forms and marriage license
fees. See G.L. c. 207, § 19. In each case, the clerk either refused to
accept the notice of intention to marry or denied a marriage license to
the couple on the ground that
Massachusetts does not
recognize same- sex marriage. [FN4], [FN5] Because obtaining a marriage
license is a necessary prerequisite to civil marriage in Massachusetts,
denying marriage licenses to the plaintiffs was tantamount to denying them
access to civil marriage itself, with its appurtenant social and legal
protections, benefits, and obligations. [FN6]
On
April 11, 2001, the plaintiffs filed suit in the Superior Court against
the department and the commissioner seeking a judgment that "the exclusion
of the [p]laintiff couples and other qualified same-sex couples from
access to marriage licenses, and the legal and social status of civil
marriage, as well as the protections, benefits and obligations of
marriage, violates Massachusetts law." See G.L. c. 231A. The plaintiffs
alleged violation of the laws of the Commonwealth, including but not
limited to their rights under arts. 1, 6, 7, 10, 12, and 16, and Part II,
c. 1, § 1, art. 4, of the
Massachusetts Constitution.
[FN7], [FN8]
The
department, represented by the Attorney General, admitted to a policy and
practice of denying marriage licenses to same-sex couples. It denied that
its actions violated any law or that the plaintiffs were entitled to
relief. The parties filed cross motions for summary judgment.
A
Superior Court judge ruled for the department. In a memorandum of decision
and order dated May 7,
2002, he dismissed the plaintiffs' claim that the marriage
statutes should be construed to permit marriage between persons of the
same sex, holding that the plain wording of G.L. c. 207, as well as the
wording of other marriage statutes, precluded that interpretation. Turning
to the constitutional claims, he held that the marriage
exclusion does not offend the liberty, freedom, equality, or due process
provisions of the Massachusetts Constitution, and that the Massachusetts
Declaration of Rights does not guarantee "the fundamental right to marry a
person of the same sex." He concluded that prohibiting same-sex marriage
rationally furthers the Legislature's legitimate interest in safeguarding
the "primary purpose" of marriage, "procreation." The Legislature may
rationally limit marriage to opposite-sex couples, he concluded, because
those couples are "theoretically ... capable of procreation," they do not
rely on "inherently more cumbersome" noncoital means of reproduction, and
they are more likely than same-sex couples to have children, or more
children.
After
the complaint was dismissed and summary judgment entered for the
defendants, the plaintiffs appealed. Both parties requested direct
appellate review, which we granted.
II
Although
the plaintiffs refer in passing to "the marriage statutes," they focus,
quite properly, on G.L. c. 207, the marriage licensing statute, which
controls entry into civil marriage. As a preliminary matter, we summarize
the provisions of that law.
General
Laws c. 207 is both a gatekeeping and a public records statute. It sets
minimum qualifications for obtaining a marriage license and directs city
and town clerks, the registrar, and the department to keep and maintain
certain "vital records" of civil marriages. The gatekeeping provisions of
G.L. c. 207 are minimal. They forbid marriage of individuals within
certain degrees of consanguinity, §§ 1 and 2, and polygamous marriages.
See G.L. c. 207, § 4. See also G.L. c. 207, § 8 (marriages solemnized in
violation of §§ 1, 2, and 4, are void ab initio). They prohibit marriage
if one of the parties has communicable syphilis, see G.L. c. 207, § 28A,
and restrict the circumstances in which a person under eighteen years of
age may marry. See G.L. c. 207, §§ 7, 25, and 27. The statute requires
that civil marriage be solemnized only by those so authorized. See G.L. c.
207, §§ 38-40.
The
record-keeping provisions of G.L. c. 207 are more extensive. Marriage
applicants file standard information forms and a medical certificate in
any Massachusetts city or
town clerk's office and tender a filing fee. G.L. c. 207, §§ 19-20, 28A.
The clerk issues the marriage license, and when the marriage is
solemnized, the individual authorized to solemnize the marriage adds additional information to the form and returns it (or
a copy) to the clerk's office. G.L. c. 207, §§ 28, 30, 38-40 (this
completed form is commonly known as the "marriage certificate"). The clerk
sends a copy of the information to the registrar, and that information
becomes a public record. See G.L. c. 17, § 4; G.L. c. 66, § 10. [FN9],
[FN10]
In
short, for all the joy and solemnity that normally attend a marriage, G.L.
c. 207, governing entrance to marriage, is a licensing law. The plaintiffs
argue that because nothing in that licensing law specifically prohibits
marriages between persons of the same sex, we may interpret the statute to
permit "qualified same sex couples" to obtain marriage licenses, thereby
avoiding the question whether the law is constitutional. See School
Comm. of Greenfield v. Greenfield Educ. Ass'n, 385 Mass. 70, 79
(1982), and cases cited. This claim lacks merit.
We
interpret statutes to carry out the Legislature's intent, determined by
the words of a statute interpreted according to "the ordinary and approved
usage of the language." Hanlon v. Rollins, 286 Mass. 444, 447
(1934). The everyday meaning of "marriage" is "[t]he legal union of a man
and woman as husband and wife," Black's Law Dictionary 986 (7th ed.1999),
and the plaintiffs do not argue that the term "marriage" has ever had a
different meaning under Massachusetts law. See, e.g.,
Milford v. Worcester, 7 Mass. 48, 52 (1810) (marriage "is an
engagement, by which a single man and a single woman, of sufficient
discretion, take each other for husband and wife"). This definition of
marriage, as both the department and the Superior Court judge point out,
derives from the common law. See Commonwealth v. Knowlton, 2 Mass.
530, 535 (1807) (Massachusetts common law derives from English common law
except as otherwise altered by Massachusetts statutes and Constitution).
See also Commonwealth v. Lane, 113 Mass. 458, 462-463 (1873) ("when
the statutes are silent, questions of the validity of marriages are to be
determined by the jus gentium, the common law of nations"); C.P.
Kindregan, Jr., & M.L. Inker, Family Law and Practice § 1.2 (3d
ed.2002). Far from being ambiguous, the undefined word "marriage," as used
in G.L. c. 207, confirms the General Court's intent to hew to the term's
common-law and quotidian meaning concerning the genders of the marriage
partners.
The
intended scope of G.L. c. 207 is also evident in its consanguinity
provisions. See Chandler v. County Comm'rs of Nantucket County, 437
Mass. 430, 435 (2002) (statute's various provisions may offer insight into
legislative intent). Sections 1 and 2 of G.L. c. 207 prohibit marriages
between a man and certain female relatives and a woman and certain male
relatives, but are silent as to the consanguinity of male-male or
female-female marriage applicants. See G.L. c. 207, §§
1-2. The only reasonable explanation is that the Legislature did not
intend that same-sex couples be licensed to marry. We conclude, as did the
judge, that G.L. c. 207 may not be construed to permit same-sex couples to
marry. [FN11]
III
A
The
larger question is whether, as the department claims, government action
that bars same-sex couples from civil marriage constitutes a legitimate
exercise of the State's authority to regulate conduct, or whether, as the
plaintiffs claim, this categorical marriage exclusion violates the
Massachusetts Constitution. We have recognized the long-standing statutory
understanding, derived from the common law, that "marriage" means the
lawful union of a woman and a man. But that history cannot and does not
foreclose the constitutional question.
The
plaintiffs' claim that the marriage restriction violates the Massachusetts
Constitution can be analyzed in two ways. Does it offend the
Constitution's guarantees of equality before the law? Or do the liberty
and due process provisions of the Massachusetts
Constitution secure the plaintiffs' right to marry their chosen partner?
In matters implicating marriage, family life, and the upbringing of
children, the two constitutional concepts frequently overlap, as they do
here. See, e.g., M.L.B. v. S.L.J., 519 U.S. 102, 120 (1996)
(noting convergence of due process and equal protection principles in
cases concerning parent-child relationships); Perez v. Sharp, 32
Cal.2d 711, 728 (1948) (analyzing statutory ban on interracial marriage as
equal protection violation concerning regulation of fundamental right).
See also Lawrence, supra at 2482 ("Equality of treatment and the
due process right to demand respect for conduct protected by the
substantive guarantee of liberty are linked in important respects, and a
decision on the latter point advances both interests"); Bolling v.
Sharpe, 347 U.S. 497 (1954) (racial segregation in District of
Columbia public schools violates the due process clause of the Fifth
Amendment to the United States Constitution), decided the same day as
Brown v. Board of Educ. of Topeka, 347 U.S. 483 (1954) (holding
that segregation of public schools in the States violates the equal
protection clause of the Fourteenth Amendment). Much of what we say
concerning one standard applies to the other.
We
begin by considering the nature of civil marriage itself. Simply put, the
government creates civil marriage. In Massachusetts, civil marriage is,
and since pre-Colonial days has been, precisely what
its name implies: a wholly secular institution. See Commonwealth v.
Munson, 127 Mass. 459, 460-466 (1879) (noting that "[i]n
Massachusetts, from very early times, the requisites of a valid marriage
have been regulated by statutes of the Colony, Province, and
Commonwealth," and surveying marriage statutes from 1639 through 1834). No
religious ceremony has ever been required to validate a Massachusetts
marriage. Id.
In
a real sense, there are three partners to every civil marriage: two
willing spouses and an approving State. See DeMatteo v. DeMatteo,
436 Mass. 18, 31 (2002) ("Marriage is not a mere contract between two
parties but a legal status from which certain rights and obligations
arise"); Smith v. Smith, 171 Mass. 404, 409 (1898) (on marriage,
the parties "assume[ ] new relations to each other and to the State"). See
also French v. McAnarney, 290 Mass. 544, 546 (1935). While only the
parties can mutually assent to marriage, the terms of the marriage--who
may marry and what obligations, benefits, and liabilities attach to civil
marriage--are set by the Commonwealth. Conversely, while only the parties
can agree to end the marriage (absent the death of one of them or a
marriage void ab initio), the Commonwealth defines the exit terms. See
G.L. c. 208.
Civil
marriage is created and regulated through exercise of the police power.
See Commonwealth v. Stowell, 389 Mass. 171, 175 (1983) (regulation
of marriage is properly within the scope of the police power). "Police
power" (now more commonly termed the State's regulatory authority) is an
old-fashioned term for the Commonwealth's lawmaking authority, as bounded
by the liberty and equality guarantees of the Massachusetts Constitution
and its express delegation of power from the people to their government.
In broad terms, it is the Legislature's power to enact rules to regulate
conduct, to the extent that such laws are "necessary to secure the health,
safety, good order, comfort, or general welfare of the community"
(citations omitted). Opinion of the Justices, 341 Mass. 760, 785
(1960). [FN12] See Commonwealth v. Alger, 7 Cush. 53, 85
(1851).
Without
question, civil marriage enhances the "welfare of the community." It is a
"social institution of the highest importance." French v. McAnarney,
supra. Civil marriage anchors an ordered society by encouraging stable
relationships over transient ones. It is central to the way the
Commonwealth identifies individuals, provides for the orderly distribution
of property, ensures that children and adults are cared for and supported
whenever possible from private rather than public funds, and tracks
important epidemiological and demographic data.
Marriage
also bestows enormous private and social advantages on those who choose to
marry. Civil marriage is at once a deeply personal commitment to another
human being and a highly public celebration of the ideals of mutuality,
companionship, intimacy, fidelity, and family. "It is an association that
promotes a way of life, not causes; a harmony in living, not political
faiths; a bilateral loyalty, not commercial or social projects."
Griswold v. Connecticut, 381 U.S. 479, 486 (1965). Because it
fulfils yearnings for security, safe haven, and connection that express
our common humanity, civil marriage is an esteemed institution, and the
decision whether and whom to marry is among life's momentous acts of
self-definition.
Tangible
as well as intangible benefits flow from marriage. The marriage license
grants valuable property rights to those who meet the entry requirements,
and who agree to what might otherwise be a burdensome degree of government
regulation of their activities. [FN13] See Leduc v. Commonwealth,
421 Mass. 433, 435 (1995), cert. denied, 519 U.S. 827 (1996) ( "The
historical aim of licensure generally is preservation of public health,
safety, and welfare by extending the public trust only to those with
proven qualifications"). The Legislature has conferred on "each party [in
a civil marriage] substantial rights concerning the assets of the other
which unmarried cohabitants do not have." Wilcox v.
Trautz, 427 Mass. 326, 334 (1998). See Collins v. Guggenheim,
417 Mass. 615, 618 (1994) (rejecting claim for equitable distribution of
property where plaintiff cohabited with but did not marry defendant);
Feliciano v. Rosemar Silver Co., 401 Mass. 141, 142 (1987)
(government interest in promoting marriage would be "subverted" by
recognition of "a right to recover for loss of consortium by a person who
has not accepted the correlative responsibilities of marriage"); Davis
v. Misiano, 373 Mass. 261, 263 (1977) (unmarried partners not entitled
to rights of separate support or alimony). See generally Attorney
Gen. v. Desilets, 418 Mass. 316, 327-328 & nn. 10, 11
(1994).
The
benefits accessible only by way of a marriage license are enormous,
touching nearly every aspect of life and death. The department states that
"hundreds of statutes" are related to marriage and to marital benefits.
With no attempt to be comprehensive, we note that some of the statutory
benefits conferred by the Legislature on those who enter into civil
marriage include, as to property: joint Massachusetts income tax filing
(G.L. c. 62C, § 6); tenancy by the entirety (a form of ownership that
provides certain protections against creditors and allows for the
automatic descent of property to the surviving spouse without probate)
(G.L. c. 184, § 7); extension of the benefit of the homestead protection
(securing up to $300,000 in equity from creditors) to
one's spouse and children (G.L. c. 188, § 1); automatic rights to inherit
the property of a deceased spouse who does not leave a will (G.L. c. 190,
§ 1); the rights of elective share and of dower (which allow surviving
spouses certain property rights where the decedent spouse has not made
adequate provision for the survivor in a will) (G.L. c. 191, § 15, and
G.L. c. 189); entitlement to wages owed to a deceased employee (G.L. c.
149, § 178A [general] and G.L. c. 149, § 178C [public employees] );
eligibility to continue certain businesses of a deceased spouse (e.g.,
G.L. c. 112, § 53 [dentist] ); the right to share the medical policy of
one's spouse (e.g., G.L. c. 175, § 108, Second [a ] [3] [defining
an insured's "dependent" to include one's spouse), see Connors v.
Boston, 430 Mass. 31, 43 (1999) [domestic partners of city employees
not included within the term "dependent" as used in G.L. c. 32B, § 2] );
thirty-nine week continuation of health coverage for the spouse of a
person who is laid off or dies (e.g., G.L. c. 175, § 110G); preferential
options under the Commonwealth's pension system (see G.L. c. 32, § 12[2]
["Joint and Last Survivor Allowance"] ); preferential benefits in the
Commonwealth's medical program, MassHealth (e.g., 130 Code Mass. Regs. §
515.012[A] prohibiting placing a lien on long-term care patient's former
home if spouse still lives there); access to veterans' spousal benefits
and preferences (e.g., G.L. c. 115, § 1 [defining "dependents"] and G.L.
c. 31, § 26 [State employment] and § 28 [municipal employees] ); financial protections for spouses of certain
Commonwealth employees (fire fighters, police officers, prosecutors, among
others) killed in the performance of duty (e.g., G.L. c. 32, §§ 100-103);
the equitable division of marital property on divorce (G.L. c. 208, § 34);
temporary and permanent alimony rights (G.L. c. 208, §§ 17 and 34); the
right to separate support on separation of the parties that does not
result in divorce (G.L. c. 209, § 32); and the right to bring claims for
wrongful death and loss of consortium, and for funeral and burial expenses
and punitive damages resulting from tort actions (G.L. c. 229, §§ 1 and 2;
G.L. c. 228, § 1. See Feliciano v. Rosemar Silver Co., supra
).
Exclusive
marital benefits that are not directly tied to property rights include the
presumptions of legitimacy and parentage of children born to a married
couple (G.L. c. 209C, § 6, and G.L. c. 46, § 4B); and evidentiary rights,
such as the prohibition against spouses testifying against one another
about their private conversations, applicable in both civil and criminal
cases (G.L. c. 233, § 20). Other statutory benefits of a personal nature
available only to married individuals include qualification for
bereavement or medical leave to care for individuals related by blood or
marriage (G.L. c. 149, § 52D); an automatic "family member" preference to
make medical decisions for an incompetent or disabled spouse who does not
have a contrary health care proxy, see Shine v.
Vega, 429 Mass. 456, 466 (1999); the application of predictable rules
of child custody, visitation, support, and removal out-of-State when
married parents divorce (e.g., G.L. c. 208, § 19 [temporary custody], § 20
[temporary support], § 28 [custody and support on judgment of divorce], §
30 [removal from Commonwealth], and § 31 [shared custody plan]; priority
rights to administer the estate of a deceased spouse who dies without a
will, and requirement that surviving spouse must consent to the
appointment of any other person as administrator (G.L. c. 38, § 13
[disposition of body], and G.L. c. 113, § 8 [anatomical gifts] ); and the
right to interment in the lot or tomb owned by one's deceased spouse (G.L.
c. 114, §§ 29-33).
Where
a married couple has children, their children are also directly or
indirectly, but no less auspiciously, the recipients of the special legal
and economic protections obtained by civil marriage. Notwithstanding the
Commonwealth's strong public policy to abolish legal distinctions between
marital and nonmarital children in providing for the support and care of
minors, see Department of Revenue v. Mason M., 439 Mass. 665
(2003); Woodward v. Commissioner of Social Sec., 435 Mass. 536, 546
(2002), the fact remains that marital children reap a measure of family
stability and economic security based on their parents' legally privileged
status that is largely inaccessible, or not as readily
accessible, to nonmarital children. Some of these benefits are social,
such as the enhanced approval that still attends the status of being a
marital child. Others are material, such as the greater ease of access to
family-based State and Federal benefits that attend the presumptions of
one's parentage.
It
is undoubtedly for these concrete reasons, as well as for its intimately
personal significance, that civil marriage has long been termed a "civil
right." See, e.g., Loving v. Virginia, 388 U.S. 1, 12 (1967)
("Marriage is one of the 'basic civil rights of man,' fundamental to our
very existence and survival"), quoting Skinner v. Oklahoma, 316
U.S. 535, 541 (1942); Milford v. Worcester, 7 Mass. 48, 56 (1810)
(referring to "civil rights incident to marriages"). See also Baehr v.
Lewin, 74 Haw. 530, 561 (1993) (identifying marriage as a "civil
right[ ]"); Baker v. State, 170 Vt. 194, 242 (1999) (Johnson, J.,
concurring in part and dissenting in part) (same). The United States
Supreme Court has described the right to marry as "of fundamental
importance for all individuals" and as "part of the fundamental 'right of
privacy' implicit in the Fourteenth Amendment's Due Process Clause."
Zablocki v. Redhail, 434 U.S. 374, 384 (1978). See Loving v.
Virginia, supra ("The freedom to marry has long been recognized as one
of the vital personal rights essential to the orderly pursuit of happiness
by free men"). [FN14]
Without
the right to marry--or more properly, the right to choose to marry--one is
excluded from the full range of human experience and denied full
protection of the laws for one's "avowed commitment to an intimate and
lasting human relationship." Baker v. State, supra at 229. Because
civil marriage is central to the lives of individuals and the welfare of
the community, our laws assiduously protect the individual's right to
marry against undue government incursion. Laws may not "interfere directly
and substantially with the right to marry." Zablocki v. Redhail,
supra at 387. See Perez v. Sharp, 32 Cal.2d 711, 714 (1948)
("There can be no prohibition of marriage except for an important social
objective and reasonable means"). [FN15]
Unquestionably,
the regulatory power of the Commonwealth over civil marriage is broad, as
is the Commonwealth's discretion to award public benefits. See
Commonwealth v. Stowell, 389 Mass. 171, 175 (1983) (marriage);
Moe v. Secretary of Admin. & Fin., 382 Mass. 629, 652 (1981)
(Medicaid benefits). Individuals who have the choice to marry each other
and nevertheless choose not to may properly be denied the legal benefits
of marriage. See Wilcox v. Trautz, 427 Mass. 326, 334 (1998);
Collins v. Guggenheim, 417 Mass. 615, 618 (1994); Feliciano v.
Rosemar Silver Co., 401 Mass. 141, 142 (1987). But
that same logic cannot hold for a qualified individual who would marry if
she or he only could.
B
For
decades, indeed centuries, in much of this country (including
Massachusetts) no lawful marriage was possible between white and black
Americans. That long history availed not when the Supreme Court of
California held in 1948 that a legislative prohibition against interracial
marriage violated the due process and equality guarantees of the
Fourteenth Amendment, Perez v. Sharp, 32 Cal.2d 711, 728 (1948), or
when, nineteen years later, the United States Supreme Court also held that
a statutory bar to interracial marriage violated the Fourteenth Amendment,
Loving v. Virginia, 388 U.S. 1 (1967). [FN16] As both Perez
and Loving make clear, the right to marry means little if it does
not include the right to marry the person of one's choice, subject to
appropriate government restrictions in the interests of public health,
safety, and welfare. See Perez v. Sharp, supra at 717 ("the essence
of the right to marry is freedom to join in marriage with the person of
one's choice"). See also Loving v. Virginia, supra at 12. In this
case, as in Perez and Loving, a statute deprives individuals
of access to an institution of fundamental legal, personal, and social
significance--the institution of marriage--because of a
single trait: skin color in Perez and Loving, sexual
orientation here. As it did in Perez and Loving, history
must yield to a more fully developed understanding of the invidious
quality of the discrimination. [FN17]
The
Massachusetts Constitution protects matters of personal liberty against
government incursion as zealously, and often more so, than does the
Federal Constitution, even where both Constitutions employ essentially the
same language. See Planned Parenthood League of Mass., Inc. v.
Attorney Gen., 424 Mass. 586, 590 (1997); Corning Glass Works v.
Ann & Hope, Inc. of Danvers, 363 Mass. 409, 416 (1973). That the
Massachusetts Constitution is in some instances more protective of
individual liberty interests than is the Federal Constitution is not
surprising. Fundamental to the vigor of our Federal system of government
is that "state courts are absolutely free to interpret state
constitutional provisions to accord greater protection to individual
rights than do similar provisions of the United States Constitution."
Arizona v. Evans, 514 U.S. 1, 8 (1995). [FN18]
The
individual liberty and equality safeguards of the Massachusetts
Constitution protect both "freedom from" unwarranted government intrusion
into protected spheres of life and "freedom to" partake in benefits
created by the State for the common good. See
Bachrach v. Secretary of the Commonwealth, 382 Mass. 268, 273
(1981); Dalli v. Board of Educ., 358 Mass. 753, 759 (1971). Both
freedoms are involved here. Whether and whom to marry, how to express
sexual intimacy, and whether and how to establish a family--these are
among the most basic of every individual's liberty and due process rights.
See, e.g., Lawrence, supra at 2481; Planned Parenthood of
Southeastern Pa. v. Casey, 505 U.S. 833, 851 (1992); Zablocki v.
Redhail, 434 U.S. 374, 384 (1978); Roe v. Wade, 410 U.S. 113,
152-153 (1973); Eisenstadt v. Baird, 405 U.S. 438, 453 (1972);
Loving v. Virginia, supra. And central to personal freedom and
security is the assurance that the laws will apply equally to persons in
similar situations. "Absolute equality before the law is a fundamental
principle of our own Constitution." Opinion of the Justices, 211
Mass. 618, 619 (1912). The liberty interest in choosing whether and whom
to marry would be hollow if the Commonwealth could, without sufficient
justification, foreclose an individual from freely choosing the person
with whom to share an exclusive commitment in the unique institution of
civil marriage.
The
Massachusetts Constitution requires, at a minimum, that the exercise of
the State's regulatory authority not be "arbitrary or capricious."
Commonwealth v. Henry's Drywall Co., 366 Mass. 539, 542 (1974).
[FN19] Under both the equality and liberty guarantees,
regulatory authority must, at very least, serve "a legitimate purpose in a
rational way"; a statute must "bear a reasonable relation to a permissible
legislative objective." Rushworth v. Registrar of Motor Vehicles,
413 Mass. 265, 270 (1992). See, e.g., Massachusetts Fed'n of Teachers
v. Board of Educ., 436 Mass. 763, 778 (2002) (equal protection);
Coffee-Rich, Inc. v. Commissioner of Pub. Health, 348 Mass.
414, 422 (1965) (due process). Any law failing to satisfy the basic
standards of rationality is void.
The
plaintiffs challenge the marriage statute on both equal protection and due
process grounds. With respect to each such claim, we must first determine
the appropriate standard of review. Where a statute implicates a
fundamental right or uses a suspect classification, we employ "strict
judicial scrutiny." Lowell v. Kowalski, 380 Mass. 663, 666 (1980).
For all other statutes, we employ the " 'rational basis' test." English
v. New England Med. Ctr., 405 Mass. 423, 428 (1989). For due process
claims, rational basis analysis requires that statutes "bear[ ] a real and
substantial relation to the public health, safety, morals, or some other
phase of the general welfare." Coffee-Rich, Inc. v. Commissioner
of Pub. Health, supra, quoting Sperry & Hutchinson Co. v.
Director of the Div. on the Necessaries of Life, 307 Mass. 408, 418
(1940). For equal protection challenges, the rational basis test requires that "an impartial lawmaker could logically
believe that the classification would serve a legitimate public purpose
that transcends the harm to the members of the disadvantaged class."
English v. New England Med. Ctr., supra at 429, quoting Cleburne
v. Cleburne Living Ctr., Inc., 473 U.S. 432, 452 (1985) (Stevens, J.,
concurring). [FN20]
The
department argues that no fundamental right or "suspect" class is at issue
here, [FN21] and rational basis is the appropriate standard of review. For
the reasons we explain below, we conclude that the marriage ban does not
meet the rational basis test for either due process or equal protection.
Because the statute does not survive rational basis review, we do not
consider the plaintiffs' arguments that this case merits strict judicial
scrutiny.
The
department posits three legislative rationales for prohibiting same-sex
couples from marrying: (1) providing a "favorable setting for
procreation"; (2) ensuring the optimal setting for child rearing, which
the department defines as "a two-parent family with one parent of each
sex"; and (3) preserving scarce State and private financial resources. We
consider each in turn.
The
judge in the Superior Court endorsed the first rationale, holding that
"the state's interest in regulating marriage is based
on the traditional concept that marriage's primary purpose is
procreation." This is incorrect. Our laws of civil marriage do not
privilege procreative heterosexual intercourse between married people
above every other form of adult intimacy and every other means of creating
a family. General Laws c. 207 contains no requirement that the applicants
for a marriage license attest to their ability or intention to conceive
children by coitus. Fertility is not a condition of marriage, nor is it
grounds for divorce. People who have never consummated their marriage, and
never plan to, may be and stay married. See Franklin v. Franklin,
154 Mass. 515, 516 (1891) ("The consummation of a marriage by coition is
not necessary to its validity"). [FN22] People who cannot stir from their
deathbed may marry. See G.L. c. 207, § 28A. While it is certainly true
that many, perhaps most, married couples have children together (assisted
or unassisted), it is the exclusive and permanent commitment of the
marriage partners to one another, not the begetting of children, that is
the sine qua non of civil marriage. [FN23]
Moreover,
the Commonwealth affirmatively facilitates bringing children into a family
regardless of whether the intended parent is married or unmarried, whether
the child is adopted or born into a family, whether assistive technology
was used to conceive the child, and whether the parent or her partner is
heterosexual, homosexual, or bisexual. [FN24] If procreation were a necessary component of civil marriage, our statutes would
draw a tighter circle around the permissible bounds of nonmarital child
bearing and the creation of families by noncoital means. The attempt to
isolate procreation as "the source of a fundamental right to marry,"
post at (Cordy, J., dissenting), overlooks the integrated way in
which courts have examined the complex and overlapping realms of personal
autonomy, marriage, family life, and child rearing. Our jurisprudence
recognizes that, in these nuanced and fundamentally private areas of life,
such a narrow focus is inappropriate.
The
"marriage is procreation" argument singles out the one unbridgeable
difference between same-sex and opposite-sex couples, and transforms that
difference into the essence of legal marriage. Like "Amendment 2" to the
Constitution of Colorado, which effectively denied homosexual persons
equality under the law and full access to the political process, the
marriage restriction impermissibly "identifies persons by a single trait
and then denies them protection across the board." Romer v. Evans,
517 U.S. 620, 633 (1996). In so doing, the State's action confers an
official stamp of approval on the destructive stereotype that same-sex
relationships are inherently unstable and inferior to opposite-sex
relationships and are not worthy of respect. [FN25]
The
department's first stated rationale, equating marriage with unassisted
heterosexual procreation, shades imperceptibly into its second: that
confining marriage to opposite-sex couples ensures that children are
raised in the "optimal" setting. Protecting the welfare of children is a
paramount State policy. Restricting marriage to opposite-sex couples,
however, cannot plausibly further this policy. "The demographic changes of
the past century make it difficult to speak of an average American family.
The composition of families varies greatly from household to household."
Troxel v. Granville, 530 U.S. 57, 63 (2000). Massachusetts has
responded supportively to "the changing realities of the American family,"
id. at 64, and has moved vigorously to strengthen the modern family
in its many variations. See, e.g., G.L. c. 209C (paternity statute); G.L.
c. 119, § 39D (grandparent visitation statute); Blixt v. Blixt, 437
Mass. 649 (2002), cert. denied, 537 U.S. 1189 (2003) (same); E.N.O.
v. L.M.M., 429 Mass. 824, cert. denied, 528 U.S. 1005 (1999) (de
facto parent); Youmans v. Ramos, 429 Mass. 774, 782 (1999) (same);
and Adoption of Tammy, 416 Mass. 205 (1993) (coparent adoption).
Moreover, we have repudiated the common-law power of the State to provide
varying levels of protection to children based on the circumstances of
birth. See G.L. c. 209C (paternity statute); Powers v. Wilkinson,
399 Mass. 650, 661 (1987) ("Ours is an era in which logic and compassion
have impelled the law toward unburdening children from the stigma and the disadvantages heretofore attendant upon the status
of illegitimacy"). The "best interests of the child" standard does not
turn on a parent's sexual orientation or marital status. See e.g., Doe
v. Doe, 16 Mass.App.Ct. 499, 503 (1983) (parent's sexual orientation
insufficient ground to deny custody of child in divorce action). See also
E.N.O. v. L.M.M., supra at 829-830 (best interests of child
determined by considering child's relationship with biological and de
facto same-sex parents); Silvia v. Silvia, 9 Mass.App.Ct. 339, 341
& n. 3 (1980) (collecting support and custody statutes containing no
gender distinction).
The
department has offered no evidence that forbidding marriage to people of
the same sex will increase the number of couples choosing to enter into
opposite-sex marriages in order to have and raise children. There is thus
no rational relationship between the marriage statute and the
Commonwealth's proffered goal of protecting the "optimal" child rearing
unit. Moreover, the department readily concedes that people in same-sex
couples may be "excellent" parents. These couples (including four of the
plaintiff couples) have children for the reasons others do--to love them,
to care for them, to nurture them. But the task of child rearing for
same-sex couples is made infinitely harder by their status as outliers to
the marriage laws. While establishing the parentage of children as soon as
possible is crucial to the safety and welfare of
children, see Culliton v. Beth Israel Deaconness Med. Ctr., 435
Mass. 285, 292 (2001), same-sex couples must undergo the sometimes lengthy
and intrusive process of second-parent adoption to establish their joint
parentage. While the enhanced income provided by marital benefits is an
important source of security and stability for married couples and their
children, those benefits are denied to families headed by same-sex
couples. See, e.g., note 6, supra. While the laws of divorce
provide clear and reasonably predictable guidelines for child support,
child custody, and property division on dissolution of a marriage,
same-sex couples who dissolve their relationships find themselves and
their children in the highly unpredictable terrain of equity jurisdiction.
See E.N.O. v. L.M.M., supra. Given the wide range of public
benefits reserved only for married couples, we do not credit the
department's contention that the absence of access to civil marriage
amounts to little more than an inconvenience to same-sex couples and their
children. Excluding same-sex couples from civil marriage will not make
children of opposite-sex marriages more secure, but it does prevent
children of same-sex couples from enjoying the immeasurable advantages
that flow from the assurance of "a stable family structure in which
children will be reared, educated, and socialized." Post at (Cordy,
J., dissenting). [FN26]
No
one disputes that the plaintiff couples are families, that many are
parents, and that the children they are raising, like
all children, need and should have the fullest opportunity to grow up in a
secure, protected family unit. Similarly, no one disputes that, under the
rubric of marriage, the State provides a cornucopia of substantial
benefits to married parents and their children. The preferential treatment
of civil marriage reflects the Legislature's conclusion that marriage "is
the foremost setting for the education and socialization of children"
precisely because it "encourages parents to remain committed to each other
and to their children as they grow." Post at (Cordy, J.,
dissenting).
In
this case, we are confronted with an entire, sizeable class of parents
raising children who have absolutely no access to civil marriage and its
protections because they are forbidden from procuring a marriage license.
It cannot be rational under our laws, and indeed it is not permitted, to
penalize children by depriving them of State benefits because the State
disapproves of their parents' sexual orientation.
The
third rationale advanced by the department is that limiting marriage to
opposite-sex couples furthers the Legislature's interest in conserving
scarce State and private financial resources. The marriage restriction is
rational, it argues, because the General Court logically could assume that
same-sex couples are more financially independent than
married couples and thus less needy of public marital benefits, such as
tax advantages, or private marital benefits, such as employer-financed
health plans that include spouses in their coverage.
An
absolute statutory ban on same-sex marriage bears no rational relationship
to the goal of economy. First, the department's conclusory
generalization-- that same-sex couples are less financially dependent on
each other than opposite-sex couples--ignores that many same-sex couples,
such as many of the plaintiffs in this case, have children and other
dependents (here, aged parents) in their care. [FN27] The department does
not contend, nor could it, that these dependents are less needy or
deserving than the dependents of married couples. Second, Massachusetts
marriage laws do not condition receipt of public and private financial
benefits to married individuals on a demonstration of financial dependence
on each other; the benefits are available to married couples regardless of
whether they mingle their finances or actually depend on each other for
support.
The
department suggests additional rationales for prohibiting same-sex couples
from marrying, which are developed by some amici. It argues that
broadening civil marriage to include same-sex couples will trivialize or
destroy the institution of marriage as it has
historically been fashioned. Certainly our decision today marks a
significant change in the definition of marriage as it has been inherited
from the common law, and understood by many societies for centuries. But
it does not disturb the fundamental value of marriage in our
society.
Here,
the plaintiffs seek only to be married, not to undermine the institution
of civil marriage. They do not want marriage abolished. They do not attack
the binary nature of marriage, the consanguinity provisions, or any of the
other gate-keeping provisions of the marriage licensing law. Recognizing
the right of an individual to marry a person of the same sex will not
diminish the validity or dignity of opposite-sex marriage, any more than
recognizing the right of an individual to marry a person of a different
race devalues the marriage of a person who marries someone of her own
race. [FN28] If anything, extending civil marriage to same-sex couples
reinforces the importance of marriage to individuals and communities. That
same-sex couples are willing to embrace marriage's solemn obligations of
exclusivity, mutual support, and commitment to one another is a testament
to the enduring place of marriage in our laws and in the human spirit.
[FN29]
It
has been argued that, due to the State's strong interest in the
institution of marriage as a stabilizing social
structure, only the Legislature can control and define its boundaries.
Accordingly, our elected representatives legitimately may choose to
exclude same-sex couples from civil marriage in order to assure all
citizens of the Commonwealth that (1) the benefits of our marriage laws
are available explicitly to create and support a family setting that is,
in the Legislature's view, optimal for child rearing, and (2) the State
does not endorse gay and lesbian parenthood as the equivalent of being
raised by one's married biological parents. [FN30] These arguments miss
the point. The Massachusetts Constitution requires that legislation meet
certain criteria and not extend beyond certain limits. It is the function
of courts to determine whether these criteria are met and whether these
limits are exceeded. In most instances, these limits are defined by
whether a rational basis exists to conclude that legislation will bring
about a rational result. The Legislature in the first instance, and the
courts in the last instance, must ascertain whether such a rational basis
exists. To label the court's role as usurping that of the Legislature,
see, e.g., post at (Cordy, J., dissenting), is to misunderstand the
nature and purpose of judicial review. We owe great deference to the
Legislature to decide social and policy issues, but it is the traditional
and settled role of courts to decide constitutional issues.
[FN31]
The
history of constitutional law "is the story of the extension of
constitutional rights and protections to people once ignored or excluded."
United States v. Virginia, 518 U.S. 515, 557 (1996) (construing
equal protection clause of the Fourteenth Amendment to prohibit
categorical exclusion of women from public military institute). This
statement is as true in the area of civil marriage as in any other area of
civil rights. See, e.g., Turner v. Safley, 482 U.S. 78 (1987);
Loving v. Virginia, 388 U.S. 1 (1967); Perez v. Sharp, 32
Cal.2d 711 (1948). As a public institution and a right of fundamental
importance, civil marriage is an evolving paradigm. The common law was
exceptionally harsh toward women who became wives: a woman's legal
identity all but evaporated into that of her husband. See generally C.P.
Kindregan, Jr., & M.L. Inker, Family Law and Practice §§ 1.9 and 1.10
(3d ed.2002). Thus, one early Nineteenth Century jurist could observe
matter of factly that, prior to the abolition of slavery in Massachusetts,
"the condition of a slave resembled the connection of a wife with her
husband, and of infant children with their father. He is obliged to
maintain them, and they cannot be separated from him." Winchendon v.
Hatfield, 4 Mass. 123, 129 (1808). But since at least the middle of
the Nineteenth Century, both the courts and the Legislature have acted to
ameliorate the harshness of the common-law regime. In Bradford v.
Worcester, 184 Mass. 557, 562 (1904), we refused to apply the
common-law rule that the wife's legal residence was that of her husband to
defeat her claim to a municipal "settlement of
paupers." In Lewis v. Lewis, 370 Mass. 619, 629 (1976), we
abrogated the common-law doctrine immunizing a husband against certain
suits because the common-law rule was predicated on "antediluvian
assumptions concerning the role and status of women in marriage and in
society." Id. at 621. Alarms about the imminent erosion of the
"natural" order of marriage were sounded over the demise of
antimiscegenation laws, the expansion of the rights of married women, and
the introduction of "no-fault" divorce. [FN32] Marriage has survived all
of these transformations, and we have no doubt that marriage will continue
to be a vibrant and revered institution.
We
also reject the argument suggested by the department, and elaborated by
some amici, that expanding the institution of civil marriage in
Massachusetts to include same-sex couples will lead to interstate
conflict. We would not presume to dictate how another State should respond
to today's decision. But neither should considerations of comity prevent
us from according Massachusetts residents the full measure of protection
available under the Massachusetts Constitution. The genius of our Federal
system is that each State's Constitution has vitality specific to its own
traditions, and that, subject to the minimum requirements of the
Fourteenth Amendment, each State is free to address difficult issues of
individual liberty in the manner its own Constitution
demands.
Several
amici suggest that prohibiting marriage by same-sex couples reflects
community consensus that homosexual conduct is immoral. Yet Massachusetts
has a strong affirmative policy of preventing discrimination on the basis
of sexual orientation. See G.L. c. 151B (employment, housing, credit,
services); G.L. c. 265, § 39 (hate crimes); G.L. c. 272, § 98 (public
accommodation); G.L. c. 76, § 5 (public education). See also, e.g.,
Commonwealth v. Balthazar, 366 Mass. 298 (1974) (decriminalization
of private consensual adult conduct); Doe v. Doe, 16 Mass.App.Ct.
499, 503 (1983) (custody to homosexual parent not per se
prohibited).
The
department has had more than ample opportunity to articulate a
constitutionally adequate justification for limiting civil marriage to
opposite-sex unions. It has failed to do so. The department has offered
purported justifications for the civil marriage restriction that are
starkly at odds with the comprehensive network of vigorous, gender-neutral
laws promoting stable families and the best interests of children. It has
failed to identify any relevant characteristic that would justify shutting
the door to civil marriage to a person who wishes to marry someone of the
same sex.
The
marriage ban works a deep and scarring hardship on a very real segment of
the community for no rational reason. The absence of any reasonable
relationship between, on the one hand, an absolute disqualification of
same-sex couples who wish to enter into civil marriage and, on the other,
protection of public health, safety, or general welfare, suggests that the
marriage restriction is rooted in persistent prejudices against persons
who are (or who are believed to be) homosexual. [FN33] "The Constitution
cannot control such prejudices but neither can it tolerate them. Private
biases may be outside the reach of the law, but the law cannot, directly
or indirectly, give them effect." Palmore v. Sidoti, 466 U.S. 429,
433 (1984) (construing Fourteenth Amendment). Limiting the protections,
benefits, and obligations of civil marriage to opposite-sex couples
violates the basic premises of individual liberty and equality under law
protected by the Massachusetts Constitution.
IV
We
consider next the plaintiffs' request for relief. We preserve as much of
the statute as may be preserved in the face of the successful
constitutional challenge. See Mayor of Boston v. Treasurer &
Receiver Gen., 384 Mass. 718, 725 (1981); Dalli v. Board of
Educ., 358 Mass. 753, 759 (1971). See also G.L. c. 4, § 6,
Eleventh.
Here,
no one argues that striking down the marriage laws is an appropriate form
of relief. Eliminating civil marriage would be wholly inconsistent with
the Legislature's deep commitment to fostering stable families and would
dismantle a vital organizing principle of our society. [FN34] We face a
problem similar to one that recently confronted the Court of Appeal for
Ontario, the highest court of that Canadian province, when it considered
the constitutionality of the same-sex marriage ban under Canada's Federal
Constitution, the Charter of Rights and Freedoms (Charter). See Halpern
v. Toronto (City), 172 O.A.C. 276 (2003). Canada, like the United
States, adopted the common law of England that civil marriage is "the
voluntary union for life of one man and one woman, to the exclusion of all
others." Id. at, quoting Hyde v. Hyde, [1861-1873] All E.R.
175 (1866). In holding that the limitation of civil marriage to opposite-
sex couples violated the Charter, the Court of Appeal refined the
common-law meaning of marriage. We concur with this remedy, which is
entirely consonant with established principles of jurisprudence empowering
a court to refine a common-law principle in light of evolving
constitutional standards. See Powers v. Wilkinson, 399 Mass. 650,
661-662 (1987) (reforming the common-law rule of construction of "issue");
Lewis v. Lewis, 370 Mass. 619, 629 (1976) (abolishing common-law
rule of certain interspousal immunity).
We
construe civil marriage to mean the voluntary union of two persons as
spouses, to the exclusion of all others. This reformulation redresses the
plaintiffs' constitutional injury and furthers the aim of marriage to
promote stable, exclusive relationships. It advances the two legitimate
State interests the department has identified: providing a stable setting
for child rearing and conserving State resources. It leaves intact the
Legislature's broad discretion to regulate marriage. See Commonwealth
v. Stowell, 389 Mass. 171, 175 (1983).
In
their complaint the plaintiffs request only a declaration that their
exclusion and the exclusion of other qualified same-sex couples from
access to civil marriage violates Massachusetts law. We declare that
barring an individual from the protections, benefits, and obligations of
civil marriage solely because that person would marry a person of the same
sex violates the Massachusetts Constitution. We vacate the summary
judgment for the department. We remand this case to the Superior Court for
entry of judgment consistent with this opinion. Entry of judgment shall be
stayed for 180 days to permit the Legislature to take such action as it
may deem appropriate in light of this opinion. See, e.g., Michaud v.
Sheriff of Essex County, 390 Mass. 523, 535-536 (1983).
So
ordered.
GREANEY,
J. (concurring).
I
agree with the result reached by the court, the remedy ordered, and much
of the reasoning in the court's opinion. In my view, however, the case is
more directly resolved using traditional equal protection
analysis.
(a)
Article 1 of the Declaration of Rights, as amended by art. 106 of the
Amendments to the Massachusetts Constitution, provides:
"All
people are born free and equal and have certain natural, essential and
unalienable rights; among which may be reckoned the right of enjoying and
defending their lives and liberties; that of acquiring, possessing and
protecting property; in fine, that of seeking and obtaining their safety
and happiness. Equality under the law shall not be denied or abridged
because of sex, race, color, creed or national origin."
This
provision, even prior to its amendment, guaranteed to all people in the
Commonwealth--equally--the enjoyment of rights that are deemed important
or fundamental. The withholding of relief from the plaintiffs, who wish to
marry, and are otherwise eligible to marry, on the
ground that the couples are of the same gender, constitutes a categorical
restriction of a fundamental right. The restriction creates a
straightforward case of discrimination that disqualifies an entire group
of our citizens and their families from participation in an institution of
paramount legal and social importance. This is impermissible under art.
1.
Analysis
begins with the indisputable premise that the deprivation suffered by the
plaintiffs is no mere legal inconvenience. The right to marry is not a
privilege conferred by the State, but a fundamental right that is
protected against unwarranted State interference. See Zablocki v.
Redhail, 434 U.S. 374, 384 (1978) ("the right to marry is of
fundamental importance for all individuals"); Loving v. Virginia,
388 U.S. 1, 12 (1967) (freedom to marry is "one of the vital personal
rights essential to the orderly pursuit of happiness by free men" under
due process clause of Fourteenth Amendment); Skinner v. Oklahoma,
316 U.S. 535, 541 (1942) (marriage is one of "basic civil rights of man").
See also Turner v. Safley, 482 U.S. 78, 95-96 (1987) (prisoners'
right to marry is constitutionally protected). This right is essentially
vitiated if one is denied the right to marry a person of one's choice. See
Zablocki v. Redhail, supra at 384 (all recent decisions of United
States Supreme Court place "the decision to marry as among the personal decisions protected by the right of privacy").
[FN1]
Because
our marriage statutes intend, and state, the ordinary understanding that
marriage under our law consists only of a union between a man and a woman,
they create a statutory classification based on the sex of the two people
who wish to marry. See Baehr v. Lewin, 74 Haw. 530, 564 (1993)
(plurality opinion) (Hawaii marriage statutes created sex-based
classification); Baker v. State, 170 Vt. 194, 253 (1999) (Johnson,
J., concurring in part and dissenting in part) (same). That the
classification is sex based is self- evident. The marriage statutes
prohibit some applicants, such as the plaintiffs, from obtaining a
marriage license, and that prohibition is based solely on the applicants'
gender. As a factual matter, an individual's choice of marital partner is
constrained because of his or her own sex. Stated in particular terms,
Hillary Goodridge cannot marry Julie Goodridge because she (Hillary) is a
woman. Likewise, Gary Chalmers cannot marry Richard Linnell because he
(Gary) is a man. Only their gender prevents Hillary and Gary from marrying
their chosen partners under the present law. [FN2]
A
classification may be gender based whether or not the challenged
government action apportions benefits or burdens uniformly along gender
lines. This is so because constitutional protections extend to individuals
and not to categories of people. Thus, when an
individual desires to marry, but cannot marry his or her chosen partner
because of the traditional opposite-sex restriction, a violation of art. 1
has occurred. See Commonwealth v. Chou, 433 Mass. 229, 237-238
(2001) (assuming statute enforceable only across gender lines may offend
Massachusetts equal rights amendment). I find it disingenuous, at best, to
suggest that such an individual's right to marry has not been burdened at
all, because he or she remains free to chose another partner, who is of
the opposite sex.
The
equal protection infirmity at work here is strikingly similar to
(although, perhaps, more subtle than) the invidious discrimination
perpetuated by Virginia's antimiscegenation laws and unveiled in the
decision of Loving v. Virginia, supra. In its landmark decision
striking down Virginia's ban on marriages between Caucasians and members
of any other race on both equal protection and substantive due process
grounds, the United States Supreme Court soundly rejected the proposition
that the equal application of the ban (i.e., that it applied equally to
whites and blacks) made unnecessary the strict scrutiny analysis
traditionally required of statutes drawing classifications according to
race, see id. at 8-9, and concluded that "restricting the freedom
to marry solely because of racial classifications violates the central
meaning of the Equal Protection Clause." Id. at 12. That our
marriage laws, unlike antimiscegenation laws, were not
enacted purposely to discriminate in no way neutralizes their present
discriminatory character.
With
these two propositions established (the infringement on a fundamental
right and a sex-based classification), the enforcement of the marriage
statutes as they are currently understood is forbidden by our Constitution
unless the State can present a compelling purpose further by the statutes
that can be accomplished in no other reasonable manner. [FN3] See Blixt
v. Blixt, 437 Mass. 649, 655-656 (2002), cert. denied, 537 U.S. 1189
(2003); Lowell v. Kowalski, 380 Mass. 663, 667-669 (1980). This the
State has not done. The justifications put forth by the State to sustain
the statute's exclusion of the plaintiffs are insufficient for the reasons
explained by the court to which I add the following
observations.
The
rights of couples to have children, to adopt, and to be foster parents,
regardless of sexual orientation and marital status, are firmly
established. See E.N.O. v. L.M.M., 429 Mass. 824, 829, cert.
denied, 528 U.S. 1005 (1999); Adoption of Tammy, 416 Mass. 205,
210-211 (1993). As recognized in the court's opinion, and demonstrated by
the record in this case, however, the State's refusal to accord legal
recognition to unions of same-sex couples has had the effect of creating a
system in which children of same-sex couples are unable
to partake of legal protections and social benefits taken for granted by
children in families whose parents are of the opposite sex. The continued
maintenance of this caste-like system is irreconcilable with, indeed,
totally repugnant to, the State's strong interest in the welfare of all
children and its primary focus, in the context of family law where
children are concerned, on "the best interests of the child." The issue at
stake is not one, as might ordinarily be the case, that can be
unilaterally and totally deferred to the wisdom of the Legislature. "While
the State retains wide latitude to decide the manner in which it will
allocate benefits, it may not use criteria which discriminatorily burden
the exercise of a fundamental right." Moe v. Secretary of Admin. &
Fin., 382 Mass. 629, 652 (1981). Nor can the State's wish to conserve
resources be accomplished by invidious distinctions between classes of
citizens. See Plyler v. Doe, 457 U.S. 202, 216-217, 227 (1982).
[FN4]
A
comment is in order with respect to the insistence of some that marriage
is, as a matter of definition, the legal union of a man and a woman. To
define the institution of marriage by the characteristics of those to whom
it always has been accessible, in order to justify the exclusion of those
to whom it never has been accessible, is conclusory and bypasses the core
question we are asked to decide. [FN5] This case calls for a higher level
of legal analysis. Precisely, the case requires that we
confront ingrained assumptions with respect to historically accepted roles
of men and women within the institution of marriage and requires that we
reexamine these assumptions in light of the unequivocal language of art.
1, in order to ensure that the governmental conduct challenged here
conforms to the supreme charter of our Commonwealth. "A written
constitution is the fundamental law for the government of a sovereign
State. It is the final statement of the rights, privileges and obligations
of the citizens and the ultimate grant of the powers and the conclusive
definition of the limitations of the departments of State and of public
officers.... To its provisions the conduct of all governmental affairs
must conform. From its terms there is no appeal." Loring v. Young,
239 Mass. 349, 376-377 (1921). I do not doubt the sincerity of deeply held
moral or religious beliefs that make inconceivable to some the notion that
any change in the common-law definition of what constitutes a legal civil
marriage is now, or ever would be, warranted. But, as matter of
constitutional law, neither the mantra of tradition, nor individual
conviction, can justify the perpetuation of a hierarchy in which couples
of the same sex and their families are deemed less worthy of social and
legal recognition than couples of the opposite sex and their families. See
Lawrence v. Texas, 123 S.Ct. 2472, 2486 (2003) (O'Connor, J.,
concurring) (moral disapproval, with no other valid State interest, cannot
justify law that discriminates against groups of persons); Planned Parenthood of Southeastern Pa. v.
Casey, 505 U.S. 833, 850 (1992) ( "Our obligation is to define the
liberty of all, not to mandate our own moral code").
(b)
I am hopeful that our decision will be accepted by those thoughtful
citizens who believe that same-sex unions should not be approved by the
State. I am not referring here to acceptance in the sense of grudging
acknowledgment of the court's authority to adjudicate the matter. My hope
is more liberating. The plaintiffs are members of our community, our
neighbors, our coworkers, our friends. As pointed out by the court, their
professions include investment advisor, computer engineer, teacher,
therapist, and lawyer. The plaintiffs volunteer in our schools, worship
beside us in our religious houses, and have children who play with our
children, to mention just a few ordinary daily contacts. We share a common
humanity and participate together in the social contract that is the
foundation of our Commonwealth. Simple principles of decency dictate that
we extend to the plaintiffs, and to their new status, full acceptance,
tolerance, and respect. We should do so because it is the right thing to
do. The union of two people contemplated by G.L. c. 207 "is a coming
together for better or for worse, hopefully enduring, and intimate to the
degree of being sacred. It is an association that promotes a way of life,
not causes; a harmony in living, not political faiths; a bilateral
loyalty, not commercial or social projects. Yet it is
an association for as noble a purpose as any involved in our prior
decisions." Griswold v. Connecticut, 381 U.S. 479, 486 (1965).
Because of the terms of art. 1, the plaintiffs will no longer be excluded
from that association. [FN6]
SPINA,
J. (dissenting, with whom Sosman and Cordy, JJ., join).
What
is at stake in this case is not the unequal treatment of individuals or
whether individual rights have been impermissibly burdened, but the power
of the Legislature to effectuate social change without interference from
the courts, pursuant to art. 30 of the Massachusetts Declaration of
Rights. [FN1] The power to regulate marriage lies with the Legislature,
not with the judiciary. See Commonwealth v. Stowell, 389 Mass. 171,
175 (1983). Today, the court has transformed its role as protector of
individual rights into the role of creator of rights, and I respectfully
dissent.
1.
Equal protection. Although the court did not address the
plaintiffs' gender discrimination claim, G.L. c. 207 does not
unconstitutionally discriminate on the basis of gender. [FN2] A claim of
gender discrimination will lie where it is shown that differential
treatment disadvantages one sex over the other. See Attorney Gen.
v. Massachusetts Interscholastic Athletic Ass'n, 378 Mass. 342, 349-352 (1979). See also United States v.
Virginia, 518 U.S. 515 (1996). General Laws c. 207 enumerates certain
qualifications for obtaining a marriage license. It creates no distinction
between the sexes, but applies to men and women in precisely the same way.
It does not create any disadvantage identified with gender as both men and
women are similarly limited to marrying a person of the opposite sex. See
Commonwealth v. King, 374 Mass. 5, 15-22 (1977) (law prohibiting
prostitution not discriminatory based on gender because of equal
application to men and women).
Similarly,
the marriage statutes do not discriminate on the basis of sexual
orientation. As the court correctly recognizes, constitutional protections
are extended to individuals, not couples. Ante n. 15. The marriage
statutes do not disqualify individuals on the basis of sexual orientation
from entering into marriage. All individuals, with certain exceptions not
relevant here, are free to marry. Whether an individual chooses not to
marry because of sexual orientation or any other reason should be of no
concern to the court.
The
court concludes, however, that G.L. c. 207 unconstitutionally
discriminates against the individual plaintiffs because it denies them the
"right to marry the person of one's choice" where that person is of the
same sex. Ante at. To reach this result the court relies on
Loving v. Virginia, 388 U.S. 1, 12 (1967), and
transforms "choice" into the essential element of the institution of
marriage. The Loving case did not use the word "choice" in this
manner, and it did not point to the result that the court reaches today.
In Loving, the Supreme Court struck down as unconstitutional a
statute that prohibited Caucasians from marrying non-Caucasians. It
concluded that the statute was intended to preserve white supremacy and
invidiously discriminated against non-Caucasians because of their race.
See id. at 11-12. The "choice" to which the Supreme Court referred
was the "choice to marry," and it concluded that with respect to the
institution of marriage, the State had no compelling interest in limiting
the choice to marry along racial lines. Id. The Supreme Court did
not imply the existence of a right to marry a person of the same sex. To
the same effect is Perez v. Sharp, 32 Cal.2d 711 (1948), on which
the court also relies.
Unlike
the Loving and Sharp cases, the Massachusetts Legislature
has erected no barrier to marriage that intentionally discriminates
against anyone. Within the institution of marriage, [FN3] anyone is free
to marry, with certain exceptions that are not challenged. In the absence
of any discriminatory purpose, the State's marriage statutes do not
violate principles of equal protection. See Washington v. Davis,
426 U.S. 229, 240 (1976) ( "invidious quality of a law claimed to be ...
discriminatory must ultimately be traced to a ...
discriminatory purpose"); Dickerson v. Attorney Gen., 396 Mass.
740, 743 (1986) (for purpose of equal protection analysis, standard of
review under State and Federal Constitutions is identical). See also
Attorney Gen. v. Massachusetts Interscholastic Athletic Ass'n,
supra. This court should not have invoked even the most deferential
standard of review within equal protection analysis because no individual
was denied access to the institution of marriage.
2.
Due process. The marriage statutes do not impermissibly burden a
right protected by our constitutional guarantee of due process implicit in
art. 10 of our Declaration of Rights. There is no restriction on the right
of any plaintiff to enter into marriage. Each is free to marry a willing
person of the opposite sex. Cf. Zablocki v. Redhail, 434 U.S. 374
(1978) (fundamental right to marry impermissibly burdened by statute
requiring court approval when subject to child support order).
Substantive
due process protects individual rights against unwarranted government
intrusion. See Aime v. Commonwealth, 414 Mass. 667, 673 (1993). The
court states, as we have said on many occasions, that the Massachusetts
Declaration of Rights may protect a right in ways that exceed the
protection afforded by the Federal Constitution. Ante at. See
Arizona v. Evans, 514 U.S. 1, 8 (1995) (State
courts afforded broader protection of rights than granted by United States
Constitution). However, today the court does not fashion a remedy that
affords greater protection of a right. Instead, using the rubric of due
process it has redefined marriage.
Although
art. 10 may afford greater protection of rights than the due process
clause of the Fourteenth Amendment, our treatment of due process
challenges adheres to the same standards followed in Federal due process
analysis. See Commonwealth v. Ellis, 429 Mass. 362, 371 (1999).
When analyzing a claim that the State has impermissibly burdened an
individual's fundamental or other right or liberty interest, "[w]e begin
by sketching the contours of the right asserted. We then inquire whether
the challenged restriction burdens that right." Moe v. Secretary of
Admin. & Fin., 382 Mass. 629, 646 (1981). Where a right deemed
"fundamental" is implicated, the challenged restriction will be upheld
only if it is "narrowly tailored to further a legitimate and compelling
governmental interest." Aime v. Commonwealth, supra at 673. To
qualify as "fundamental" the asserted right must be "objectively, 'deeply
rooted in this Nation's history and tradition,' [Moore v. East
Cleveland, 431 U.S. 494, 503 (1977) (plurality opinion) ] ... and
'implicit in the concept of ordered liberty,' such that 'neither liberty
nor justice would exist if they were sacrificed.' " Washington v. Glucksberg, 521 U.S. 702, 720-721 (1997), quoting
Palko v. Connecticut, 302 U.S. 319, 325, 326 (1937) (right to
assisted suicide does not fall within fundamental right to refuse medical
treatment because novel and unsupported by tradition) (citations omitted).
See Three Juveniles v. Commonwealth, 390 Mass. 357, 367 (1983)
(O'Connor, J., dissenting), cert. denied sub nom. Keefe v.
Massachusetts, 465 U.S. 1068 (1984). Rights that are not considered
fundamental merit due process protection if they have been irrationally
burdened. See Massachusetts Fed'n of Teachers v. Board of Educ.,
436 Mass. 763, 777-779 & n. 14 (2002).
Although
this court did not state that same-sex marriage is a fundamental right
worthy of strict scrutiny protection, it nonetheless deemed it a
constitutionally protected right by applying rational basis review. Before
applying any level of constitutional analysis there must be a recognized
right at stake. Same-sex marriage, or the "right to marry the person of
one's choice" as the court today defines that right, does not fall within
the fundamental right to marry. Same-sex marriage is not "deeply rooted in
this Nation's history," and the court does not suggest that it is. Except
for the occasional isolated decision in recent years, see, e.g., Baker
v. State, 170 Vt. 194 (1999), same-sex marriage is not a right,
fundamental or otherwise, recognized in this country. Just one example of
the Legislature's refusal to recognize same-sex
marriage can be found in a section of the legislation amending G.L. c.
151B to prohibit discrimination in the workplace on the basis of sexual
orientation, which states: "Nothing in this act shall be construed so as
to legitimize or validate a 'homosexual marriage'...." St.1989, c. 516, §
19. In this Commonwealth and in this country, the roots of the institution
of marriage are deeply set in history as a civil union between a single
man and a single woman. There is no basis for the court to recognize
same-sex marriage as a constitutionally protected right.
3.
Remedy. The remedy that the court has fashioned both in the name of
equal protection and due process exceeds the bounds of judicial restraint
mandated by art. 30. The remedy that construes gender specific language as
gender neutral amounts to a statutory revision that replaces the intent of
the Legislature with that of the court. Article 30 permits the court to
apply principles of equal protection and to modify statutory language only
if legislative intent is preserved. See, e.g., Commonwealth v.
Chou, 433 Mass. 229, 238-239 (2001) (judicial rewriting of gender
language permissible only when Legislature intended to include both men
and women). See also Lowell v. Kowalski, 380 Mass. 663, 670 (1980).
Here, the alteration of the gender- specific language alters precisely
what the Legislature unambiguously intended to preserve, the marital
rights of single men and women. Such a dramatic change
in social institutions must remain at the behest of the people through the
democratic process.
Where
the application of equal protection principles do not permit rewriting a
statute in a manner that preserves the intent of the Legislature, we do
not rewrite the statute. In Dalli v. Board of Educ., 358 Mass. 753
(1971), the court refused to rewrite a statute in a manner that would
include unintended individuals. "To attempt to interpret this [statute] as
including those in the category of the plaintiff would be to engage in a
judicial enlargement of the clear statutory language beyond the limit of
our judicial function. We have traditionally and consistently declined to
trespass on legislative territory in deference to the time tested wisdom
of the separation of powers as expressed in art. [30] of the Declaration
of Rights of the Constitution of Massachusetts even when it appeared that
a highly desirable and just result might thus be achieved." Id. at
759. Recently, in Connors v. Boston, 430 Mass. 31 (1999), we
refused to expand health insurance coverage to include domestic partners
because such an expansion was within the province of the Legislature,
where policy affecting family relationships is most appropriate and
frequently considered. Id. at 42-43. Principles of equal protection
do not permit the marriage statutes to be changed in the manner that we
have seen today.
This
court has previously exercised the judicial restraint mandated by art. 30
and declined to extend due process protection to rights not traditionally
coveted, despite recognition of their social importance. See Tobin's
Case, 424 Mass. 250, 252-253 (1997) (receiving workers' compensation
benefits not fundamental right); Doe v. Superintendent of Schs. of
Worcester, 421 Mass. 117, 129 (1995) (declaring education not
fundamental right); Williams v. Secretary of the Executive Office of
Human Servs., 414 Mass. 551, 565 (1993) (no fundamental right to
receive mental health services); Matter of Tocci, 413 Mass. 542,
548 n. 4 (1992) (no fundamental right to practice law); Commonwealth v.
Henry's Drywall Co., 366 Mass. 539, 542 (1974) (no fundamental right
to pursue one's business). Courts have authority to recognize rights that
are supported by the Constitution and history, but the power to create
novel rights is reserved for the people through the democratic and
legislative processes.
Likewise,
the Supreme Court exercises restraint in the application of substantive
due process " 'because guideposts for responsible decisionmaking in this
unchartered area are scarce and open-ended.' [Collins v. Harker
Heights, 503 U.S. 115, 125 (1992).] By extending constitutional
protection to an asserted right or liberty interest, we, to a great
extent, place the matter outside the arena of public debate and
legislative action. We must therefore 'exercise the
utmost care whenever we are asked to break new ground in this field,'
[id.], lest the liberty protected by the Due Process Clause be
subtly transformed into the policy preferences of the Members of this
Court, Moore [v. East Cleveland, 431 U.S. 494, 502 (1977) ]
(plurality opinion)." Washington v. Glucksberg, supra at
720.
The
court has extruded a new right from principles of substantive due process,
and in doing so it has distorted the meaning and purpose of due process.
The purpose of substantive due process is to protect existing rights, not
to create new rights. Its aim is to thwart government intrusion, not
invite it. The court asserts that the Massachusetts Declaration of Rights
serves to guard against government intrusion into each individual's sphere
of privacy. Ante at. Similarly, the Supreme Court has called for
increased due process protection when individual privacy and intimacy are
threatened by unnecessary government imposition. See, e.g., Lawrence v.
Texas, 123 S.Ct. 2472 (2003) (private nature of sexual behavior
implicates increased due process protection); Eisenstadt v. Baird,
405 U.S. 438 (1972) (privacy protection extended to procreation decisions
within nonmarital context); Griswold v. Connecticut, 381 U.S. 479
(1965) (due process invoked because of intimate nature of procreation
decisions). These cases, along with the Moe case, focus on the
threat to privacy when government seeks to regulate the most intimate activity behind bedroom doors. The statute in
question does not seek to regulate intimate activity within an intimate
relationship, but merely gives formal recognition to a particular
marriage. The State has respected the private lives of the plaintiffs, and
has done nothing to intrude in the relationships that each of the
plaintiff couples enjoy. Cf. Lawrence v. Texas, supra at 2484 (case
"does not involve whether the government must give formal recognition to
any relationship that homosexual persons seek to enter"). Ironically, by
extending the marriage laws to same-sex couples the court has turned
substantive due process on its head and used it to interject government
into the plaintiffs' lives.
SOSMAN,
J. (dissenting, with whom Spina and Cordy, JJ., join).
In
applying the rational basis test to any challenged statutory scheme, the
issue is not whether the Legislature's rationale behind that scheme is
persuasive to us, but only whether it satisfies a minimal threshold of
rationality. Today, rather than apply that test, the court announces that,
because it is persuaded that there are no differences between same-sex and
opposite-sex couples, the Legislature has no rational basis for treating
them differently with respect to the granting of marriage licenses. [FN1]
Reduced to its essence, the court's opinion concludes that, because
same-sex couples are now raising children, and
withholding the benefits of civil marriage from their union makes it
harder for them to raise those children, the State must therefore provide
the benefits of civil marriage to same-sex couples just as it does to
opposite-sex couples. Of course, many people are raising children outside
the confines of traditional marriage, and, by definition, those children
are being deprived of the various benefits that would flow if they were
being raised in a household with married parents. That does not mean that
the Legislature must accord the full benefits of marital status on every
household raising children. Rather, the Legislature need only have some
rational basis for concluding that, at present, those alternate family
structures have not yet been conclusively shown to be the equivalent of
the marital family structure that has established itself as a successful
one over a period of centuries. People are of course at liberty to raise
their children in various family structures, as long as they are not
literally harming their children by doing so. See Blixt v. Blixt,
437 Mass. 649, 668-670 (2002) (Sosman, J., dissenting), cert. denied, 537
U.S. 1189 (2003). That does not mean that the State is required to provide
identical forms of encouragement, endorsement, and support to all of the
infinite variety of household structures that a free society
permits.
Based
on our own philosophy of child rearing, and on our observations of the children being raised by same-sex couples to whom we are
personally close, we may be of the view that what matters to children is
not the gender, or sexual orientation, or even the number of the adults
who raise them, but rather whether those adults provide the children with
a nurturing, stable, safe, consistent, and supportive environment in which
to mature. Same-sex couples can provide their children with the requisite
nurturing, stable, safe, consistent, and supportive environment in which
to mature, just as opposite-sex couples do. It is therefore understandable
that the court might view the traditional definition of marriage as an
unnecessary anachronism, rooted in historical prejudices that modern
society has in large measure rejected and biological limitations that
modern science has overcome.
It
is not, however, our assessment that matters. Conspicuously absent from
the court's opinion today is any acknowledgment that the attempts at
scientific study of the ramifications of raising children in same-sex
couple households are themselves in their infancy and have so far produced
inconclusive and conflicting results. Notwithstanding our belief that
gender and sexual orientation of parents should not matter to the success
of the child rearing venture, studies to date reveal that there are still
some observable differences between children raised by opposite-sex
couples and children raised by same-sex couples. See post
at--(Cordy, J., dissenting). Interpretation of the data
gathered by those studies then becomes clouded by the personal and
political beliefs of the investigators, both as to whether the differences
identified are positive or negative, and as to the untested explanations
of what might account for those differences. (This is hardly the first
time in history that the ostensible steel of the scientific method has
melted and buckled under the intense heat of political and religious
passions.) Even in the absence of bias or political agenda behind the
various studies of children raised by same-sex couples, the most neutral
and strict application of scientific principles to this field would be
constrained by the limited period of observation that has been available.
Gay and lesbian couples living together openly, and official recognition
of them as their children's sole parents, comprise a very recent
phenomenon, and the recency of that phenomenon has not yet permitted any
study of how those children fare as adults and at best minimal study of
how they fare during their adolescent years. The Legislature can
rationally view the state of the scientific evidence as unsettled on the
critical question it now faces: Are families headed by same- sex parents
equally successful in rearing children from infancy to adulthood as
families headed by parents of opposite sexes? Our belief that children
raised by same-sex couples should fare the same as children raised
in traditional families is just that: a passionately held but utterly
untested belief. The Legislature is not required to share that belief but
may, as the creator of the institution of civil
marriage, wish to see the proof before making a fundamental alteration to
that institution.
Although
ostensibly applying the rational basis test to the civil marriage
statutes, it is abundantly apparent that the court is in fact applying
some undefined stricter standard to assess the constitutionality of the
marriage statutes' exclusion of same-sex couples. While avoiding any
express conclusion as to any of the proffered routes by which that
exclusion would be subjected to a test of strict scrutiny--infringement of
a fundamental right, discrimination based on gender, or discrimination
against gays and lesbians as a suspect classification--the opinion
repeatedly alludes to those concepts in a prolonged and eloquent prelude
before articulating its view that the exclusion lacks even a rational
basis. See, e.g., ante at (noting that State Constitution is "more
protective of individual liberty and equality," demands "broader
protection for fundamental rights," and is "less tolerant of government
intrusion into the protected spheres of private life" than Federal
Constitution); ante at (describing decision to marry and choice of
marital partner as "among life's momentous acts of self-definition");
ante at-- (repeated references to "right to marry" as
"fundamental"); ante at-- (repeated comparisons to statutes
prohibiting interracial marriage, which were predicated on suspect
classification of race); ante at--(characterizing ban on same-sex marriage as "invidious" discrimination that
"deprives individuals of access to an institution of fundamental legal,
personal, and social significance" and again noting that Massachusetts
Constitution "protects matters of personal liberty against government
incursion" more zealously than Federal Constitution); ante at
(characterizing "whom to marry, how to express sexual intimacy, and
whether and how to establish a family" as "among the most basic of every
individual's liberty and due process rights"); ante at ("liberty
interest in choosing whether and whom to marry would be hollow" if
Commonwealth could "foreclose an individual from freely choosing the
person" to marry); ante at (opining that in "overlapping realms of
personal autonomy, marriage, family life and child-rearing," characterized
as "fundamentally private areas of life," court uses "integrated" analysis
instead of "narrow focus"). See also ante at n. 29 (suggesting that
prohibition on same-sex marriage "impose[s] limits on personal beliefs");
ante at n. 31] (suggesting that "total deference" to Legislature in
this case would be equivalent to "strip[ping]" judiciary "of its
constitutional authority to decide challenges" in such areas as forced
sterilization, antimiscegenation statutes, and abortion, even though all
cited examples pertain to fundamental rights analyzed under strict
scrutiny, not under rational basis test); ante at (civil marriage
as "a right of fundamental importance"); ante at (noting State
policy of "preventing discrimination on the basis of sexual orientation"); ante at, (prohibition against
same-sex marriage inconsistent with "gender neutral laws promoting stable
families," and "rooted in persistent prejudices against" homosexuals);
ante at (prohibition against same-sex marriage "violated the basic
premises of individual liberty"). In short, while claiming to apply a mere
rational basis test, the court's opinion works up an enormous head of
steam by repeated invocations of avenues by which to subject the statute
to strict scrutiny, apparently hoping that that head of steam will
generate momentum sufficient to propel the opinion across the yawning
chasm of the very deferential rational basis test.
Shorn
of these emotion-laden invocations, the opinion ultimately opines that the
Legislature is acting irrationally when it grants benefits to a proven
successful family structure while denying the same benefits to a recent,
perhaps promising, but essentially untested alternate family structure.
Placed in a more neutral context, the court would never find any
irrationality in such an approach. For example, if the issue were
government subsidies and tax benefits promoting use of an established
technology for energy efficient heating, the court would find no equal
protection or due process violation in the Legislature's decision not to
grant the same benefits to an inventor or manufacturer of some new,
alternative technology who did not yet have sufficient data to prove that
that new technology was just as good as the established
technology. That the early results from preliminary testing of the new
technology might look very promising, or that the theoretical
underpinnings of the new technology might appear flawless, would not make
it irrational for the Legislature to grant subsidies and tax breaks to the
established technology and deny them to the still unproved newcomer in the
field. While programs that affect families and children register higher on
our emotional scale than programs affecting energy efficiency, our
standards for what is or is not "rational" should not be bent by those
emotional tugs. Where, as here, there is no ground for applying strict
scrutiny, the emotionally compelling nature of the subject matter should
not affect the manner in which we apply the rational basis
test.
Or,
to the extent that the court is going to invoke such emotion-laden and
value-laden rhetoric as a means of heightening the degree of scrutiny to
be applied, the same form of rhetoric can be employed to justify the
Legislature's proceeding with extreme caution in this area. In considering
whether the Legislature has a rational reason for postponing a dramatic
change to the definition of marriage, it is surely pertinent to the
inquiry to recognize that this proffered change affects not just a
load-bearing wall of our social structure but the very cornerstone of that
structure. See post at--(Cordy, J., dissenting). Before making a
fundamental alteration to that cornerstone, it is eminently rational for the Legislature to require a high
degree of certainty as to the precise consequences of that alteration, to
make sure that it can be done safely, without either temporary or lasting
damage to the structural integrity of the entire edifice. The court today
blithely assumes that there are no such dangers and that it is safe to
proceed (see ante at--, an assumption that is not supported by
anything more than the court's blind faith that it is so.
More
importantly, it is not our confidence in the lack of adverse consequences
that is at issue, or even whether that confidence is justifiable. The
issue is whether it is rational to reserve judgment on whether this change
can be made at this time without damaging the institution of marriage or
adversely affecting the critical role it has played in our society. Absent
consensus on the issue (which obviously does not exist), or unanimity
amongst scientists studying the issue (which also does not exist), or a
more prolonged period of observation of this new family structure (which
has not yet been possible), it is rational for the Legislature to postpone
any redefinition of marriage that would include same-sex couples until
such time as it is certain that that redefinition will not have unintended
and undesirable social consequences. Through the political process, the
people may decide when the benefits of extending civil marriage to
same-sex couples have been shown to outweigh whatever
risks--be they palpable or ephemeral--are involved. However minimal the
risks of that redefinition of marriage may seem to us from our vantage
point, it is not up to us to decide what risks society must run, and it is
inappropriate for us to abrogate that power to ourselves merely because we
are confident that "it is the right thing to do." Ante at (Greaney,
J., concurring).
As
a matter of social history, today's opinion may represent a great turning
point that many will hail as a tremendous step toward a more just society.
As a matter of constitutional jurisprudence, however, the case stands as
an aberration. To reach the result it does, the court has tortured the
rational basis test beyond recognition. I fully appreciate the strength of
the temptation to find this particular law unconstitutional--there is much
to be said for the argument that excluding gay and lesbian couples from
the benefits of civil marriage is cruelly unfair and hopelessly outdated;
the inability to marry has a profound impact on the personal lives of
committed gay and lesbian couples (and their children) to whom we are
personally close (our friends, neighbors, family members, classmates, and
co-workers); and our resolution of this issue takes place under the
intense glare of national and international publicity. Speaking
metaphorically, these factors have combined to turn the case before us
into a "perfect storm" of a constitutional question. In my view, however, such factors make it all the more
imperative that we adhere precisely and scrupulously to the established
guideposts of our constitutional jurisprudence, a jurisprudence that makes
the rational basis test an extremely deferential one that focuses on the
rationality, not the persuasiveness, of the potential justifications for
the classifications in the legislative scheme. I trust that, once this
particular "storm" clears, we will return to the rational basis test as it
has always been understood and applied. Applying that deferential test in
the manner it is customarily applied, the exclusion of gay and lesbian
couples from the institution of civil marriage passes constitutional
muster. I respectfully dissent.
CORDY,
J. (dissenting, with whom Spina and Sosman, JJ., join).
The
court's opinion concludes that the Department of Public Health has failed
to identify any "constitutionally adequate reason" for limiting civil
marriage to opposite-sex unions, and that there is no "reasonable
relationship" between a disqualification of same-sex couples who wish to
enter into a civil marriage and the protection of public health, safety,
or general welfare. Consequently, it holds that the marriage statute
cannot withstand scrutiny under the Massachusetts Constitution. Because I
find these conclusions to be unsupportable in light of the nature of the
rights and regulations at issue, the presumption of
constitutional validity and significant deference afforded to legislative
enactments, and the "undesirability of the judiciary substituting its
notions of correct policy for that of a popularly elected Legislature"
responsible for making such policy, Zayre Corp. v. Attorney
Gen., 372 Mass. 423, 433 (1977), I respectfully dissent. Although it
may be desirable for many reasons to extend to same-sex couples the
benefits and burdens of civil marriage (and the plaintiffs have made a
powerfully reasoned case for that extension), that decision must be made
by the Legislature, not the court.
If
a statute either impairs the exercise of a fundamental right protected by
the due process or liberty provisions of our State Constitution, or
discriminates based on a constitutionally suspect classification such as
sex, it will be subject to strict scrutiny when its validity is
challenged. See Blixt v. Blixt, 437 Mass. 649, 655-656, 660-661
(2002), cert. denied, 537 U.S. 1189 (2003) (fundamental right); Lowell
v. Kowalski, 380 Mass. 663, 666 (1980) (sex-based classification). If
it does neither, a statute "will be upheld if it is 'rationally related to
a legitimate State purpose.' " Hallett v. Wrentham, 398 Mass. 550,
557 (1986), quoting Paro v. Longwood Hosp., 373 Mass. 645, 649
(1977). This test, referred to in State and Federal constitutional
jurisprudence as the "rational basis test," [FN1] is virtually identical in substance and effect to the test applied to a
law promulgated under the State's broad police powers (pursuant to which
the marriage statutes and most other licensing and regulatory laws are
enacted): that is, the law is valid if it is reasonably related to the
protection of public health, safety, or general welfare. See, e.g.,
Leigh v. Board of Registration in Nursing, 395 Mass. 670, 682-683
(1985) (applying rational basis review to question of State exercise of
police power).
The
Massachusetts marriage statute does not impair the exercise of a
recognized fundamental right, or discriminate on the basis of sex in
violation of the equal rights amendment to the Massachusetts Constitution.
Consequently, it is subject to review only to determine whether it
satisfies the rational basis test. Because a conceivable rational basis
exists upon which the Legislature could conclude that the marriage statute
furthers the legitimate State purpose of ensuring, promoting, and
supporting an optimal social structure for the bearing and raising of
children, it is a valid exercise of the State's police power.
A.
Limiting marriage to the union of one man and one woman does not impair
the exercise of a fundamental right. Civil marriage is an institution
created by the State. In Massachusetts, the marriage statutes are derived
from English common law, see Commonwealth v.
Knowlton, 2 Mass. 530, 534 (1807), and were first enacted in colonial
times. Commonwealth v. Munson, 127 Mass. 459, 460 (1879). They were
enacted to secure public interests and not for religious purposes or to
promote personal interests or aspirations. (See discussion infra
at--). As the court notes in its opinion, the institution of marriage is
"the legal union of a man and woman as husband and wife," ante at,
and it has always been so under Massachusetts law, colonial or
otherwise.
The
plaintiffs contend that because the right to choose to marry is a
"fundamental" right, the right to marry the person of one's choice,
including a member of the same sex, must also be a "fundamental" right.
While the court stops short of deciding that the right to marry someone of
the same sex is "fundamental" such that strict scrutiny must be applied to
any statute that impairs it, it nevertheless agrees with the plaintiffs
that the right to choose to marry is of fundamental importance ("among the
most basic" of every person's "liberty and due process rights") and would
be "hollow" if an individual was foreclosed from "freely choosing the
person with whom to share ... the ... institution of civil marriage."
Ante at. Hence, it concludes that a marriage license cannot be
denied to an individual who wishes to marry someone of the same sex. In
reaching this result the court has transmuted the "right" to marry into a
right to change the institution of marriage itself.
This feat of reasoning succeeds only if one accepts the proposition that
the definition of the institution of marriage as a union between a man and
a woman is merely "conclusory" (as suggested, ante at [Greaney, J.,
concurring] ), rather than the basis on which the "right" to partake in it
has been deemed to be of fundamental importance. In other words, only by
assuming that "marriage" includes the union of two persons of the same sex
does the court conclude that restricting marriage to opposite-sex couples
infringes on the "right" of same-sex couples of "marry." [FN2]
The
plaintiffs ground their contention that they have a fundamental right to
marry a person of the same sex in a long line of Supreme Court decisions,
e.g., Turner v. Safley, 482 U.S. 78 (1987); Zablocki v.
Redhail, 434 U.S. 374 (1978); Loving v. Virginia, 388 U.S. 1
(1967); Griswold v. Connecticut, 381 U.S. 479 (1965); Skinner v.
Oklahoma, 316 U.S. 535 (1942); that discuss the importance of
marriage. In context, all of these decisions and their discussions are
about the "fundamental" nature of the institution of marriage as it has
existed and been understood in this country, not as the court has
redefined it today. Even in that context, its "fundamental" nature is
derivative of the nature of the interests that underlie or are associated
with it. [FN3] An examination of those interests reveals that they are
either not shared by same-sex couples or not implicated by the marriage statutes.
Supreme
Court cases that have described marriage or the right to marry as
"fundamental" have focused primarily on the underlying interest of every
individual in procreation, which, historically, could only legally occur
within the construct of marriage because sexual intercourse outside of
marriage was a criminal act. [FN4] In Skinner v. Oklahoma, supra,
the first case to characterize marriage as a "fundamental" right, the
Supreme Court stated, as its rationale for striking down a sterilization
statute, that "[m]arriage and procreation are fundamental to the very
existence of the race." Id. at 541. In concluding that a sterilized
individual "is forever deprived of a basic liberty," id., the Court
was obviously referring to procreation rather than marriage, as this court
recognized in Matter of Moe, 385 Mass. 555, 560 (1982). Similarly,
in Loving v. Virginia, supra, in which the United States Supreme
Court struck down Virginia's antimiscegenation statute, the Court
implicitly linked marriage with procreation in describing marriage as
"fundamental to our very existence." Id. at 12. In Zablocki v.
Redhail, supra, the Court expressly linked the right to marry with the
right to procreate, concluding that "if [the plaintiff's] right to
procreate means anything at all, it must imply some right to enter the
only relationship in which the State ... allows sexual relations legally
to take place." Id. at 386. Once again, in
Turner v. Safley, supra, striking a State regulation that curtailed
the right of an inmate to marry, the Court included among the important
attributes of such marriages the "expectation that [the marriage]
ultimately will be fully consummated." Id. at 96. See Milford v.
Worcester, 7 Mass. 48, 52 (1810) (purpose of marriage is "to regulate,
chasten, and refine, the intercourse between the sexes; and to multiply
[and] preserve ... the species"). Because same-sex couples are unable to
procreate on their own, any right to marriage they may possess cannot be
based on their interest in procreation, which has been essential to the
Supreme Court's denomination of the right to marry as
fundamental.
Supreme
Court cases recognizing a right to privacy in intimate decision-making,
e.g., Griswold v. Connecticut, supra (striking down statute
prohibiting use of contraceptives); Roe v. Wade, 410 U.S. 113
(1973) (striking down statute criminalizing abortion), have also focused
primarily on sexual relations and the decision whether or not to
procreate, and have refused to recognize an "unlimited right" to privacy.
Id. at 154. Massachusetts courts have been no more willing than the
Federal courts to adopt a "universal[ ]" "privacy doctrine," Marcoux v.
Attorney Gen., 375 Mass. 63, 67 (1978), or to derive "controversial
'new' rights from the Constitution." Aime v. Commonwealth, 414
Mass. 667, 674 n. 10 (1993).
What
the Griswold Court found "repulsive to the notions of privacy
surrounding the marriage relationship" was the prospect of "allow[ing] the
police to search the sacred precincts of marital bedrooms for telltale
signs of the use of contraceptives." Griswold v. Connecticut, supra
at 485-486. See Moe v. Secretary of Admin. & Fin., 382 Mass.
629, 658 (1981), quoting L. Tribe, American Constitutional Law 924 (1978)
(finding it "difficult to imagine a clearer case of bodily intrusion" than
being forced to bear a child). When Justice Goldberg spoke of "marital
relations" in the context of finding it "difficult to imagine what is more
private or more intimate than a husband and wife's marital
relations[hip]," Griswold v. Connecticut, supra at 495 (Goldberg,
J., concurring), he was obviously referring to sexual relations. [FN5]
Similarly, in Lawrence v. Texas, 123 S.Ct. 2472 (2003), it was the
criminalization of private sexual behavior that the Court found violative
of the petitioners' liberty interest.
In
Massachusetts jurisprudence, protected decisions generally have been
limited to those concerning "whether or not to beget or bear a child,"
Matter of Moe, 385 Mass. 555, 564 (1982) (see Opinion of the
Justices, 423 Mass. 1201, 1234-1235 [1996] ["focus of (the
Griswold and Roe cases) and the cases following them has
been the intrusion ... into the especially intimate aspects of a person's life implicated in procreation and
childbearing"] ); how to raise a child, see Care & Protection of
Robert, 408 Mass. 52, 58, 60 (1990); or whether or not to accept
medical treatment, see Brophy v. New England Sinai Hosp., Inc., 398
Mass. 417, 430 (1986); Superintendent of Belchertown State Sch. v.
Saikewicz, 373 Mass. 728, 742 (1977), none of which is at issue
here. See also Commonwealth v. Balthazar, 366 Mass. 298, 301 (1974)
(statute punishing unnatural and lascivious acts does not apply to sexual
conduct engaged in by adults in private, in light of "articulation of the
constitutional right of an individual to be free from government
regulation of certain sex related activities").
The
marriage statute, which regulates only the act of obtaining a marriage
license, does not implicate privacy in the sense that it has found
constitutional protection under Massachusetts and Federal law. Cf.
Commonwealth v. King, 374 Mass. 5, 14 (1977) (solicitation of
prostitution "while in a place to which the public had access" implicated
no "constitutionally protected rights of privacy"); Marcoux v. Attorney
Gen., supra at 68 (right to privacy, at most, protects conduct
"limited more or less to the hearth"). It does not intrude on any right
that the plaintiffs have to privacy in their choices regarding
procreation, an intimate partner or sexual relations. [FN6] The
plaintiffs' right to privacy in such matters does not require that the State officially endorse their choices in
order for the right to be constitutionally vindicated.
Although
some of the privacy cases also speak in terms of personal autonomy, no
court has ever recognized such an open-ended right. "That many of the
rights and liberties protected by the Due Process Clause sound in personal
autonomy does not warrant the sweeping conclusion that any and all
important, intimate, and personal decisions are so protected...."
Washington v. Glucksberg, 521 U.S. 702, 727 (1997). Such decisions
are protected not because they are important, intimate, and personal, but
because the right or liberty at stake is "so deeply rooted in our history
and traditions, or so fundamental to our concept of constitutionally
ordered liberty" that it is protected by due process. Id.
Accordingly, the Supreme Court has concluded that while the decision to
refuse unwanted medical treatment is fundamental, Cruzan v. Director,
Mo. Dep't of Health, 497 U.S. 261, 278 (1990), because it is deeply
rooted in our nation's history and tradition, the equally personal and
profound decision to commit suicide is not because of the absence of such
roots. Washington v. Glucksberg, supra.
While
the institution of marriage is deeply rooted in the history and traditions
of our country and our State, the right to marry someone of the same sex is not. No matter how personal or intimate a decision
to marry someone of the same sex might be, the right to make it is not
guaranteed by the right of personal autonomy.
The
protected right to freedom of association, in the sense of freedom of
choice "to enter into and maintain certain intimate human relationships,"
Roberts v. United States Jaycees, 468 U.S. 609, 617 (1984) (as an
element of liberty or due process rather than free speech), is similarly
limited and unimpaired by the marriage statute. As recognized by the
Supreme Court, that right affords protection only to "certain kinds of
highly personal relationships," id. at 618, such as those between
husband and wife, parent and child, and among close relatives, id.
at 619, that "have played a critical role in the culture and traditions of
the Nation," id. at 618-619, and are "deeply rooted in this
Nation's history and tradition." Moore v. East Cleveland, 431 U.S.
494, 498-499, 503 (1977) (distinguishing on this basis between family and
nonfamily relationships). Unlike opposite-sex marriages, which have deep
historic roots, or the parent-child relationship, which reflects a "strong
tradition" founded on "the history and culture of Western civilization"
and "is now established beyond debate as an enduring American tradition,"
Wisconsin v. Yoder, 406 U.S. 205, 232 (1972); or extended family
relationships, which have been "honored throughout our history," Moore v. East Cleveland, supra at 505, same-sex
relationships, although becoming more accepted, are certainly not so
"deeply rooted in this Nation's history and tradition" as to warrant such
enhanced constitutional protection.
Although
"expressions of emotional support and public commitment" have been
recognized as among the attributes of marriage, which, "[t]aken
together ... form a constitutionally protected marital relationship"
(emphasis added), Turner v. Safley, 482 U.S. 78, 95, 96 (1987),
those interests, standing alone, are not the source of a fundamental right
to marry. While damage to one's "status in the community" may be
sufficient harm to confer standing to sue, Lowell v. Kowalski, 380
Mass. 663, 667 (1980), such status has never been recognized as a
fundamental right. See Paul v. Davis, 424 U.S. 693, 701 (1976)
(mere damage to reputation does not constitute deprivation of
"liberty").
Finally,
the constitutionally protected interest in child rearing, recognized in
Meyer v. Nebraska, 262 U.S. 390, 399 (1923); Pierce v. Society
of Sisters, 268 U.S. 510, 534-535 (1925); and Care & Protection
of Robert, supra at 58, 60, is not implicated or infringed by the
marriage statute here. The fact that the plaintiffs cannot marry has no
bearing on their independently protected constitutional rights as parents
which, as with opposite-sex parents, are limited only
by their continued fitness and the best interests of their children.
Bezio v. Patenaude, 381 Mass. 563, 579 (1980) (courts may not use
parent's sexual orientation as reason to deny child custody).
Because
the rights and interests discussed above do not afford the plaintiffs any
fundamental right that would be impaired by a statute limiting marriage to
members of the opposite sex, they have no fundamental right to be declared
"married" by the State.
Insofar
as the right to marry someone of the same sex is neither found in the
unique historical context of our Constitution [FN7] nor compelled by the
meaning ascribed by this court to the liberty and due process protections
contained within it, should the court nevertheless recognize it as a
fundamental right? The consequences of deeming a right to be "fundamental"
are profound, and this court, as well as the Supreme Court, has been very
cautious in recognizing them. [FN8] Such caution is required by separation
of powers principles. If a right is found to be "fundamental," it is, to a
great extent, removed from "the arena of public debate and legislative
action"; utmost care must be taken when breaking new ground in this field
"lest the liberty protected by the Due Process Clause be subtly
transformed into the policy preferences of [judges]." Washington v.
Glucksberg, 521 U.S. 702, 720 (1997).
"[T]o
rein in" the otherwise potentially unlimited scope of substantive due
process rights, id. at 722, both Federal and Massachusetts courts
have recognized as "fundamental" only those "rights and liberties which
are, objectively, 'deeply rooted in this Nation's history and tradition,'
[Moore v. East Cleveland, supra at 503] ... and 'implicit in the
concept of ordered liberty.' " Id. at 720-721, quoting Palko v.
Connecticut, 302 U.S. 319, 325 (1937). See Dutil, petitioner,
437 Mass. 9, 13 (2002) (same). In the area of family-related rights in
particular, the Supreme Court has emphasized that the "Constitution
protects the sanctity of the family precisely because the institution of
the family is deeply rooted." Moore v. East Cleveland, supra.
[FN9]
Applying
this limiting principle, the Supreme Court, as noted above, declined to
recognize a fundamental right to physician-assisted suicide, which would
have required "revers[ing] centuries of legal doctrine and practice, and
strik [ing] down the considered policy choice of almost every State."
Washington v. Glucksberg, supra at 723. While recognizing that
public attitudes toward assisted suicide are currently the subject of
"earnest and profound debate," the Court nevertheless left the
continuation and resolution of that debate to the
political arena, "as it should be in a democratic society." Id. at
719, 735.
Similarly,
Massachusetts courts have declined to recognize rights that are not so
deeply rooted. [FN10] As this court noted in considering whether to
recognize a right of terminally ill patients to refuse life-prolonging
treatment, "the law always lags behind the most advanced thinking in every
area," and must await "some common ground, some consensus."
Superintendent of Belchertown State Sch. v. Saikewicz, 373
Mass. 728, 737 (1977), quoting Burger, The Law and Medical Advances, 67
Annals Internal Med. Supp. 7, 15, 17 (1967). See Blixt v. Blixt,
437 Mass. 649, 662-663 n. 22 (2002) ("social consensus about family
relationships is relevant to the constitutional limits on State
intervention").
This
is not to say that a statute that has no rational basis must nevertheless
be upheld as long as it is of ancient origin. However, "[t]he long history
of a certain practice ... and its acceptance as an uncontroversial part of
our national and State tradition do suggest that [the court] should
reflect carefully before striking it down." Colo v. Treasurer &
Receiver Gen., 378 Mass. 550, 557 (1979). As this court has
recognized, the "fact that a challenged practice 'is followed by a large
number of states ... is plainly worth considering in
determining whether the practice "offends some principle of justice so
rooted in the traditions and conscience of our people as to be ranked as
fundamental." ' " Commonwealth v. Kostka, 370 Mass. 516, 533
(1976), quoting Leland v. Oregon, 343 U.S. 790, 798
(1952).
Although
public attitudes toward marriage in general and same-sex marriage in
particular have changed and are still evolving, "the asserted contemporary
concept of marriage and societal interests for which [plaintiffs] contend"
are "manifestly [less] deeply founded" than the "historic institution" of
marriage. Matter of the Estate of Cooper, 187 A.D.2d 128, 133-134
(N.Y.1993). Indeed, it is not readily apparent to what extent contemporary
values have embraced the concept of same-sex marriage. Perhaps the
"clearest and most reliable objective evidence of contemporary values is
the legislation enacted by the country's legislatures," Atkins v.
Virginia, 536 U.S. 304, 312 (2002), quoting Penry v. Lynaugh,
492 U.S. 302, 331 (1989). No State Legislature has enacted laws permitting
same-sex marriages; and a large majority of States, as well as the United
States Congress, have affirmatively prohibited the recognition of such
marriages for any purpose. See P. Greenberg, State Laws Affecting Lesbians
and Gays, National Conference of State Legislatures Legisbriefs at 1
(April/May 2001) (reporting that, as of May, 2001, thirty-six States had
enacted "defense of marriage" statutes); 1 U.S.C. § 7
(2000); 28 U.S.C. § 1738C (2000) (Federal Defense of Marriage
Act).
Given
this history and the current state of public opinion, as reflected in the
actions of the people's elected representatives, it cannot be said that "a
right to same-sex marriage is so rooted in the traditions and collective
conscience of our people that failure to recognize it would violate the
fundamental principles of liberty and justice that lie at the base of all
our civil and political institutions. Neither ... [is] a right to same-sex
marriage ... implicit in the concept of ordered liberty, such that neither
liberty nor justice would exist if it were sacrificed." Baehr v.
Lewin, 74 Haw. 530, 556-557 (1993). See Dean v. District of
Columbia, 653 A.2d 307, 333 (D.C.1995) (per curiam) (Ferren, J.,
concurring in part and dissenting in part); Baker v. Nelson, 291
Minn. 310, 312 (1971), appeal dismissed, 409 U.S. 810 (1972); Storrs v.
Holcomb, 168 Misc.2d 898, 899-900 (N.Y.Sup.Ct.1996), dismissed, 245
A.D.2d 943 (N.Y.1997). [FN11]. The one exception was the Alaska Superior
Court, which relied on that State's Constitution's express and broadly
construed right to privacy. Brause, 1998 WL 88743 at *3-*4. [FN12]
In such circumstances, the law with respect to same- sex marriages must be
left to develop through legislative processes, subject to the constraints
of rationality, lest the court be viewed as using the liberty and due process clauses as vehicles merely to enforce its
own views regarding better social policies, a role that the strongly
worded separation of powers principles in art. 30 of the Declaration of
Rights of our Constitution forbids, and for which the court is
particularly ill suited.
B.
The marriage statute, in limiting marriage to heterosexual couples,
does not constitute discrimination on the basis of sex in violation of the
Equal Rights Amendment to the Massachusetts Constitution. In his
concurrence, Justice Greaney contends that the marriage statute
constitutes discrimination on the basis of sex in violation of art. 1 of
the Declaration of Rights as amended by art. 106 of the Amendments to the
Constitution of the Commonwealth, the Equal Rights Amendment (ERA). [FN13]
Such a conclusion is analytically unsound and inconsistent with the
legislative history of the ERA.
The
central purpose of the ERA was to eradicate discrimination against women
and in favor of men or vice versa. See Attorney Gen. v.
Massachusetts Interscholastic Athletic Ass'n, 378 Mass. 342, 357
(1979). Consistent with this purpose, we have construed the ERA to
prohibit laws that advantage one sex at the expense of the other, but not
laws that treat men and women equally, id. at 346-349 (assuming
that "separate but equal" treatment of males and females would be
constitutionally permissible). The Massachusetts marriage statute does not subject men to different treatment from
women; each is equally prohibited from precisely the same conduct. See
Baker v. State, 170 Vt. 194, 215 n. 13 (1999) ("there is no
discrete class subject to differential treatment solely on the basis of
sex"). Compare Commonwealth v. King, 374 Mass. 5, 16 (1977) (law
prohibiting prostitution applied to both male and female prostitutes and
therefore did not discriminate), and Personnel Adm'r of Mass. v.
Feeney, 442 U.S. 256, 274-275 (1979) (declining to characterize
veterans' preference as sex discrimination because it applied to both male
and female veterans), with Attorney Gen. v. Massachusetts
Interscholastic Athletic Ass'n, supra, and Lowell v. Kowalski,
380 Mass. 663 (1980) (where statutes and rules at issue advantaged one sex
over another).
Of
course, a statute that on its face treats protected groups equally may
still harm, stigmatize, or advantage one over the other. Such was the
circumstance in Loving v. Virginia, 388 U.S. 1 (1967), where the
Supreme Court struck down a State statute that made interracial marriage a
crime, as constituting invidious discrimination on the basis of race.
While the statute purported to apply equally to whites and nonwhites, the
Court found that it was intended and structured to favor one race (white)
and disfavor all others (nonwhites). The statute's legislative history
demonstrated that its purpose was not merely to punish interracial
marriage, but to do so for the sole benefit of the white race. As the Supreme Court readily concluded, the
Virginia law was "designed to maintain White Supremacy." Id. at 11.
Consequently, there was a fit between the class that the law was intended
to discriminate against (nonwhite races) and the classification enjoying
heightened protection (race).
By
contrast, here there is no evidence that limiting marriage to opposite-sex
couples was motivated by sexism in general or a desire to disadvantage men
or women in particular. Moreover, no one has identified any harm, burden,
disadvantage, or advantage accruing to either gender as a consequence of
the Massachusetts marriage statute. In the absence of such effect, the
statute limiting marriage to couples of the opposite sex does not violate
the ERA's prohibition of sex discrimination. [FN14]
This
conclusion is buttressed by the legislative history of the ERA, which was
adopted by the voters on November 2, 1976, after being approved by
constitutional conventions of the Legislature on August 15, 1973, (by a
vote of 261-0) and May 14, 1975 (by a vote of 217-55).
In
anticipation of its adoption, the Legislature enacted and, on June 21,
1975, the Governor approved a "Resolve providing for an investigation and
study by a special commission relative to the effect of the ratification
of the proposed amendments to the Constitution of the
Commonwealth of Massachusetts and the Constitution of the United States
prohibiting discrimination on account of sex upon the laws, business
communities and public in the Commonwealth." Res.1975, c. 26. One of the
principal tasks of the commission was to catalog the aspects of the
General Laws that would have to be amended for the statutory code to
comply with the mandate of the proposed amendment that equality not be
abridged on the basis of sex. [FN15]
On
October 19, 1976, just before the general election at which the amendment
was to be considered, the commission filed its Interim Report, which
focused on the effect of the Massachusetts ERA on the laws of the
Commonwealth. 1976 Senate Doc. No. 1689. A section of the report, entitled
"Areas Unaffected by the Equal Rights Amendment," addressed some of the
legal regimes that would not be affected by the adoption of the
ERA. One such area was "Homosexual Marriage," about which the commission
stated:
"An
equal rights amendment will have no effect upon the allowance or denial of
homosexual marriages. The equal rights amendment is not concerned with the
relationship of two persons of the same sex; it only addresses those laws
or public-related actions which treat persons of opposite sexes
differently. The Washington Court of Appeals has already stated that the
equal rights amendment to its state constitution did
not afford a basis for validating homosexual marriages. In Colorado, the
attorney general has likewise issued an opinion that the state equal
rights amendment did not validate homosexual marriage. There are no cases
which have used a state equal rights amendment to either validate or
require the allowance of homosexual marriages." (Footnotes omitted.)
Id. at 21-22. [FN16]
The
views of the commission were reflected in the public debate surrounding
the passage of the ERA that focused on gender equality. See, e.g.,
Referenda reviewed, Boston Globe, Nov. 1, 1976, at 26; Voters' guide on
nine state referendum measures, Boston Herald American, Nov. 1, 1976, at
17. Claims that the ERA might be the basis for validating marriages
between same-sex couples were labelled as "exaggerated" and "unfounded."
For example, before the vote, the Boston Globe published an editorial
discussing and urging favorable action on the ERA. In making its case, it
noted that "[t]hose urging a no vote ... argue that the amendment would
... legitimize marriage between people of the same sex [and other
changes]. In reality, the proposed amendment would require none of these
things. Mass. ballot issues ... 1 Equal Rights Amendment. Boston Globe,
Nov. 1, 1976, at 29. And in the aftermath of the vote, the Boston Globe
heralded the electorate's acceptance of "the arguments of proponents that
the proposal would not result in many far-reaching or threatening changes." Referendums fared poorly, Boston
Globe, Nov. 4, 1976, at 29.
While
the court, in interpreting a constitutional amendment, is not bound to
accept either the views of a legislative commission studying and reporting
on the amendment's likely effects, or of public commentary and debate
contemporaneous with its passage, it ought to be wary of completely
disregarding what appears to be the clear intent of the people recently
recorded in our constitutional history. This is particularly so where the
plain wording of the amendment does not require the result it would
reach.
C.
The marriage statute satisfies the rational basis standard. The
burden of demonstrating that a statute does not satisfy the rational basis
standard rests on the plaintiffs. It is a weighty one. "[A] reviewing
court will presume a statute's validity, and make all rational inferences
in favor of it.... The Legislature is not required to justify its
classifications, nor provide a record or finding in support of them."
(Citation omitted.) Paro v. Longwood Hosp., 373 Mass. 645, 650
(1977). The statute "only need[s to] be supported by a conceivable
rational basis." Fine v. Contributory Retirement Appeal Bd., 401
Mass. 639, 641 (1988). See Massachusetts Fed'n of Teachers v. Board of
Educ., 436 Mass. 763, 771-772 (2002). As this court stated in Shell Oil Co. v. Revere, 383 Mass. 682, 687-688
(1981):
"[I]t
is not the court's function to launch an inquiry to resolve a debate which
has already been settled in the legislative forum. '[I]t [is] the judge's
duty ... to give effect to the will of the people as expressed in the
statute by their representative body. It is in this way ... that the
doctrine of separation of powers is given meaning.' Commonwealth v.
Leis, 355 Mass. 189, 202 (1969) (Kirk, J., concurring).
"This
respect for the legislative process means that it is not the province of
the court to sit and weigh conflicting evidence supporting or opposing a
legislative enactment....
"Although
persons challenging the constitutionality of legislation may introduce
evidence in support of their claim that the legislation is irrational ...
they will not prevail if 'the question is at least debatable' in view of
the evidence which may have been available to the Legislature. United
States v. Carolene Prods. Co., 304 U.S. 144, 154 (1938)."
The
"time tested wisdom of the separation of powers" requires courts to avoid
"judicial legislation in the guise of new constructions to meet real or supposed new popular viewpoints, preserving always to the
Legislature alone its proper prerogative of adjusting the statutes to
changed conditions." Pielech v. Massasoit Greyhound, Inc., 423
Mass. 534, 539, 540 (1996), cert. denied, 520 U.S. 1131 (1997), quoting
Commonwealth v. A Juvenile, 368 Mass. 580, 595 (1975).
In
analyzing whether a statute satisfies the rational basis standard, we look
to the nature of the classification embodied in the enactment, then to
whether the statute serves a legitimate State purpose, and finally to
whether the classification is reasonably related to the furtherance of
that purpose. With this framework, we turn to the challenged statute, G.L.
c. 207, which authorizes local town officials to issue licenses to couples
of the opposite sex authorizing them to enter the institution of civil
marriage.
1.
Classification. The nature of the classification at issue is
readily apparent. Opposite-sex couples can obtain a license and same-sex
couples cannot. The granting of this license, and the completion of the
required solemnization of the marriage, opens the door to many statutory
benefits and imposes numerous responsibilities. The fact that the statute
does not permit such licenses to be issued to couples of the same sex thus
bars them from civil marriage. The classification is not drawn between men
and women or between heterosexuals and homosexuals,
any of whom can obtain a license to marry a member of the opposite sex;
rather, it is drawn between same-sex couples and opposite-sex
couples.
2.
State purpose. The court's opinion concedes that the civil marriage
statute serves legitimate State purposes, but further investigation and
elaboration of those purposes is both helpful and necessary.
Civil
marriage is the institutional mechanism by which societies have sanctioned
and recognized particular family structures, and the institution of
marriage has existed as one of the fundamental organizing principles of
human society. See C.N. Degler, The Emergence of the Modern American
Family, in The American Family in Social-Historical Perspective 61 (3d
ed.1983); A.J. Hawkins, Introduction, in Revitalizing the Institution of
Marriage for the Twenty-First Century: An Agenda for Strengthening
Marriage xiv (2002); C. Lasch, Social Pathologists and the Socialization
of Reproduction, in The American Family in Social-Historical Perspective,
supra at 80; W.J. O'Donnell & D.A. Jones, Marriage and Marital
Alternatives 1 (1982); L. Saxton, The Individual, Marriage, and the Family
229-230, 260 (1968); M.A. Schwartz & B.M. Scott, Marriages and
Families: Diversity and Change 4 (1994); Wardle, "Multiply and Replenish":
Considering Same-Sex Marriage in Light of State Interests in Marital Procreation, 24 Harv. J.L. &
Pub. Pol'y 771, 777-780 (2001); J.Q. Wilson, The Marriage Problem: How Our
Culture Has Weakened Families 28, 40, 66-67 (2002). Marriage has not been
merely a contractual arrangement for legally defining the private
relationship between two individuals (although that is certainly part of
any marriage). Rather, on an institutional level, marriage is the "very
basis of the whole fabric of civilized society," J.P. Bishop, Commentaries
on the Law of Marriage and Divorce, and Evidence in Matrimonial Suits § 32
(1852), and it serves many important political, economic, social,
educational, procreational, and personal functions.
Paramount
among its many important functions, the institution of marriage has
systematically provided for the regulation of heterosexual behavior,
brought order to the resulting procreation, and ensured a stable family
structure in which children will be reared, educated, and socialized. See
Milford v. Worcester, 7 Mass. 48, 52 (1810) (civil marriage
"intended to regulate, chasten, and refine, the intercourse between the
sexes; and to multiply, preserve, and improve the species"). See also P.
Blumstein & P. Schwartz, American Couples: Money, Work, Sex 29 (1983);
C.N. Degler, supra at 61; G. Douglas, Marriage, Cohabitation, and
Parenthood--From Contract to Status?, in Cross Currents: Family Law and
Policy in the United States and England 223 (2000);
S.L. Nock, The Social Costs of De-Institutionalizing Marriage, in
Revitalizing the Institution of Marriage for the Twenty-First Century: An
Agenda for Strengthening Marriage, supra at 7; L. Saxton,
supra at 239- 240, 242; M.A. Schwartz & B.M. Scott,
supra at 4-6; Wardle, supra at 781-796; J.Q. Wilson,
supra at 23-32. Admittedly, heterosexual intercourse, procreation,
and child care are not necessarily conjoined (particularly in the modern
age of widespread effective contraception and supportive social welfare
programs), but an orderly society requires some mechanism for coping with
the fact that sexual intercourse commonly results in pregnancy and
childbirth. The institution of marriage is that mechanism.
The
institution of marriage provides the important legal and normative link
between heterosexual intercourse and procreation on the one hand and
family responsibilities on the other. The partners in a marriage are
expected to engage in exclusive sexual relations, with children the
probable result and paternity presumed. See G.L. c. 209C, § 6 ("a man is
presumed to be the father of a child ... if he is or has been married to
the mother and the child was born during the marriage, or within three
hundred days after the marriage was terminated by death, annulment or
divorce"). Whereas the relationship between mother and child is
demonstratively and predictably created and recognizable through the
biological process of pregnancy and childbirth, there is no corresponding process for creating a relationship
between father and child. [FN17] Similarly, aside from an act of
heterosexual intercourse nine months prior to childbirth, there is no
process for creating a relationship between a man and a woman as the
parents of a particular child. The institution of marriage fills this void
by formally binding the husband-father to his wife and child, and imposing
on him the responsibilities of fatherhood. See J.Q. Wilson, supra
at 23-32. See also P. Blumstein & P. Schwartz, supra at 29;
C.N. Degler, supra at 61; G. Douglas, supra at 223; S.L.
Nock, supra at 7; L. Saxton, supra at 239-240, 242; M.A.
Schwartz & B.M. Scott, supra at 4-6; Wardle, supra at
781-796. The alternative, a society without the institution of marriage,
in which heterosexual intercourse, procreation, and child care are largely
disconnected processes, would be chaotic.
The
marital family is also the foremost setting for the education and
socialization of children. Children learn about the world and their place
in it primarily from those who raise them, and those children eventually
grow up to exert some influence, great or small, positive or negative, on
society. The institution of marriage encourages parents to remain
committed to each other and to their children as they grow, thereby
encouraging a stable venue for the education and socialization of
children. See P. Blumstein & P. Schwartz, supra at 26; C.N. Degler, supra at 61; S.L.
Nock, supra at 2-3; C. Lasch, supra at 81; M.A. Schwartz
& B.M. Scott, supra at 6-7. More macroscopically, construction
of a family through marriage also formalizes the bonds between people in
an ordered and institutional manner, thereby facilitating a foundation of
interconnectedness and interdependency on which more intricate stabilizing
social structures might be built. See M. Grossberg, Governing the Hearth:
Law and Family in Nineteenth-Century America 10 (1985); C. Lasch,
supra; L. Saxton, supra at 260; J.Q. Wilson, supra at
221.
This
court, among others, has consistently acknowledged both the institutional
importance of marriage as an organizing principle of society, and the
State's interest in regulating it. See French v. McAnarney, 290
Mass. 544, 546 (1935) ("Marriage is not merely a contract between the
parties. It is the foundation of the family. It is a social institution of
the highest importance. The Commonwealth has a deep interest that its
integrity is not jeopardized"); Milford v. Worcester, 7 Mass. 48,
52 (1810) ("Marriage, being essential to the peace and harmony, and to the
virtues and improvements of civil society, it has been, in all
well-regulated governments, among the first attentions of the civil
magistrate to regulate [it]"). See also Skinner v. Oklahoma, 316
U.S. 535, 541 (1942) ("Marriage and procreation are fundamental to the
very existence and survival of the [human] race"); Maynard v. Hill, 125 U.S. 190, 211 (1888)
(marriage "is an institution, in the maintenance of which in its purity
the public is deeply interested, for it is the foundation of the family
and of society, without which there would be neither civilization nor
progress"); Murphy v. Ramsey, 114 U.S. 15, 45 (1885) ("no
legislation can be supposed more wholesome and necessary in the founding
of a free, self-governing commonwealth ... than that which seeks to
establish it on the basis of the idea of the family, as consisting in and
springing from the union for life of one man and one woman ... the sure
foundation of all that is stable and noble in our civilization; the best
guaranty of that reverent morality which is the source of all beneficent
progress in social and political improvement"); Reynolds v. United
States, 98 U.S. 145, 165 (1878) ("Upon [marriage] society may be said
to be built, and out of its fruits spring social relations and social
obligations and duties, with which government is necessarily required to
deal").
It
is undeniably true that dramatic historical shifts in our cultural,
political, and economic landscape have altered some of our traditional
notions about marriage, including the interpersonal dynamics within it,
[FN18] the range of responsibilities required of it as an institution,
[FN19] and the legal environment in which it exists. [FN20] Nevertheless,
the institution of marriage remains the principal weave of our social
fabric. See C.N. Degler, supra at 61; A.J.
Hawkins, Introduction, in Revitalizing the Institution of Marriage for the
Twenty-First Century: An Agenda for Strengthening Marriage xiv (2002); C.
Lasch, supra at 80; W.J. O'Donnell & D.A. Jones, Marriage and
Marital Alternatives 1 (1982); L. Saxton, supra at 229-230, 260;
M.A. Schwartz & B.M. Scott, supra at 4; Wardle, supra at
777-780; J.Q. Wilson, supra at 28, 40, 66-67. A family defined by
heterosexual marriage continues to be the most prevalent social structure
into which the vast majority of children are born, nurtured, and prepared
for productive participation in civil society, see Children's Living
Arrangements and Characteristics: March, 2002, United States Census Bureau
Current Population Reports at 3 (June, 2003) (in 2002, 69% of children
lived with two married parents, 23% lived with their mother, 5% lived with
their father, and 4% lived in households with neither parent
present).
It
is difficult to imagine a State purpose more important and legitimate than
ensuring, promoting, and supporting an optimal social structure within
which to bear and raise children. At the very least, the marriage statute
continues to serve this important State purpose. [FN21]
3.
Rational relationship. The question we must turn to next is whether
the statute, construed as limiting marriage to couples of the opposite
sex, remains a rational way to further that purpose.
Stated differently, we ask whether a conceivable rational basis exists on
which the Legislature could conclude that continuing to limit the
institution of civil marriage to members of the opposite sex furthers the
legitimate purpose of ensuring, promoting, and supporting an optimal
social structure for the bearing and raising of children.
[FN22]
In
considering whether such a rational basis exists, we defer to the
decision- making process of the Legislature, and must make deferential
assumptions about the information that it might consider and on which it
may rely. See Shell Oil Co. v. Revere, 383 Mass. 682, 688
(1981) (court considers "evidence which may have been available to
the Legislature" [emphasis added] ); Slome v. Chief of Police of
Fitchburg, 304 Mass. 187, 189 (1939) ("any rational basis of fact that
can be reasonably conceived" may support legislative finding); Mutual
Loan Co. v. Martell, 200 Mass. 482, 487 (1909), aff'd, 222 U.S. 225
(1911) ("Legislature may be supposed to have known" relevant
facts).
We
must assume that the Legislature (1) might conclude that the institution
of civil marriage has successfully and continually provided this structure
over several centuries [FN23]; (2) might consider and credit studies that
document negative consequences that too often follow children either born
outside of marriage or raised in households lacking
either a father or a mother figure, [FN24] and scholarly commentary
contending that children and families develop best when mothers and
fathers are partners in their parenting [FN25]; and (3) would be familiar
with many recent studies that variously: support the proposition that
children raised in intact families headed by same-sex couples fare as well
on many measures as children raised in similar families headed by
opposite-sex couples [FN26]; support the proposition that children of
same-sex couples fare worse on some measures [FN27]; or reveal notable
differences between the two groups of children that warrant further study.
[FN28]
We
must also assume that the Legislature would be aware of the critiques of
the methodologies used in virtually all of the comparative studies of
children raised in these different environments, cautioning that the
sampling populations are not representative, that the observation periods
are too limited in time, [FN29] that the empirical data are unreliable,
and that the hypotheses are too infused with political or agenda driven
bias. See, e.g., R. Lerner & A.K. Nagai, No Basis: What the Studies
Don't Tell Us About Same-Sex Parenting, Marriage Law Project (Jan.2001)
(criticizing forty-nine studies on same-sex parenting -- at least
twenty-six of which were cited by amici in this case--as suffering from
flaws in formulation of hypotheses, use of experimental controls, use of
measurements, sampling and statistical testing, and finding false negatives); Stacey, (How) Does the Sexual
Orientation of Parents Matter, 66 Am. Soc. Rev. 159, 159-166 (2001)
(highlighting problems with sampling pools, lack of longitudinal studies,
and political hypotheses).
Taking
all of this available information into account, the Legislature could
rationally conclude that a family environment with married opposite-sex
parents remains the optimal social structure in which to bear children,
and that the raising of children by same-sex couples, who by definition
cannot be the two sole biological parents of a child and cannot provide
children with a parental authority figure of each gender, [FN30] presents
an alternative structure for child rearing that has not yet proved itself
beyond reasonable scientific dispute to be as optimal as the biologically
based marriage norm. See Baker v. State, 170 Vt. 194, 222 (1999)
("conceivable that the Legislature could conclude that opposite-sex
partners offer advantages in th[e] area [of child rearing], although ...
experts disagree and the answer is decidedly uncertain"). Cf. Marcoux
v. Attorney Gen., 375 Mass. 63, 65 (1978). Working from the assumption
that a recognition of same-sex marriages will increase the number of
children experiencing this alternative, the Legislature could conceivably
conclude that declining to recognize same-sex marriages remains prudent
until empirical questions about its impact on the upbringing of children
are resolved. [FN31]
The
fact that the Commonwealth currently allows same-sex couples to adopt, see
Adoption of Tammy, 416 Mass. 205 (1993), does not affect the
rationality of this conclusion. The eligibility of a child for adoption
presupposes that at least one of the child's biological parents is unable
or unwilling, for some reason, to participate in raising the child. In
that sense, society has "lost" the optimal setting in which to raise that
child--it is simply not available. In these circumstances, the principal
and overriding consideration is the "best interests of the child,"
considering his or her unique circumstances and the options that are
available for that child. The objective is an individualized determination
of the best environment for a particular child, where the normative social
structure--a home with both the child's biological father and mother--is
not an option. That such a focused determination may lead to the approval
of a same-sex couple's adoption of a child does not mean that it would be
irrational for a legislator, in fashioning statutory laws that cannot make
such individualized determinations, to conclude generally that being
raised by a same-sex couple has not yet been shown to be the absolute
equivalent of being raised by one's married biological
parents.
That
the State does not preclude different types of families from raising
children does not mean that it must view them all as equally optimal and
equally deserving of State endorsement and support.
[FN32] For example, single persons are allowed to adopt children, but the
fact that the Legislature permits single-parent adoption does not mean
that it has endorsed single parenthood as an optimal setting in which to
raise children or views it as the equivalent of being raised by both of
one's biological parents. [FN33] The same holds true with respect to
same-sex couples--the fact that they may adopt children means only that
the Legislature has concluded that they may provide an acceptable setting
in which to raise children who cannot be raised by both of their
biological parents. The Legislature may rationally permit adoption by
same-sex couples yet harbor reservations as to whether parenthood by
same-sex couples should be affirmatively encouraged to the same extent as
parenthood by the heterosexual couple whose union produced the child.
[FN34]
In
addition, the Legislature could conclude that redefining the institution
of marriage to permit same-sex couples to marry would impair the State's
interest in promoting and supporting heterosexual marriage as the social
institution that it has determined best normalizes, stabilizes, and links
the acts of procreation and child rearing. While the plaintiffs argue that
they only want to take part in the same stabilizing institution, the
Legislature conceivably could conclude that permitting their participation
would have the unintended effect of undermining to some degree marriage's
ability to serve its social purpose. See
Commonwealth v. Stowell, 389 Mass. 171, 175 (1983) (given State's
broad concern with institution of marriage, it has "legitimate interest in
prohibiting conduct which may threaten that institution").
As
long as marriage is limited to opposite-sex couples who can at least
theoretically procreate, society is able to communicate a consistent
message to its citizens that marriage is a (normatively) necessary part of
their procreative endeavor; that if they are to procreate, then society
has endorsed the institution of marriage as the environment for it and for
the subsequent rearing of their children; and that benefits are available
explicitly to create a supportive and conducive atmosphere for those
purposes. If society proceeds similarly to recognize marriages between
same-sex couples who cannot procreate, it could be perceived as an
abandonment of this claim, and might result in the mistaken view that
civil marriage has little to do with procreation: just as the potential of
procreation would not be necessary for a marriage to be valid, marriage
would not be necessary for optimal procreation and child rearing to occur.
[FN35] In essence, the Legislature could conclude that the consequence of
such a policy shift would be a diminution in society's ability to steer
the acts of procreation and child rearing into their most optimal setting.
[FN36] Hall-Omar Baking Co. v. Commissioner of Labor & Indus.,
344 Mass. 695, 700 (1962) ("Legislative classification is valid if it is rational and bears some relationship to the
object intended to be accomplished" [emphasis added] ).
The
court recognizes this concern, but brushes it aside with the assumption
that permitting same-sex couples to marry "will not diminish the validity
or dignity of opposite-sex marriage," ante at, and that "we have no
doubt that marriage will continue to be a vibrant and revered
institution." Ante at. Whether the court is correct in its
assumption is irrelevant. What is relevant is that such predicting is not
the business of the courts. A rational Legislature, given the evidence,
could conceivably come to a different conclusion, or could at least harbor
rational concerns about possible unintended consequences of a dramatic
redefinition of marriage. [FN37]
There
is no question that many same-sex couples are capable of being good
parents, and should be (and are) permitted to be so. The policy question
that a legislator must resolve is a different one, and turns on an
assessment of whether the marriage structure proposed by the plaintiffs
will, over time, if endorsed and supported by the State, prove to be as
stable and successful a model as the one that has formed a cornerstone of
our society since colonial times, or prove to be less than optimal, and
result in consequences, perhaps now unforeseen, adverse to the State's
legitimate interest in promoting and supporting the
best possible social structure in which children should be born and
raised. Given the critical importance of civil marriage as an organizing
and stabilizing institution of society, it is eminently rational for the
Legislature to postpone making fundamental changes to it until such time
as there is unanimous scientific evidence, or popular consensus, or both,
that such changes can safely be made. [FN38]
There
is no reason to believe that legislative processes are inadequate to
effectuate legal changes in response to evolving evidence, social values,
and views of fairness on the subject of same-sex relationships. [FN39]
Deliberate consideration of, and incremental responses to rapidly evolving
scientific and social understanding is the norm of the political
process--that it may seem painfully slow to those who are already
persuaded by the arguments in favor of change is not a sufficient basis to
conclude that the processes are constitutionally infirm. See, e.g.,
Massachusetts Fed'n of Teachers v. Board of Educ., 436 Mass. 763,
778 (2002); Mobil Oil v. Attorney Gen., 361 Mass. 401, 417 (1972)
(Legislature may proceed piecemeal in addressing perceived injustices or
problems). The advancement of the rights, privileges, and protections
afforded to homosexual members of our community in the last three decades
has been significant, and there is no reason to believe that that
evolution will not continue. Changes of attitude in the civic, social, and
professional communities have been even more profound.
Thirty years ago, The Diagnostic and Statistical Manual, the seminal
handbook of the American Psychiatric Association, still listed
homosexuality as a mental disorder. Today, the Massachusetts Psychiatric
Society, the American Psychoanalytic Association, and many other
psychiatric, psychological, and social science organizations have joined
in an amicus brief on behalf of the plaintiffs' cause. A body of
experience and evidence has provided the basis for change, and that body
continues to mount. The Legislature is the appropriate branch, both
constitutionally and practically, to consider and respond to it. It is not
enough that we as Justices might be personally of the view that we have
learned enough to decide what is best. So long as the question is at all
debatable, it must be the Legislature that decides. The marriage statute
thus meets the requirements of the rational basis test. Accord
Standhardt v. Superior Court, 77 P.3d 451 (Ariz.Ct.App.2003)
(marriage statutes rationally related to State's legitimate interest in
encouraging procreation and child rearing within marriage); Baker v.
Nelson, 291 Minn. 310, 313 (1971) ( "equal protection clause of the
Fourteenth Amendment, like the due process clause, is not offended by the
state's classification of persons authorized to marry"); Singer v.
Hara, 11 Wash.App. 247, 262-263 (1974) ("There can be no doubt that
there exists a rational basis for the state to limit the definition of
marriage to exclude same-sex relationships").
D.
Conclusion. While "the Massachusetts Constitution protects matters
of personal liberty against government intrusion at least as zealously,
and often more so than does the Federal Constitution," ante at--,
this case is not about government intrusions into matters of personal
liberty. It is not about the rights of same-sex couples to choose to live
together, or to be intimate with each other, or to adopt and raise
children together. It is about whether the State must endorse and support
their choices by changing the institution of civil marriage to make its
benefits, obligations, and responsibilities applicable to them. While the
courageous efforts of many have resulted in increased dignity, rights, and
respect for gay and lesbian members of our community, the issue presented
here is a profound one, deeply rooted in social policy, that must, for
now, be the subject of legislative not judicial action.
1.
Julie Goodridge, David Wilson, Robert Compton, Michael Horgan, Edward
Balmelli, Maureen Brodoff, Ellen Wade, Gary Chalmers, Richard Linnell,
Heidi Norton, Gina Smith, Gloria Bailey, and Linda Davies.
2.
Commissioner of Public Health.
3.
For American appellate courts that have recently addressed this issue, see
Standhardt v. Superior Court, 77 P.3d 451
(Ariz.Ct.App.2003); Dean v. District of Columbia, 653 A.2d 307
(D.C.1995); Baehr v. Lewin, 74 Haw. 530 (1993); Baker v.
State, 170 Vt. 194, 242 (1999). Earlier cases include Adams v.
Howerton, 486 F.Supp. 1119 (C.D.Cal.1980), aff'd, 673 F.2d 1036 (9th
Cir.), cert. denied, 458 U.S. 1111 (1982); Jones v. Hallahan, 501
S.W.2d 588 (Ky.Ct.App.1973); Baker v. Nelson, 291 Minn. 310 (1971),
appeal dismissed, 409 U.S. 810 (1972); Singer v. Hara, 11 Wash.App.
247 (1974). See also Halpern v. Toronto (City), 172 O.A.C. 276
(2003); Egale Canada, Inc. v. Canada (Attorney Gen.), 13
B.C.L.R. (4th) 1 (2003).
4.
General Laws c. 207, § 37, provides: "The commissioner of public health
shall furnish to the clerk or registrar of every town a printed list of
all legal impediments to marriage, and the clerk or registrar shall
forthwith post and thereafter maintain it in a conspicuous place in his
office." The record does not reveal whether any of the clerks' offices
that considered the plaintiffs' applications for a marriage license had
posted such a list of impediments, or whether such list included as an
impediment that the applicants are of the same sex.
5.
The plaintiffs alleged that they met all of the facial qualifications to
obtain marriage licenses pursuant to G.L. c. 207, and the department does
not contest this assertion.
6.
The complaint alleged various circumstances in which the absence of the
full legal protections of civil marriage has harmed them and their
children. For example, Hillary and Julie Goodridge alleged that, when
Julie gave birth to their daughter (whom Hillary subsequently coadopted)
during a delivery that required the infant's transfer to neonatal
intensive care, Hillary "had difficulty gaining access to Julie and their
newborn daughter at the hospital"; Gary Chalmers and Richard Linnell
alleged that "Gary pays for a family health insurance policy at work which
covers only him and their daughter because Massachusetts law does not
consider Rich to be a 'dependent.' This means that their household must
purchase a separate individual policy of health insurance for Rich at
considerable expense.... Gary has a pension plan at work, but under state
law, because he is a municipal employee, that plan does not allow him the
same range of options in providing for his beneficiary that a married
spouse has and thus he cannot provide the same security to his family that
a married person could if he should predecease Rich."
7.
Article 1, as amended by art. 106 of the Amendments to the Massachusetts
Constitution, provides: "All people are born free and equal and have
certain natural, essential and unalienable rights; among which may be reckoned the right of enjoying and defending their lives
and liberties; that of acquiring, possessing and protecting property; in
fine, that of seeking and obtaining their safety and happiness. Equality
under the law shall not be denied or abridged because of sex, race, color,
creed or national origin." Article
6 provides: "No man, nor corporation, or association of men, have any
other title to obtain advantages, or particular and exclusive privileges,
distinct from those of the community, than what arises from the
consideration of services rendered to the public...." Article
7 provides: "Government is instituted for the common good; for the
protection, safety, prosperity, and happiness of the people; and not for
the profit, honor, or private interest of any one man, family or class of
men: Therefore the people alone have an incontestable, unalienable, and
indefeasible right to institute government; and to reform, alter, or
totally change the same, when their protection, safety, prosperity and
happiness require it." Article
10 provides, in relevant part: "Each individual of the society has a right
to be protected by it in the enjoyment of his life, liberty and property,
according to standing laws...." Article
12 provides, in relevant part: "[N]o subject shall be ... deprived of his
property, immunities, or privileges, put out of the protection of the law
... or deprived of his life, liberty, or estate, but by the judgment of
his peers, or the law of the land." Article
16, as amended by art. 77 of the Amendments, provides, in relevant part:
"The right of free speech shall not be abridged." Part II, c. 1, § 1, art.
4, as amended by art. 112, provides, in pertinent part, that "full power
and authority are hereby given and granted to the said general court, from
time to time, to make, ordain, and establish all manner of wholesome and
reasonable orders, laws, statutes, and ordinances, directions and
instructions, either with penalties or without; so as the same be not
repugnant or contrary to this constitution, as they shall judge to be for
the good and welfare of this Commonwealth."
8.
The department claims that the plaintiffs have waived their art. 12 and
art. 16 claims on appeal. Because our holding today does not turn on art.
12 or art. 16, we do not consider the department's waiver
argument.
9.
The marital forms forwarded by the clerk or register must contain the
"date of record, date and place of marriage, name, residence and official
station of the person by whom solemnized; for each of the parties to be
married the name, date and place of birth, residence, age, number of the
marriage, as first or second, and if previously married, whether widowed
or divorced, and the birth- given names of their parents." G.L. c. 46, §
1.
10.
"The record of a marriage made and kept as provided by law by the person
by whom the marriage was solemnized, or by the clerk or registrar, or a
copy thereof duly certified, shall be prima facie evidence of such
marriage." G.L. c. 207, § 45. A "certificate of the [c]ommissioner's copy,
signed by the [c]ommissioner or the [r]egistar, is admissible as evidence
of the record." Secretary of the Commonwealth v. City Clerk of
Lowell, 373 Mass. 178, 181-182 (1977).
11.
We use the terms "same sex" and "opposite sex" when characterizing the
couples in question, because these terms are more accurate in this context
than the terms "homosexual" or "heterosexual," although at times we use
those terms when we consider them appropriate. Nothing in our marriage law
precludes people who identify themselves (or who are identified by others)
as gay, lesbian, or bisexual from marrying persons of the opposite sex.
See Baehr v. Lewin, 74 Haw. 530, 543 n. 11, 547 n. 14
(1993).
12.
"The term public welfare has never been and cannot be precisely defined.
Sometimes it has been said to include public convenience, comfort, peace
and order, prosperity, and similar concepts, but not to include 'mere
expediency.' " Opinion of the Justices, 333 Mass. 773, 778
(1955).
13.
For example, married persons face substantial restrictions, simply because
they are married, on their ability freely to dispose of their assets. See,
e.g., G.L. c. 208, § 34 (providing for the payment of alimony and the
equitable division of property on divorce); G.L. c. 191, § 15, and G.L. c.
189 (rights of elective share and dower).
14.
Civil marriage enjoys a dual and in some sense paradoxical status as both
a State-conferred benefit (with its attendant obligations) and a
multi-faceted personal interest of "fundamental importance." Zablocki
v. Redhail, 434 U.S. 376, 383 (1978). As a practical matter, the State
could not abolish civil marriage without chaotic consequences. The "right
to marry," id. at 387, is different from rights deemed
"fundamental" for equal protection and due process purposes because the
State could, in theory, abolish all civil marriage while it cannot, for
example, abolish all private property rights.
15.
The department argues that this case concerns the rights of couples (same
sex and opposite sex), not the rights of individuals. This is incorrect.
The rights implicated in this case are at the core of individual privacy
and autonomy. See, e.g., Loving v. Virginia, 388 U.S. 1, 12 (1967)
("Under our Constitution, the freedom to marry or not marry, a person of
another race resides with the individual and cannot be infringed by the
State"); Perez v. Sharp, 32 Cal.2d 711, 716
(1948) ("The right to marry is the right of individuals, not of racial
groups"). See also A.Z. v. B.Z., 431 Mass. 150, 162 (2000),
quoting Moore v. East Cleveland, 431 U.S. 494, 499 (1977) (noting
"freedom of personal choice in matters of marriage and family life").
While two individuals who wish to marry may be equally aggrieved by State
action denying them that opportunity, they do not "share" the liberty and
equality interests at stake.
16.
The department argues that the Loving decision did not profoundly
alter the by-then common conception of marriage because it was decided at
a time when antimiscegenation statutes were in "full-scale retreat." But
the relationship the department draws between popular consensus and the
constitutionality of a statute oppressive to a minority group ignores the
successful constitutional challenges to an antimiscegenation statute,
initiated some twenty years earlier. When the Supreme Court of California
decided Perez v. Sharp, 32 Cal.2d 711, 728 (1948), a precursor to
Loving, racial inequality was rampant and normative, segregation in
public and private institutions was commonplace, the civil rights movement
had not yet been launched, and the "separate but equal" doctrine of
Plessy v. Ferguson, 163 U.S. 537 (1896), was still good law. The
lack of popular consensus favoring integration (including interracial
marriage) did not deter the Supreme Court of California from holding that
State's antimiscegenation statute to violate the
plaintiffs' constitutional rights. Neither the Perez court nor the
Loving Court was content to permit an unconstitutional situation to
fester because the remedy might not reflect a broad social
consensus.
17.
Recently, the United States Supreme Court has reaffirmed that the
Constitution prohibits a State from wielding its formidable power to
regulate conduct in a manner that demeans basic human dignity, even though
that statutory discrimination may enjoy broad public support. The Court
struck down a statute criminalizing sodomy. See Lawrence, supra at
2478 ("The liberty protected by the Constitution allows homosexual persons
the right to make this choice").
18.
We have recognized that our Constitution may more extensively protect
individual rights than the Federal Constitution in widely different
contexts. See, e.g., Horsemen's Benevolent & Protective Ass'n v.
State Racing Comm'n, 403 Mass. 692 (1989) (freedom from intrusive drug
testing in highly regulated industry); Cepulonis v. Secretary of the
Commonwealth, 389 Mass. 930 (1983) (inmates' right to register to
vote); Batchelder v. Allied Stores Int'l, Inc., 388 Mass. 83 (1983)
(freedom to solicit signatures for ballot access in public election);
Moe v. Secretary of Admin. & Fin., 382 Mass. 629 (1981) (right to State Medicaid payment for medically
necessary abortions); Coffee-Rich, Inc. v. Commissioner of Pub.
Health, 348 Mass. 414 (1965) (freedom to pursue one's lawful
business).
19.
The Massachusetts Constitution empowers the General Court to enact only
those orders, laws, statutes, and ordinances "wholesome and reasonable,"
that are not "repugnant or contrary" to the Constitution, and that, in the
Legislature's judgment, advance the "good and welfare" of the
Commonwealth, its government, and all of its subjects. Part II, c. 1, § 1,
art. 4. See Opinion of the Justices, 360 Mass. 877, 883 (1971),
quoting Jones v. Robbins, 8 Gray 329, 343 (1857) (powers vested in
government are set down in the Massachusetts Constitution "in a few plain,
clear and intelligible propositions, for the better guidance and control,
both of legislators and magistrates").
20.
Not every asserted rational relationship is a "conceivable" one, and
rationality review is not "toothless." Murphy v. Commissioner of the
Dep't of Indus. Accs., 415 Mass. 218, 233 (1993), citing Mathews v.
Lucas, 427 U.S. 495, 510 (1976). Statutes have failed rational basis
review even in circumstances where no fundamental right or "suspect"
classification is implicated. See, e.g., Murphy v. Commissioner of the
Dep't of Indus. Accs., 415 Mass. 218, 226-227
(1993) (fee imposed on retention of counsel in administrative
proceedings); Secretary of the Commonwealth v. City Clerk of
Lowell, 373 Mass. 178, 186 (1977) (selection of surname for nonmarital
child); Aetna Cas. & Sur. Co. v. Commissioner of Ins.,
358 Mass. 272, 280- 281 (1970) (automobile insurance ratesetting);
Coffee-Rich, Inc. v. Commissioner of Pub. Health, 348 Mass. 414,
422 (1965) (sale of wholesome product); Mansfield Beauty Academy,
Inc. v. Board of Registration of Hairdressers, 326 Mass. 624,
627 (1951) (right to charge for materials furnished to models by trade
school); Opinion of the Justices, 322 Mass. 755, 760-761 (1948)
(proposed statute concerning regulating cemeteries); Boston Elevated
Ry. v. Commonwealth, 310 Mass. 528, 556-557 (1942) (legislation
impairing contract right); Durgin v. Minot, 203 Mass. 26, 28 (1909)
(statute authorizing certain board of health regulations).
21.
Article 1 of the Massachusetts Constitution specifically prohibits sex-
based discrimination. See post at (Greaney, J., concurring). We
have not previously considered whether "sexual orientation" is a "suspect"
classification. Our resolution of this case does not require that inquiry
here.
22.
Our marriage law does recognize that the inability to participate in intimate relations may have a bearing on one of the
central expectations of marriage. Since the earliest days of the
Commonwealth, the divorce statutes have permitted (but not required) a
spouse to choose to divorce his or her impotent mate. See St. 1785, c. 69,
§ 3. While infertility is not a ground to void or terminate a marriage,
impotency (the inability to engage in sexual intercourse) is, at the
election of the disaffected spouse. See G.L. c. 207, § 14 (annulment);
G.L. c. 208, § 1 (divorce). Cf. Martin v. Otis, 233 Mass. 491, 495
(1919) ("impotency does not render a marriage void, but only voidable at
the suit of the party conceiving himself or herself to be wronged");
Smith v. Smith, 171 Mass. 404, 408 (1898) (marriage nullified
because husband's incurable syphilis "leaves him no foundation on which
the marriage relation could properly rest"). See also G.L. c. 207, § 28A.
However, in Hanson v. Hanson, 287 Mass. 154 (1934), a decree of
annulment for nonconsummation was reversed where the wife knew before the
marriage that her husband had syphilis and voluntarily chose to marry him.
We held that, given the circumstances of the wife's prior knowledge of the
full extent of the disease and her consent to be married, the husband's
condition did not go "to the essence" of the marriage. Id. at
159.
23.
It is hardly surprising that civil marriage developed historically as a
means to regulate heterosexual conduct and to promote child rearing,
because until very recently unassisted heterosexual
relations were the only means short of adoption by which children could
come into the world, and the absence of widely available and effective
contraceptives made the link between heterosexual sex and procreation very
strong indeed. Punitive notions of illegitimacy, see Powers v.
Wilkinson, 399 Mass. 650, 661 (1987), and of homosexual identity, see
Lawrence, supra at 2478-2479, further cemented the common and legal
understanding of marriage as an unquestionably heterosexual institution.
But it is circular reasoning, not analysis, to maintain that marriage must
remain a heterosexual institution because that is what it historically has
been. As one dissent acknowledges, in "the modern age," "heterosexual
intercourse, procreation, and childcare are not necessarily conjoined."
Post at (Cordy, J., dissenting).
24.
Adoption and certain insurance coverage for assisted reproductive
technology are available to married couples, same-sex couples, and single
individuals alike. See G.L. c. 210, § 1; Adoption of Tammy, 416
Mass. 205 (1993) (adoption); G.L. c. 175, § 47H; G.L. c. 176A, § 8K; G.L.
c. 176B, § 4J; and G.L. c. 176G, § 4 (insurance coverage). See also
Woodward v. Commissioner of Social Sec., 435 Mass. 536, 546 (2002)
(posthumous reproduction); Culliton v. Beth Israel Deaconness Med.
Ctr., 435 Mass. 285, 293 (2001) (gestational surrogacy).
25.
Because our laws expressly or implicitly sanction so many kinds of
opposite-sex marriages that do not or will never result in unassisted
reproduction, it is erroneous to claim, as the dissent does, that the
"theoretical[ ]" procreative capacity of opposite-sex couples, post
at (Cordy, J., dissenting), sufficiently justifies excluding from civil
marriage same-sex couples who actually have children.
26.
The claim that the constitutional rights to bear and raise a child are
"not implicated or infringed" by the marriage ban, post at (Cordy,
J., dissenting), does not stand up to scrutiny. The absolute foreclosure
of the marriage option for the class of parents and would-be parents at
issue here imposes a heavy burden on their decision to have and raise
children that is not suffered by any other class of parent.
27.
It is also true that civil marriage creates legal dependency between
spouses, which is simply not available to unmarried couples. See Part III
A, supra.
28.
Justice Cordy suggests that we have "transmuted the 'right' to marry into
the right to change the institution of marriage itself," post at
(Cordy, J., dissenting), because marriage is
intimately tied to the reproductive systems of the marriage partners and
to the "optimal" mother and father setting for child rearing. Post
at (Cordy, J., dissenting). That analysis hews perilously close to the
argument, long repudiated by the Legislature and the courts, that men and
women are so innately and fundamentally different that their respective
"proper spheres" can be rigidly and universally delineated. An abundance
of legislative enactments and decisions of this court negate any such
stereotypical premises.
29.
We are concerned only with the withholding of the benefits, protections,
and obligations of civil marriage from a certain class of persons for
invalid reasons. Our decision in no way limits the rights of individuals
to refuse to marry persons of the same sex for religious or any other
reasons. It in no way limits the personal freedom to disapprove of, or to
encourage others to disapprove of, same-sex marriage. Our concern, rather,
is whether historical, cultural, religious, or other reasons permit the
State to impose limits on personal beliefs concerning whom a person should
marry.
30.
Justice Cordy's dissenting opinion, post at--and nn. 24-28 (Cordy,
J., dissenting), makes much of the current "battle of the experts"
concerning the possible long-term effects on children of being raised in
households headed by same-sex parents. We presume that
the Legislature is aware of these studies, see Mutual Loan Co. v.
Martell, 200 Mass. 482, 487 (1909), aff'd, 222 U.S. 225 (1911), and
has drawn the conclusion that a child's best interest is not harmed by
being raised and nurtured by same-sex parents. See G.L. c. 210, § 7. See
also Adoption of Tammy, 416 Mass. 205 (1993); 110 Code Mass. Regs.
§ 1.09(3) (2000) ("The Department [of Social Services] shall not deny to
any person the opportunity to become an adoptive or foster parent, on the
basis of the ... sexual orientation ... of the person, or of the child,
involved"). Either the Legislature's openness to same-sex parenting is
rational in light of its paramount interests in promoting children's well-
being, or irrational in light of its so-called conclusion that a household
headed by opposite-sex married parents is the "optimal" setting for
raising children. See post at (Cordy, J., dissenting). We give full
credit to the Legislature for enacting a statutory scheme of child-related
laws that is coherent, consistent, and harmonious. See New England Div.
of the Am. Cancer Soc'y v. Commissioner of Admin., 437 Mass. 172, 180
(2002).
31.
If total deference to the Legislature were the case, the judiciary would
be stripped of its constitutional authority to decide challenges to
statutes pertaining to marriage, child rearing, and family relationships,
and, conceivably, unconstitutional laws that provided for the forced
sterilization of habitual criminals; prohibited
miscegenation; required court approval for the marriage of persons with
child support obligations; compelled a pregnant unmarried minor to obtain
the consent of both parents before undergoing an abortion; and made sodomy
a criminal offense, to name just a few, would stand. Indeed,
every State court that has recently considered the issue we decide today
has exercised its duty in the same way, by carefully scrutinizing the
statutory ban on same-sex marriages in light of relevant State
constitutional provisions. See Brause vs. Bureau of Vital
Statistics, No. 3AN-95-6562CJ (Alaska Super.Ct., Feb. 27, 1998)
(concluding marriage statute violated right to privacy provision in Alaska
Constitution) (superseded by constitutional amendment, art. I, § 25 of the
Constitution of Alaska); Baehr v. Lewin, 74 Haw. 530, 571-580
(1993) (concluding marriage statute implicated Hawaii Constitution's equal
protection clause; remanding case to lower court for further proceedings);
Baker v. State, 170 Vt. 194, 197-198 (1999) (concluding marriage
statute violated Vermont Constitution's common benefits clause). But see
Standhardt v. Superior Court, 77 P.3d 451 (Ariz.Ct.App.2003)
(marriage statute does not violate liberty interests under either Federal
or Arizona Constitution). See also Halpern v. Toronto (City), 172
O.A.C. 276 (2003) (concluding marriage statute violated equal protection
provisions of Canada's Charter of Rights and Freedoms); Eagle Canada,
Inc. v. Canada (Attorney Gen.), 13 B.C.L.R. (4th) 1 (2003)
(same).
32.
One prominent historian of marriage notes, for example, that in the
Nineteenth Century, the Reverend Theodore Woolsey led the charge against
expanding the grounds for divorce, arguing that the "the only divinely
approved (and therefore truly legitimate) reason for divorce was adultery"
and that only the innocent party to a marriage terminated by reason of
adultery be permitted to remarry. Cott, Public Vows: A History of Marriage
and the Nation 106 (2000). See id. at 44-45, for a general
discussion of resistance to the demise of antimiscegenation
laws.
33.
It is not dispositive, for purposes of our constitutional analysis,
whether the Legislature, at the time it incorporated the common-law
definition of marriage into the first marriage laws nearly three centuries
ago, did so with the intent of discriminating against or harming persons
who wish to marry another of the same sex. We are not required to impute
an invidious intent to the Legislature in determining that a statute of
long standing has no applicability to present circumstances or violates
the rights of individuals under the Massachusetts Constitution. That the
Legislature may have intended what at the time of enactment was a
perfectly reasonable form of discrimination--or a result not recognized as
a form of discrimination--was not enough to salvage from later
constitutional challenge laws burdening nonmarital children or denying women's equal partnership in
marriage. See, e.g., Trimble v. Gordon, 430 U.S. 762 (1977)
(nonmarital children); Angelini v. OMD Corp., 410 Mass. 653, 662,
663 (1987) ("The traditional common law rules which discriminated against
children born out of wedlock have been discarded" and "[w]e have
recognized that placing additional burdens on [nonmarital] children is
unfair because they are not responsible for their [status]"); Silvia v.
Silvia, 9 Mass.App.Ct. 339, 340-341 (1980) (there now exists "a
comprehensive statutory and common law pattern which places marital and
parental obligations on both the husband and wife"). We are concerned with
the operation of challenged laws on the parties before us, and we do not
inhibit our inquiry on the ground that a statute's original enactors had a
benign or at the time constitutionally unassailable purpose. See Colo
v. Treasurer & Receiver Gen., 378 Mass. 550, 557 (1979), quoting
Walz v. Tax Comm'n of the City of N.Y., 397 U.S. 664, 678 (1970)
("the mere fact that a certain practice has gone unchallenged for a long
period of time cannot alone immunize it from constitutional invalidity,
'even when that span of time covers our entire national existence and
indeed predates it' "); Merit Oil Co. v. Director of Div. on the
Necessaries of Life, 319 Mass. 301, 305 (1946) (constitutional
contours of State's regulatory authority coextensive "with the changing
needs of society").
34.
Similarly, no one argues that the restrictions on incestuous or polygamous
marriages are so dependent on the marriage restriction that they too
should fall if the marriage restriction falls. Nothing in our opinion
today should be construed as relaxing or abrogating the consanguinity or
polygamous prohibitions of our marriage laws. See G.L. c. 207, §§ 1, 2,
and 4. Rather, the statutory provisions concerning consanguinity or
polygamous marriages shall be construed in a gender neutral manner. See
Califano v. Westcott, 443 U.S. 76, 92-93 (1979) (construing word
"father" in unconstitutional, underinclusive provision to mean "parent");
Browne's Case, 322 Mass. 429, 430 (1948) (construing masculine
pronoun "his" to include feminine pronoun "her"). See also G.L. c. 4, § 6,
Fourth ("words of one gender may be construed to include the other gender
and the neuter unless such construction would be "inconsistent with the
manifest intent of the law-making body or repugnant to the context of the
same statute").
1.
It makes no difference that the referenced decisions consider the right to
marry in the context of the Fourteenth Amendment to the United States
Constitution rather than in the context of our Constitution. As explained
by the court, ante at n. 18, a fundamental right under the Federal
Constitution enjoys at least a comparable measure of protection under our
State Constitution. See Moe v. Secretary of Admin. & Fin., 382
Mass. 629, 651 (1981).
2.
In her separate opinion in Baker v. State, 170 Vt. 194, 253 (1999)
(Johnson, J., concurring in part and dissenting in part), Justice Johnson
described the equal protection defect in Vermont's marriage statutes in a
slightly different, but no less persuasive, fashion: "A
woman is denied the right to marry another woman because her would-be
partner is a woman, not because one or both are lesbians. Similarly, a man
is denied the right to marry another man because his would-be partner is a
man, not because one or both are gay. Thus, an individual's right to marry
a person of the same sex is prohibited solely on the basis of sex, not on
the basis of sexual orientation. Indeed, sexual orientation does not
appear as a qualification for marriage under the marriage statutes. The
State makes no inquiry into the sexual practices or identities of a couple
seeking a license."
3.
Some might say that the use of the so-called strict scrutiny formula is
too facile in the sense that, once a court focuses on the formula as a
dispositional tool, the result is automatically preordained--the statute
will fail because the State cannot possibly sustain its heavy burden to
overcome the presumption of arbitrary and invidious discrimination. This
is not so. See, e.g., Blixt v. Blixt, 437 Mass. 649, 656-657
(2002), cert. denied, 537 U.S. 1189 (2003) (concluding
G.L. c. 119, § 39D, grandparent visitation statute, furthered compelling
State interest in mitigating potential harm to children in nonintact
families).
4.
The argument, made by some in the case, that legalization of same-sex
marriage in Massachusetts will be used by persons in other States as a
tool to obtain recognition of a marriage in their State that is otherwise
unlawful, is precluded by the provisions of G.L. c. 207, §§ 11, 12, and
13.
5.
Because marriage is, by all accounts, the cornerstone of our social
structure, as well as the defining relationship in our personal lives,
confining eligibility in the institution, and all of its accompanying
benefits and responsibilities, to opposite-sex couples is basely unfair.
To justify the restriction in our marriage laws by accusing the plaintiffs
of attempting to change the institution of marriage itself, terminates the
debate at the outset without any accompanying reasoned
analysis.
6.
Justice Cordy's separate opinion points out, correctly, that, when art. 1
was revised by the people in 1976, it was not then intended to be relied
on to approve same sex marriage. Post at (Cordy, J., dissenting).
(Justice Spina adverts to the same proposition in his separate opinion,
post at [Spina, J., dissenting] ). Decisions
construing the provision cited in Justice Cordy's opinion are interesting,
but obviously inapposite because they have not dealt in any significant
way with the issue before us. Nonetheless, the separate opinion concludes,
from what was intended in 1976, and from various cases discussing art. 1,
that the revised provision cannot be used to justify the result I reach.
In
so reasoning, the separate opinion places itself squarely on the side of
the original intent school of constitutional interpretation. As a general
principle, I do not accept the philosophy of the school. The Massachusetts
Constitution was never meant to create dogma that adopts inflexible views
of one time to deny lawful rights to those who live in another. The
provisions of our Constitution are, and must be, adaptable to changing
circumstances and new societal phenomena, and, unless and until the people
speak again on a specific subject, conformable in their concepts of
liberty and equality to what is fair, right, and just. I am cognizant of
the voters' intent in passing the amendment to art. 1 in 1976. Were the
revision alone the basis for change, I would be reluctant to construe it
favorably to the plaintiffs, in view of the amendment's recent passage and
the voters' intent. The court's opinion, however, rests in part on
well-established principles of equal protection that are independent of
the amendment. It is on these principles that I base my
opinion.
1.
Article 30 of the Massachusetts Declaration of Rights provides that "the
judicial [department] shall never exercise the legislative and executive
powers ... to the end it may be a government of laws and not of
men."
2.
Article 1 of the Massachusetts Declaration of Rights, as amended by art.
106 of the Amendments, the Equal Rights Amendment, states: "Equality under
the law shall not be denied or abridged because of sex, race, color, creed
or national origin."
3.
Marriage is the civil union between a single man and a single woman. See
Milford v. Worcester, 7 Mass. 48, 52 (1810).
1.
The one difference that the court acknowledges--that sexual relations
between persons of the same sex does not result in pregnancy and
childbirth--it immediately brushes aside on the theory that civil marriage
somehow has nothing to do with begetting children. Ante at--. For
the reasons explained in detail in Justice Cordy's dissent, in which I
join, the reasons justifying the civil marriage laws are inextricably
linked to the fact that human sexual intercourse between a man and a woman
frequently results in pregnancy and childbirth. Indeed, as Justice Cordy
outlines, that fact lies at the core of why society
fashioned the institution of marriage in the first place. Post at
(Cordy, J., dissenting).
1.
The rational basis standard applied under the Massachusetts Constitution
and the Fourteenth Amendment to the United States Constitution is the
same. See Chebacco Liquor Mart, Inc. v. Alcoholic Beverages Control
Comm'n, 429 Mass. 721, 722-723 (1999).
2.
The same semantic sleight of hand could transform every other restriction
on marriage into an infringement of a right of fundamental importance. For
example, if one assumes that a group of mature, consenting, committed
adults can form a "marriage," the prohibition on polygamy (G.L. c. 207, §
4), infringes on their "right" to "marry." In legal analysis as in
mathematics, it is fundamentally erroneous to assume the truth of the very
thing that is to be proved.
3.
Casting the right to civil marriage as a "fundamental right" in the
constitutional sense is somewhat peculiar. It is not referred to as such
in either the State or Federal Constitution, and unlike other recognized
fundamental rights (such as the right to procreate, the right to be free
of government restraint, or the right to refuse medical treatment), civil
marriage is wholly a creature of State statute. If by
enacting a civil marriage statutory scheme Massachusetts has created a
fundamental right, then it could never repeal its own statute without
violating the fundamental rights of its inhabitants.
4.
For example, see G.L. c. 272, §§ 14 and 18, the Massachusetts adultery and
fornication statutes.
5.
While the facts of Griswold v. Connecticut, 381 U.S. 479 (1965),
involved a married couple, later decisions clarify that its holding was
not premised on the marriage relationship. See Carey v. Populations
Servs. Int'l, 431 U.S. 678, 687 (1977) (stating that Griswold
rested on the "right of the individual " to be free from
governmental interference with child-bearing decisions [emphasis in
original] ); Eisenstadt v. Baird, 405 U.S. 438, 453- 454 (1972)
(same).
6.
Contrast Lawrence v. Texas, 123 S.Ct. 2472 (2003), in which the
United States Supreme Court struck down the Texas criminal sodomy statute
because it constituted State intrusion on some of these very
choices.
7.
The statutes from which our current marriage laws derive were enacted
prior to or shortly after the adoption of our
Constitution in 1780, and "may well be considered ... as affording some
light in regard to the views and intentions of [the Constitution's]
founders." Merriam v. Secretary of the Commonwealth, 375 Mass. 246,
253 (1978).
8.
Tobin's Case, 424 Mass. 250, 252-253 (1997) (no fundamental right
to receive workers' compensation benefits); Doe v. Superintendent of
Schs. of Worcester, 421 Mass. 117, 129 (1995) (no fundamental right to
education); Williams v. Secretary of the Executive Office of Human
Servs., 414 Mass. 551, 565 (1993) (no fundamental right to receive
mental health services); Matter of Tocci, 413 Mass. 542, 548 n. 4
(1992) (no fundamental right to practice law); Rushworth v. Registrar
of Motor Vehicles, 413 Mass. 265, 269 n. 5 (1992) (no fundamental
right to operate motor vehicle); English v. New England Med. Ctr.,
Inc., 405 Mass. 423, 429 (1989), cert. denied, 493 U.S. 1056 (1990)
(no fundamental right to recover tort damages); Commonwealth v. Henry's
Drywall Co., 366 Mass. 539, 542 (1974) (no fundamental right to pursue
one's business). Cf. Aime v. Commonwealth, 414 Mass. 667, 674 n. 10
(1993) (recognizing right to be free from physical restraint "does not
involve judicial derivation of controversial 'new' rights from the
Constitution"). See generally Williams v. Secretary of the Executive
Office of Human Servs., supra at 566 (recognizing fundamental right to
receive mental health services "would represent an
enormous and unwarranted extension of the judiciary into the [Department
of Mental Health]'s authority"); Ford v. Grafton, 44 Mass.App.Ct.
715, 730-731, cert. denied, 525 U.S. 1040 (1998), quoting DeShaney v.
Winnebago County Dep't of Social Servs., 489 U.S. 189, 203 (1989)
("people of Massachusetts may choose by legislation to [provide remedies
for "grievous harm"] ... however, 'they should not have [such remedies]
thrust upon them by this Court's expansion of the Due Process Clause
...").
9.
See Michael H. v. Gerald D., 491 U.S. 110, 122-123 & n.
3, 127 (1989) (plurality opinion) (limits on substantive due process
rights center on "respect for the teachings of history"); Griswold v.
Connecticut, 381 U.S. 479, 501 (1965) (Harlan, J., concurring)
(same).
10.
Compare Curtis v. School Comm. of Falmouth, 420 Mass. 749, 756
(1995), cert. denied, 516 U.S. 1067 (1996), quoting Wisconsin v.
Yoder, 406 U.S. 205, 232 (1972) ("primary role of the parents in the
upbringing of their children is now established beyond debate as an
enduring American tradition"); Aime v. Commonwealth, supra at 676
("right to be free from governmental detention and restraint is firmly
embedded in the history of Anglo-American law"); Brophy v. New England
Sinai Hosp., Inc., 398 Mass. 417, 430 (1986) (right to make decisions
to accept or reject medical treatment "has its roots
deep in our history" and "has come to be widely recognized and
respected"); and Moe v. Secretary of Admin. & Fin., 382 Mass.
629, 649 (1981) (characterizing decision whether to bear a child as
"hold[ing] a particularly important place in the history of the right of
privacy" and finding "something approaching consensus" on right to refuse
unwanted infringement of bodily integrity), with Trigones v. Attorney
Gen., 420 Mass. 859, 863 (1995), quoting Medina v. California,
505 U.S. 437, 445 (1992) (upholding statute that does not "offend some
principle of justice so rooted in the tradition and conscience of our
people as to be ranked fundamental"); Three Juveniles v.
Commonwealth, 390 Mass. 357, 364 (1983), cert. denied sub nom.
Keefe v. Massachusetts, 465 U.S. 1068 (1984) (declining to find
fundamental right to child-parent privilege where "[n]either Congress nor
the Legislature of any State has seen fit to adopt a rule granting [such]
a privilege ..."); Commonwealth v. Stowell, 389 Mass. 171, 174
(1983), quoting Roe v. Wade, 410 U.S. 113, 152 (1973) (declining to
recognize right not "implicit in the concept of ordered
liberty").
11.
Because of the absence of deep historical roots, every court but one that
has considered recognizing a fundamental right to same-sex marriage, has
declined to do so.
12.
See, e.g., Standhardt v. Superior Court, 77 P.3d 451
(Ariz.Ct.App.2003); Dean v. District of Columbia, 653 A.2d 307, 333
(D.C.1995) (per curiam) (Ferren, J., concurring in part and dissenting in
part); Baehr v. Lewin, 74 Haw. 530, 556-557 (1993); Baker v.
Nelson, 291 Minn. 310, 312-314 (1971); Storrs v. Holcomb, 168
Misc.2d 898, 899-900 (N.Y.Sup.Ct.1996), dismissed, 245 A.D.2d 943
(N.Y.1997). The one exception was the Alaska Superior Court, which relied
on that State's Constitution's express and broadly construed right to
privacy. Brause vs. Bureau of Vital Statistics, No. 3AN-95-6562CJ
(Alaska Super.Ct. Feb. 27, 1998).
13.
Article 106 is referred to as the Equal Rights Amendment.
14.
Justice Greaney views Loving v. Virginia, 388 U.S. 1 (1967), as
standing analogously for the proposition that just as a person cannot be
barred from marrying another person because of his or her race, a person
cannot be barred from marrying another person because of his or her sex.
Ante at (Greaney, J., concurring). While superficially attractive,
this analogy does not withstand closer scrutiny. Unlike Virginia's
antimiscegenation statute, neither the purpose nor effect of the
Massachusetts marriage statute is to advantage or disadvantage one gender
over the other. This distinction is critical and was central to the
Loving decision. More fundamentally, the statute at issue burdened marriage with a requirement
that was both constitutionally suspect and unrelated to protecting either
the underlying purposes or nature of the institution. In contrast, the
limitation of marriage to one man and one woman preserves both its
structure and its historic purposes.
15.
The commission was composed of five State representatives, three State
senators and three gubernatorial appointees. All of the gubernatorial
appointees were attorneys.
16.
The Washington case cited by the commission was Singer v. Hara, 11
Wash.App. 247 (1974).
17.
Modern DNA testing may reveal actual paternity, but it establishes only a
genetic relationship between father and child.
18.
The normative relationship between husband and wife has changed markedly
due to the overwhelming movement toward gender equality both at home and
in the marketplace.
19.
The availability of a variety of social welfare programs and public education has in many instances affected the status of
the marital family as the only environment dedicated to the care,
protection, and education of children.
20.
No-fault divorce has made the dissolution of marriage much easier than
ever before.
21.
"It is important to distinguish the individual interests in domestic
relations from the social interest in the family and marriage as social
institutions." Pound, Individual Interests in the Domestic Relations, 14
Mich. L.Rev. 177, 177 (1916). The court's opinion blurs this important
distinction and emphasizes the personal and emotional dimensions that
often accompany marriage. It is, however, only society's interest in the
institution of marriage as a stabilizing social structure that justifies
the statutory benefits and burdens that attend to the status provided by
its laws. Personal fulfilment and public celebrations or announcements of
commitment have little if anything to do with the purpose of the civil
marriage laws, or with a legitimate public interest that would justify
them.
22.
In support of its conclusion that the marriage statute does not satisfy
the rational basis test, the court emphasizes that "[t]he department has
offered no evidence that forbidding marriage to people
of the same sex will increase the number of couples choosing to enter into
opposite-sex marriages in order to have and raise children." Ante
at. This surprising statement misallocates the burden of proof in a
constitutional challenge to the rational basis of a statute (see
supra at--). It is the plaintiffs who must prove that supporting
and promoting one form of relationship by providing (as is pointed out)
literally hundreds of benefits, could not conceivably affect the decision-
making of anyone considering whether to bear and raise a child. The
department is not required to present "evidence" of anything.
23.
See C.N. Degler, The Emergence of the Modern American Family, in The
American Family in Social-Historical Perspective 61 (3d ed.1983); A.J.
Hawkins, Introduction, in Revitalizing the Institution of Marriage for the
Twenty-First Century: An Agenda for Strengthening Marriage xiv (2002); C.
Lasch, Social Pathologists and the Socialization of Reproduction, in The
American Family in Social-Historical Perspective, 80 (3d ed.1983); W.J.
O'Donnell & D.A. Jones, The Law of Marriage and Marital Alternatives 1
(1982); L. Saxton, The Individual, Marriage and the Family 229-230, 260
(1968); M.A. Schwartz & B.M. Scott, Marriages and Families: Diversity
and Change 4 (1994); Wardle, "Multiply and Replenish": Considering
Same-Sex Marriage in Light of State Interests in Marital Procreation, 24
Harv. J.L. & Pub. Pol'y 771, 777- 780 (2001); J.Q.
Wilson, The Marriage Problem: How Our Culture has Weakened Families 28,
40, 66-67 (2002).
24.
See Rodney, Behavioral Differences between African American Male
Adolescents with Biological Fathers and Those Without Biological Fathers
in the Home, 30 J. Black Stud. 45, 53 (1999) (African-American juveniles
who lived with their biological fathers displayed fewer behavioral
problems than those whose biological fathers were absent from home);
Chilton, Family Disruption, Delinquent Conduct and the Effect of
Subclassification, 37 Am. Soc. Rev. 93, 95 (1972) (proportion of youth
charged with juvenile offenses who were not living in husband-wife family
was larger than comparable proportion of youth charged with juvenile
offenses who were living in husband-wife family); Hoffmann, A National
Portrait of Family Structure and Adolescent Drug Use, 60 J. Marriage &
Fam. 633 (1998) (children from households with both mother and father
reported relatively low use of drugs, whereas children from households
without their natural mothers and from other family type households had
highest prevalence of drug use). See also D. Blankenhorn, Fatherless
America: Confronting Our Most Urgent Social Problem 25 (1995).
25.
H.B. Biller & J.L. Kimpton, The Father and the School-Aged Child, in
The Role of The Father in Child Development 143 (3d ed.1997); H.B. Biller,
Fathers and Families: Paternal Factors in Child
Development 1-3 (1993); Lynne Marie Kohm, The Homosexual "Union": Should
Gay and Lesbian Partnerships be Granted the Same Status as Marriage? 22 J.
Contemp. L. 51, 61 & nn.53, 54 (1996) ("[s]tatistics continue to show
that the most stable family for children to grow up in is that consisting
of a father and a mother").
26.
See, e.g., Patterson, Family Relationships of Lesbians and Gay Men, 62 J.
Marriage & Fam. 1052, 1060, 1064-1065 (2000) (concluding that there
are no significant differences between children of same-sex parents and
children of heterosexual parents in aspects of personal
development).
27.
See, e.g., Cameron, Homosexual Parents, 31 Adolescence 757, 770-774 (1996)
(concluding results of limited study consonant with notion that children
raised by homosexuals disproportionately experience emotional disturbance
and sexual victimization).
28.
See, e.g., Stacey, (How) Does the Sexual Orientation of Parents Matter?,
66 Amer. Soc. Rev. 159, 172, 176-179 (2001) (finding significant
statistical differences in parenting practices, gender roles, sexual
behavior but noting that "heterosexism" and political implications have
constrained research). See also Coleman, Reinvestigating Remarriage:
Another Decade of Progress, 62 J. Marriage & Fam.
1288 (2000) (concluding that future studies of the impact of divorce and
remarriage on children should focus on "nontraditional" stepfamilies,
particularly same-sex couples with children, because the impact of such
arrangements have been overlooked in other studies).
29.
In Massachusetts, for example, the State's adoption laws were only
recently interpreted to permit adoption by same-sex partners. Adoption
of Tammy, 416 Mass. 205 (1993). It is fair to assume that most of the
children affected by that ruling, who properly would be the subject of
study in their teenage and adult years, are still only children
today.
30.
This family structure raises the prospect of children lacking any parent
of their own gender. For example, a boy raised by two lesbians as his
parents has no male parent. Contrary to the suggestion that concerns about
such a family arrangement is based on "stereotypical" views about the
differences between sexes, ante at n. 28, concern about such an
arrangement remains rational. It is, for example, rational to posit that
the child himself might invoke gender as a justification for the view that
neither of his parents "understands" him, or that they "don't know what he
is going through," particularly if his disagreement or dissatisfaction
involves some issue pertaining to sex. Given that same-sex couples raising
children are a very recent phenomenon, the
ramifications of an adolescent child's having two parents but not one of
his or her own gender have yet to be fully realized and cannot yet even be
tested in significant numbers. But see note 25, supra, regarding
studies of children raised without parents of each gender.
31.
The same could be true of any other potentially promising but recent
innovation in the relationships of persons raising children.
32.
The plaintiffs also argue that because the State requires insurance
companies to provide coverage for diagnosing and treating infertility
unrestricted to those who are married, G.L. c. 175, § 47H, limiting
marriage to opposite-sex couples is contrary to its currently stated
public policy, and, therefore no longer rational. This argument is not
persuasive. The fact that the Legislature has seen fit to require that
health insurers cover the medical condition of infertility, for all
subscribers, is not inconsistent with the State's policy of encouraging
and endorsing heterosexual marriage as the optimum structure in which to
bear and raise children. There is no rule that requires the State to limit
every law bearing on birth and child rearing to the confines of
heterosexual marriage in order to vindicate its policy of supporting that
structure as optimal. Just as the insurance laws relating to infertility
coverage cannot be said to be a State endorsement of childbirth out of wedlock, they cannot be said to represent an
abandonment of the State's policy regarding a preference that children be
born into and raised in the context of heterosexual marriage.
33.
Indeed, just recently, this court reasoned that the Legislature could
permissibly conclude that children being raised by single parents "may be
at heightened risk for certain kinds of harm when compared with children
of so- called intact families," because such children "may not have or be
able to draw on the resources of two parents" when having to cope with
some form of loss. Blixt v. Blixt, 437 Mass. 649, 663, 664 (2002),
cert. denied, 537 U.S. 1189 (2003). In that case, the differences between
single parents and parents raising a child together sufficed to justify
subjecting single parents to the grandparent visitation statute, G.L. c.
119, § 39D. Id. at 662-664. Because the statute implicated
fundamental parental rights, its classifications had to survive strict
scrutiny, id. at 660, not the mere rational basis test at issue in
today's opinion. The fact that single people can adopt children did not
insulate them from differential treatment with respect to their parental
rights.
34.
Similarly, while the fact that our laws have evolved to include a strong
affirmative policy against discrimination on the basis of sexual
orientation, have decriminalized intimate adult
conduct, and have abolished the legal distinctions between marital and
nonmarital children, may well be a reason to celebrate a more open and
humane society, they ought not be the basis on which to conclude that
there is no longer a rational basis for the current marriage law. See
ante at. To conclude the latter based on the former threatens the
process of social reform in a democratic society. States must be free to
experiment in the realm of social and civil relations, incrementally and
without concern that a step or two in one direction will determine the
outcome of the experiment as a matter of law. If they are not, those who
argue "slippery slope" will have more ammunition than ever to resist any
effort at progressive change or social experimentation, and will be able
to put the lie to the arguments of the proponents of such efforts, that an
incremental step forward does not preordain a result which neither the
people nor their elected representatives may yet be prepared to
accept.
35.
The court contends that the exclusive and permanent commitment of the
marriage partnership rather than the begetting of children is the sine qua
non of civil marriage, ante at, and that "the 'marriage is
procreation' argument singles out the one unbridgeable difference between
same-sex and opposite-sex couples, and transforms that difference into the
essence of legal marriage." Ante at. The court has it backward.
Civil marriage is the product of society's critical
need to manage procreation as the inevitable consequence of intercourse
between members of the opposite sex. Procreation has always been at the
root of marriage and the reasons for its existence as a social
institution. Its structure, one man and one woman committed for life,
reflects society's judgment as how optimally to manage procreation and the
resultant child rearing. The court, in attempting to divorce procreation
from marriage, transforms the form of the structure into its purpose. In
doing so, it turns history on its head. The
court compounds its error by likening the marriage statute to Colorado's
"Amendment 2" which was struck by the United States Supreme Court in
Romer v. Evans, 517 U.S. 620, 633 (1996). That amendment repealed
all Colorado laws and ordinances that barred discrimination against
homosexuals, and prohibited any governmental entity from adopting similar
statutes. The amendment withdrew from homosexuals, but no others, legal
protection from a broad range of injuries caused by private and
governmental discrimination, "imposing a broad and undifferentiated
disability on a single named group." Id. at 632. As the Court
noted, its sheer breadth seems "inexplicable by anything but animus toward
the class it affects." Id. The comparison to the Massachusetts
marriage statute, which limits the institution of marriage (created to
manage procreation) to opposite-sex couples who can theoretically
procreate, is completely inapposite.
36.
Although the marriage statute is overinclusive because it comprehends
within its scope infertile or voluntarily nonreproductive opposite-sex
couples, this overinclusiveness does not make the statute constitutionally
infirm. See Massachusetts Fed'n of Teachers v. Board of Educ., 436
Mass. 763, 778 (2002) ("Some degree of overinclusiveness or
underinclusiveness is constitutionally permissible ..."). The
overinclusiveness present here is constitutionally permissible because the
Commonwealth has chosen, reasonably, not to test every prospective married
couple for fertility and not to demand of fertile prospective married
couples whether or not they will procreate. It is satisfied, rather, to
allow every couple whose biological opposition makes procreation
theoretically possible to join the institution.
37.
Concerns about such unintended consequences cannot be dismissed as
fanciful or far-fetched. Legislative actions taken in the 1950's and
1960's in areas as widely arrayed as domestic relations law and welfare
legislation have had significant unintended adverse consequences in
subsequent decades including the dramatic increase in children born out of
wedlock, and the destabilization of the institution of marriage. See
Nonmarital Childbearing in the United States 1940-99, National Center for
Health Statistics, 48 Nat'l Vital Stat. Reps. at 2 (Oct.2000) (nonmarital
childbirths increased from 3.8% of annual births in 1940 to 33% in 1999); M.D. Bramlett, Cohabitation,
Marriage, Divorce, and Remarriage in the United States, National Center
for Health Statistics, Vital & Health Stat. at 4-5 (July 2002) (due to
higher divorce rates and postponement of marriage, proportion of people's
lives spent in marriage declined significantly during later half of
Twentieth Century).
38.
"[T]he State retains wide latitude to decide the manner in which it will
allocate benefits." Moe v. Secretary of Admin. & Fin., 382
Mass. 629, 652 (1981). To the extent that the Legislature concludes that
one form of social relationship is more optimal than another for the
bearing and raising of children, it is free to promote and support the one
and not the other, so long as its conclusion is rational, and does not
discriminatorily burden the exercise of a fundamental right. Id.
Cf. Rust v. Sullivan, 500 U.S. 173, 192-193 (1991) ("Government
can, without violating the Constitution, selectively fund a program to
encourage certain activities it believes to be in the public interest,
without at the same time funding an alternative program which seeks to
deal with the problems in another way").
39.
Legislatures in many parts of the country continue to consider various
means of affording same-sex couples the types of benefits and legal
structures that married couples enjoy. For example, in 1999 the California
Legislature established the first Statewide domestic
partner registry in the nation, and in each of the years 2001, 2002, and
2003 substantially expanded the rights and benefits accruing to registered
partners. Cal. Fam.Code §§ 297 et seq. (West Supp.2003). See also comments
of Massachusetts Senate President Robert Traviglini to the effect that he
intends to bring civil union legislation to the floor of the Senate for a
vote. Mass. Senate Eyes Civil Unions: Move Comes as SJC Mulls Gay
Marriages, Boston Globe, Sept. 7, 2003, at A1.
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